| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 11,763,244 | 12,775,229 | +1,011,985 | 4.10 | 4.22 | +0.12 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 7,821,065 | 7,664,571 | -156,494 | 4.29 | 4.24 | -0.04 | sell |
| Bramshill Investments, LLC | 7,912,993 | 6,552,565 | -1,360,428 | 8.92 | 8.84 | -0.08 | sell |
| MORGAN STANLEY | 4,963,498 | 5,129,596 | +166,098 | 0.01 | 0.00 | -0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 3,202,723 | 3,163,647 | -39,076 | 0.90 | 0.83 | -0.07 | sell |
| UBS Group AG | 2,690,007 | 2,735,529 | +45,522 | 0.01 | 0.01 | -0.00 | buy |
| Logan Stone Capital, LLC | 1,908,636 | 2,402,350 | +493,714 | 4.42 | 5.92 | +1.50 | buy |
| Saba Capital Management, L.P. | 2,389,415 | 2,389,415 | 0 | 0.67 | 0.60 | -0.07 | hold |
| WELLS FARGO & COMPANY/MN | 2,099,206 | 2,038,840 | -60,366 | 0.01 | 0.01 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 1,816,131 | 1,784,006 | -32,125 | 1.19 | 1.09 | -0.10 | sell |
| BANK OF AMERICA CORP /DE/ | 1,688,981 | 1,752,937 | +63,956 | 0.00 | 0.00 | -0.00 | buy |
| VAN ECK ASSOCIATES CORP | 1,684,889 | 1,679,665 | -5,224 | 0.04 | 0.03 | -0.01 | sell |
| DEUTSCHE BANK AG\ | 1,416,000 | 1,656,000 | +240,000 | 0.01 | 0.01 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 1,357,620 | 1,406,840 | +49,220 | 0.03 | 0.03 | -0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,238,800 | 1,356,400 | +117,600 | 5.05 | 5.37 | +0.31 | buy |
| Pathstone Holdings, LLC | 1,328,651 | 1,312,323 | -16,328 | 0.08 | 0.07 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 1,022,089 | 1,027,573 | +5,484 | 0.09 | 0.08 | -0.01 | buy |
| PenderFund Capital Management Ltd. | 850,000 | 850,000 | 0 | 4.20 | 3.49 | -0.72 | hold |
| HighTower Advisors, LLC | 872,909 | 824,335 | -48,574 | 0.02 | 0.02 | -0.00 | sell |
| AQR Arbitrage LLC | 773,201 | 768,163 | -5,038 | 0.36 | 0.31 | -0.05 | sell |
| GILL CAPITAL PARTNERS, LLC | 683,882 | 756,308 | +72,426 | 3.30 | 3.34 | +0.04 | buy |
| Fiera Capital Corp | 875,539 | 689,691 | -185,848 | 0.03 | 0.02 | -0.01 | sell |
| ROYAL BANK OF CANADA | 632,316 | 620,525 | -11,791 | 0.00 | 0.00 | -0.00 | sell |
| Eagle Bluffs Wealth Management LLC | 550,752 | 560,497 | +9,745 | 4.30 | 4.00 | -0.29 | buy |
| Advisors Asset Management, Inc. | 492,518 | 535,084 | +42,566 | 0.12 | 0.12 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 467,559 | 513,651 | +46,092 | 0.01 | 0.01 | -0.00 | buy |
| Penserra Capital Management LLC | 417,413 | 509,545 | +92,132 | 0.09 | 0.07 | -0.02 | buy |
| Rockefeller Capital Management L.P. | 464,181 | 485,213 | +21,032 | 0.02 | 0.02 | -0.00 | buy |
| Dakota Wealth Management | 476,307 | 482,748 | +6,441 | 0.21 | 0.14 | -0.07 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 645,552 | 478,380 | -167,172 | 0.66 | 0.48 | -0.18 | sell |
| LPL Financial LLC | 435,952 | 471,372 | +35,420 | 0.00 | 0.00 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 307,298 | 457,997 | +150,699 | 0.29 | 0.43 | +0.14 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 414,403 | 442,675 | +28,272 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 492,847 | 428,270 | -64,577 | 0.01 | 0.01 | -0.00 | sell |
| Tyche Wealth Partners LLC | 407,244 | 421,449 | +14,205 | 1.12 | 1.18 | +0.06 | buy |
| Baird Financial Group, Inc. | 418,839 | 418,721 | -118 | 0.01 | 0.01 | -0.00 | sell |
| NINE MASTS CAPITAL Ltd | 0 | 400,360 | +400,360 | 0.00 | 1.20 | +1.20 | buy |
| Capital Investment Advisors, LLC | 378,866 | 380,046 | +1,180 | 0.11 | 0.10 | -0.01 | buy |
| Fort Point Capital Partners LLC | 76,826 | 373,099 | +296,273 | 0.14 | 0.58 | +0.44 | buy |
| Rareview Capital LLC | 343,670 | 361,576 | +17,906 | 3.61 | 4.08 | +0.46 | buy |
| MACKAY SHIELDS LLC | 0 | 356,454 | +356,454 | 0.00 | 0.11 | +0.11 | buy |
| GFS Advisors, LLC | 357,000 | 337,000 | -20,000 | 0.60 | 0.64 | +0.04 | sell |
| LM Advisors LLC | 321,323 | 329,347 | +8,024 | 0.74 | 0.60 | -0.14 | buy |
| Tortoise Investment Management, LLC | 364,172 | 320,889 | -43,283 | 0.57 | 0.45 | -0.12 | sell |
| Allianz Asset Management GmbH | 300,646 | 300,646 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cetera Investment Advisers | 31,447 | 293,548 | +262,101 | 0.00 | 0.01 | +0.01 | buy |
| AMERIPRISE FINANCIAL INC | 421,727 | 272,515 | -149,212 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 232,367 | 261,411 | +29,044 | 0.00 | 0.01 | +0.00 | buy |
| Freestone Capital Holdings, LLC | 100,000 | 260,000 | +160,000 | 0.05 | 0.11 | +0.06 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 200,322 | 251,138 | +50,816 | 0.84 | 1.02 | +0.18 | buy |
| PARK AVENUE SECURITIES LLC | 230,917 | 240,284 | +9,367 | 0.04 | 0.04 | -0.00 | buy |
| COHEN & STEERS, INC. | 334,410 | 238,123 | -96,287 | 0.01 | 0.01 | -0.00 | sell |
| Indiana Trust & Investment Management Co | 235,001 | 225,001 | -10,000 | 1.22 | 1.04 | -0.18 | sell |
| Congress Park Capital LLC | 165,000 | 225,000 | +60,000 | 0.92 | 1.14 | +0.22 | buy |
| Cornerstone Advisory, LLC | 215,911 | 223,211 | +7,300 | 0.39 | 0.36 | -0.02 | buy |
| U.S. Capital Wealth Advisors, LLC | 204,597 | 209,297 | +4,700 | 0.09 | 0.09 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 164,636 | 203,581 | +38,945 | 0.01 | 0.01 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 196,734 | 196,734 | 0 | 0.19 | 0.16 | -0.03 | hold |
| Mesirow Financial Investment Management, Inc. | 195,737 | 195,737 | 0 | 0.08 | 0.05 | -0.03 | hold |
| Savant Capital, LLC | 187,697 | 187,697 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Kestra Advisory Services, LLC | 184,900 | 186,083 | +1,183 | 0.02 | 0.01 | -0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 174,482 | 179,848 | +5,366 | 0.00 | 0.00 | -0.00 | buy |
| 1776 Wealth LLC | 178,569 | 178,569 | 0 | 1.01 | 0.97 | -0.05 | hold |
| Mutual Advisors, LLC | 174,023 | 167,773 | -6,250 | 0.07 | 0.06 | -0.01 | sell |
| Invesco Ltd. | 149,814 | 157,241 | +7,427 | 0.00 | 0.00 | -0.00 | buy |
| Wakefield Asset Management LLLP | 149,255 | 154,328 | +5,073 | 0.63 | 0.61 | -0.02 | buy |
| OneDigital Investment Advisors LLC | 152,550 | 153,521 | +971 | 0.03 | 0.03 | -0.00 | buy |
| Leo Wealth, LLC | 130,964 | 143,264 | +12,300 | 0.16 | 0.17 | +0.01 | buy |
| Palogic Value Management, L.P. | 123,305 | 138,789 | +15,484 | 0.63 | 0.69 | +0.06 | buy |
| Arete Wealth Advisors, LLC | 133,343 | 134,069 | +726 | 0.12 | 0.14 | +0.03 | buy |
| Prospera Financial Services Inc | 97,377 | 126,758 | +29,381 | 0.04 | 0.04 | +0.01 | buy |
| Centiva Capital, LP | 243,188 | 122,850 | -120,338 | 0.17 | 0.08 | -0.10 | sell |
| XML Financial, LLC | 141,665 | 122,462 | -19,203 | 0.17 | 0.14 | -0.03 | sell |
| Avior Wealth Management, LLC | 99,000 | 118,648 | +19,648 | 0.07 | 0.06 | -0.01 | buy |
| Janney Montgomery Scott LLC | 125,336 | 118,374 | -6,962 | 0.00 | 0.00 | -0.00 | sell |
| RIVERBRIDGE PARTNERS LLC | 114,075 | 117,233 | +3,158 | 0.02 | 0.02 | +0.00 | buy |
| Arkos Global Advisors | 116,186 | 116,186 | 0 | 0.24 | 0.22 | -0.02 | hold |
| Wealth Advisors of Tampa Bay, LLC | 66,162 | 116,162 | +50,000 | 0.38 | 0.63 | +0.25 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 168,972 | 113,607 | -55,365 | 0.04 | 0.02 | -0.02 | sell |
| Private Advisor Group, LLC | 107,119 | 108,434 | +1,315 | 0.01 | 0.01 | -0.00 | buy |
| Mariner, LLC | 94,065 | 95,942 | +1,877 | 0.00 | 0.00 | -0.00 | buy |
| Melone Private Wealth, LLC | 91,828 | 92,519 | +691 | 0.67 | 0.64 | -0.03 | buy |
| McGowan Group Asset Management, Inc. | 0 | 91,536 | +91,536 | 0.00 | 0.15 | +0.15 | buy |
| Cerity Partners LLC | 87,343 | 86,343 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| GC Wealth Management RIA, LLC | 90,656 | 78,895 | -11,761 | 0.47 | 0.18 | -0.29 | sell |
| GeoWealth Management, LLC | 90,656 | 77,105 | -13,551 | 0.09 | 0.03 | -0.05 | sell |
| Advisory Services Network, LLC | 75,399 | 76,542 | +1,143 | 0.02 | 0.02 | -0.00 | buy |
| Stratos Wealth Partners, LTD. | 124,854 | 75,396 | -49,458 | 0.03 | 0.01 | -0.01 | sell |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 86,477 | 70,226 | -16,251 | 0.02 | 0.02 | -0.01 | sell |
| Bank of New York Mellon Corp | 81,711 | 68,805 | -12,906 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 48,970 | 67,019 | +18,049 | 0.01 | 0.01 | +0.00 | buy |
| OPPENHEIMER & CO INC | 64,793 | 64,793 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Crescent Grove Advisors, LLC | 0 | 58,890 | +58,890 | 0.00 | 0.07 | +0.07 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 63,248 | 57,756 | -5,492 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 53,617 | 57,679 | +4,062 | 0.01 | 0.01 | -0.00 | buy |
| BNC WEALTH MANAGEMENT, LLC | 55,683 | 55,683 | 0 | 0.30 | 0.27 | -0.03 | hold |
| Claro Advisors LLC | 54,145 | 53,734 | -411 | 0.13 | 0.11 | -0.03 | sell |
| JOURNEY STRATEGIC WEALTH LLC | 53,062 | 50,973 | -2,089 | 0.03 | 0.03 | -0.00 | sell |
| Corient Private Wealth LLC | 49,165 | 49,671 | +506 | 0.00 | 0.00 | -0.00 | buy |
| IFP Advisors, Inc | 69,616 | 49,089 | -20,527 | 0.04 | 0.02 | -0.01 | sell |