Stock Transactions — NUVEEN CA DIVI ADV MUN

Total Bought
4,340,427
56 transactions
Total Sold
1,333,872
37 transactions
Net
+3,006,555
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY3,761,2695,137,471+1,376,2020.000.00+0.00buy
GUGGENHEIM CAPITAL LLC2,285,3482,938,681+653,3330.200.25+0.06buy
WELLS FARGO & COMPANY/MN1,379,9251,994,983+615,0580.000.00+0.00buy
Advisors Asset Management, Inc.879,6101,349,549+469,9390.170.27+0.10buy
JANE STREET GROUP, LLC75,305413,675+338,3700.000.01+0.00buy
WHITTIER TRUST CO91,305200,319+109,0140.010.03+0.01buy
BANK OF AMERICA CORP /DE/735,480834,857+99,3770.000.00+0.00buy
AMERIPRISE FINANCIAL INC161,246241,635+80,3890.000.00+0.00buy
Virtu Financial LLC054,445+54,4450.000.02+0.02buy
LPL Financial LLC506,859559,957+53,0980.000.00+0.00buy
Southland Equity Partners LLC153,040206,090+53,0500.360.48+0.12buy
ORG Partners LLC044,224+44,2240.000.09+0.09buy
Hennion & Walsh Asset Management, Inc.377,589412,560+34,9710.160.17+0.01buy
ROYAL BANK OF CANADA155,409185,973+30,5640.000.00+0.00buy
ECLECTIC ASSOCIATES INC /ADV029,454+29,4540.000.05+0.05buy
New Insight Wealth Advisors41,23569,785+28,5500.180.29+0.12buy
Prospera Financial Services Inc35,00063,500+28,5000.010.01+0.01buy
Ignite Planners, LLC330,112357,359+27,2470.620.65+0.03buy
Quantinno Capital Management LP021,265+21,2650.000.00+0.00buy
McGowan Group Asset Management, Inc.017,851+17,8510.000.03+0.03buy
Gerber Kawasaki Wealth & Investment Management16,17033,850+17,6800.010.01+0.01buy
Marex Group plc016,600+16,6000.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS015,266+15,2660.000.00+0.00buy
CLG LLC014,087+14,0870.000.04+0.04buy
Ameritas Advisory Services, LLC012,157+12,1570.000.01+0.01buy
RAYMOND JAMES FINANCIAL INC152,315164,459+12,1440.000.00+0.00buy
ROSENBLUM SILVERMAN SUTTON S F INC /CA011,440+11,4400.000.03+0.03buy
Arlington Financial Advisors, LLC010,023+10,0230.000.02+0.02buy
Creative Planning73,90883,689+9,7810.000.00+0.00buy
OneDigital Investment Advisors LLC156,723166,184+9,4610.020.02+0.00buy
HARBOUR INVESTMENTS, INC.08,969+8,9690.000.00+0.00buy
WEDBUSH SECURITIES INC92,36997,605+5,2360.030.03-0.00buy
EVOKE WEALTH, LLC249,840253,679+3,8390.060.06-0.00buy
Oder Investment Management, LLC58,15861,836+3,6780.480.53+0.05buy
Kestra Advisory Services, LLC03,431+3,4310.000.00+0.00buy
Mutual Advisors, LLC64,36567,729+3,3640.020.02+0.00buy
OSAIC HOLDINGS, INC.77,99081,138+3,1480.000.00+0.00buy
SageView Advisory Group, LLC02,781+2,7810.000.00+0.00buy
Corient Private Wealth LLC21,39023,590+2,2000.000.00-0.00buy
D.A. DAVIDSON & CO.123,278125,196+1,9180.010.01-0.00buy
Sowell Financial Services LLC30,64932,173+1,5240.010.01+0.00buy
Cooper Financial Group40,81342,152+1,3390.050.05+0.00buy
Rockefeller Capital Management L.P.1,189,1621,190,498+1,3360.030.03-0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC51,78652,725+9390.010.01-0.00buy
PFG Investments, LLC188,023188,895+8720.110.11-0.01buy
IEQ CAPITAL, LLC63,91664,754+8380.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.15,84516,274+4290.000.00+0.00buy
Mesirow Financial Investment Management, Inc.15,84016,240+4000.000.00+0.00buy
NewEdge Advisors, LLC66,12266,429+3070.000.00-0.00buy
Snowden Capital Advisors LLC20,03020,122+920.010.01-0.00buy
Rareview Capital LLC66,16766,243+760.450.48+0.03buy
Tower Research Capital LLC (TRC)053+530.000.00+0.00buy
WFA of San Diego, LLC500545+450.000.00+0.00buy
SOA Wealth Advisors, LLC.970995+250.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC1,3281,353+250.000.00+0.00buy
IFP Advisors, Inc892915+230.000.00-0.00buy
EVERETT HARRIS & CO /CA/46,00046,00000.010.01+0.00hold
MAI Capital Management8,9008,90000.000.00-0.00hold
FIRST FOUNDATION ADVISORS44,12544,12500.020.02+0.00hold
DAVIDSON TRUST CO148,098148,09800.700.73+0.03hold
WHITTIER TRUST CO OF NEVADA INC3,5503,55000.000.00+0.00hold
CIBC Private Wealth Group LLC10,00010,00000.000.00+0.00hold
J.W. COLE ADVISORS, INC.21,54121,54100.000.01+0.00hold
Allianz Asset Management GmbH475,879475,87900.010.01-0.00hold
CWM, LLC1,9831,98300.000.00-0.00hold
Cerity Partners LLC48,54148,54100.000.00-0.00hold
Pure Financial Advisors, LLC18,19518,19500.000.00-0.00hold
Perigon Wealth Management, LLC15,16815,16800.000.00-0.00hold
Riverview Trust Co10,61210,61200.150.15+0.00hold
Merit Financial Group, LLC41,95641,95600.000.00-0.00hold
Intellectus Partners, LLC25,00025,00000.060.06+0.00hold
Parallel Advisors, LLC13,83113,83100.000.00+0.00hold
CreativeOne Wealth, LLC13,54413,54400.000.00+0.00hold
Global Retirement Partners, LLC3,6853,68500.000.00-0.00hold
Western Wealth Management, LLC15,04915,04900.010.01-0.00hold
Fermata Advisors, LLC11,50011,50000.030.03-0.00hold
NewEdge Wealth, LLC38,60038,60000.010.01-0.00hold
MELFA WEALTH MANAGEMENT, INC.49,81649,81600.340.34+0.00hold
Core Wealth Partners LLC32,24932,24900.170.17+0.00hold
Strategic Advocates LLC10,40010,40000.030.03+0.00hold
Farther Finance Advisors, LLC27,14927,14900.000.00-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC40,75040,75000.010.01+0.00hold
Caitlin John, LLC80080000.010.01-0.00hold
DKM Wealth Management, Inc.142,401142,40101.311.25-0.06hold
Barnes Wealth Management Group, Inc14,95314,95300.090.09-0.00hold
FIRST AMERICAN TRUST, FSB19,00019,00000.020.02-0.00hold
US BANCORP \DE\4,4004,40000.000.00+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.59,62659,62600.000.00-0.00hold
COMERICA BANK474700.000.00+0.00hold
BFSG, LLC600540-600.000.00-0.00sell
OPPENHEIMER & CO INC36,40236,327-750.010.01+0.00sell
STIFEL FINANCIAL CORP84,22284,088-1340.000.00+0.00sell
MKT Advisors LLC23,06022,901-1590.100.09-0.01sell
NWF Advisory Services Inc.15,69015,405-2850.020.02+0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC42,60041,600-1,0000.040.03-0.00sell
MATHER GROUP, LLC.1,0160-1,0160.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC67,42966,237-1,1920.000.00+0.00sell
Cetera Investment Advisers62,46361,063-1,4000.000.00-0.00sell
AMERIFLEX GROUP, INC.2,8001,400-1,4000.010.01-0.00sell
HIGHLINE WEALTH PARTNERS LLC2,5001,000-1,5000.010.00-0.00sell
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