| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | 0 | 738,321 | +738,321 | 0.00 | 0.01 | +0.01 | buy |
| Stonepine Capital Management, LLC | 0 | 460,359 | +460,359 | 0.00 | 2.51 | +2.51 | buy |
| Bleichroeder LP | 0 | 400,000 | +400,000 | 0.00 | 0.48 | +0.48 | buy |
| Velan Capital Investment Management LP | 0 | 300,000 | +300,000 | 0.00 | 1.20 | +1.20 | buy |
| Point72 Asset Management, L.P. | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| CORSAIR CAPITAL MANAGEMENT, L.P. | 0 | 70,000 | +70,000 | 0.00 | 0.08 | +0.08 | buy |
| ROYAL BANK OF CANADA | 0 | 54,133 | +54,133 | 0.00 | 0.00 | +0.00 | buy |
| Westside Investment Management, Inc. | 0 | 30,875 | +30,875 | 0.00 | 0.03 | +0.03 | buy |
| Engineers Gate Manager LP | 0 | 10,388 | +10,388 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 7,500 | +7,500 | 0.00 | 0.01 | +0.01 | buy |
| RHUMBLINE ADVISERS | 591 | 1,565 | +974 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 232 | +232 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arax Advisory Partners | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 10,700 | 10,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 24,000 | 23,999 | -1 | 0.00 | 0.00 | +0.00 | sell |
| MAI Capital Management | 52 | 0 | -52 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 639 | 1 | -638 | 0.00 | 0.00 | -0.00 | sell |
| Dauntless Investment Group, LLC | 118,139 | 1 | -118,138 | 2.23 | 0.00 | -2.23 | sell |