| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Bleichroeder LP | 400,000 | 400,000 | 0 | 0.48 | 0.51 | +0.03 | hold |
| Stonepine Capital Management, LLC | 460,359 | 345,179 | -115,180 | 2.51 | 2.26 | -0.25 | sell |
| Point72 Asset Management, L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 193,114 | +193,114 | 0.00 | 0.00 | +0.00 | buy |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 0 | 142,469 | +142,469 | 0.00 | 0.02 | +0.02 | buy |
| Velan Capital Investment Management LP | 300,000 | 135,315 | -164,685 | 1.20 | 0.63 | -0.57 | sell |
| Dauntless Investment Group, LLC | 1 | 79,832 | +79,831 | 0.00 | 1.67 | +1.67 | buy |
| Sequoia Financial Advisors, LLC | 0 | 60,000 | +60,000 | 0.00 | 0.00 | +0.00 | buy |
| Westside Investment Management, Inc. | 30,875 | 50,425 | +19,550 | 0.03 | 0.06 | +0.02 | buy |
| ROYAL BANK OF CANADA | 54,133 | 34,340 | -19,793 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 23,999 | 23,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RAYMOND JAMES FINANCIAL INC | 0 | 15,749 | +15,749 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 10,700 | 12,700 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| Laird Norton Wetherby Trust Company, LLC | 0 | 12,400 | +12,400 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 10,608 | +10,608 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 7,500 | 10,000 | +2,500 | 0.01 | 0.03 | +0.02 | buy |
| OSAIC HOLDINGS, INC. | 0 | 8,744 | +8,744 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 232 | 1,568 | +1,336 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 1,565 | 1,402 | -163 | 0.00 | 0.00 | +0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 1,081 | +1,081 | 0.00 | 0.00 | +0.00 | buy |
| CORSAIR CAPITAL MANAGEMENT, L.P. | 70,000 | 0 | -70,000 | 0.08 | 0.00 | -0.08 | sell |
| Alyeska Investment Group, L.P. | 738,321 | 0 | -738,321 | 0.01 | 0.00 | -0.01 | sell |
| Allworth Financial LP | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 10,388 | 0 | -10,388 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |