| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 12,775,229 | 14,206,471 | +1,431,242 | 4.22 | 4.70 | +0.47 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 7,664,571 | 8,857,803 | +1,193,232 | 4.24 | 4.91 | +0.67 | buy |
| MORGAN STANLEY | 5,129,596 | 5,614,247 | +484,651 | 0.00 | 0.01 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 3,163,647 | 3,462,925 | +299,278 | 0.83 | 0.94 | +0.10 | buy |
| Saba Capital Management, L.P. | 2,389,415 | 2,850,371 | +460,956 | 0.60 | 0.74 | +0.14 | buy |
| UBS Group AG | 2,735,529 | 2,803,909 | +68,380 | 0.01 | 0.01 | -0.00 | buy |
| Bramshill Investments, LLC | 6,552,565 | 2,364,418 | -4,188,147 | 8.84 | 3.02 | -5.82 | sell |
| MACKAY SHIELDS LLC | 356,454 | 2,185,212 | +1,828,758 | 0.11 | 0.78 | +0.67 | buy |
| Allspring Global Investments Holdings, LLC | 1,406,840 | 2,046,632 | +639,792 | 0.03 | 0.04 | +0.01 | buy |
| Hennion & Walsh Asset Management, Inc. | 1,784,006 | 1,922,814 | +138,808 | 1.09 | 1.16 | +0.07 | buy |
| WELLS FARGO & COMPANY/MN | 2,038,840 | 1,877,969 | -160,871 | 0.01 | 0.01 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 1,752,937 | 1,738,354 | -14,583 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 1,656,000 | 1,656,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Logan Stone Capital, LLC | 2,402,350 | 1,647,645 | -754,705 | 5.92 | 4.99 | -0.92 | sell |
| Pathstone Holdings, LLC | 1,312,323 | 1,542,327 | +230,004 | 0.07 | 0.08 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 1,679,665 | 1,521,954 | -157,711 | 0.03 | 0.03 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,356,400 | 1,347,400 | -9,000 | 5.37 | 5.70 | +0.33 | sell |
| GUGGENHEIM CAPITAL LLC | 1,027,573 | 1,073,321 | +45,748 | 0.08 | 0.09 | +0.01 | buy |
| HighTower Advisors, LLC | 824,335 | 784,590 | -39,745 | 0.02 | 0.01 | -0.00 | sell |
| GILL CAPITAL PARTNERS, LLC | 756,308 | 747,080 | -9,228 | 3.34 | 3.39 | +0.05 | sell |
| PenderFund Capital Management Ltd. | 850,000 | 619,900 | -230,100 | 3.49 | 2.74 | -0.75 | sell |
| ROYAL BANK OF CANADA | 620,525 | 594,575 | -25,950 | 0.00 | 0.00 | -0.00 | sell |
| Eagle Bluffs Wealth Management LLC | 560,497 | 547,659 | -12,838 | 4.00 | 3.76 | -0.24 | sell |
| LPL Financial LLC | 471,372 | 544,110 | +72,738 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 513,651 | 532,275 | +18,624 | 0.01 | 0.01 | +0.00 | buy |
| Dakota Wealth Management | 482,748 | 528,585 | +45,837 | 0.14 | 0.15 | +0.01 | buy |
| Rockefeller Capital Management L.P. | 485,213 | 525,546 | +40,333 | 0.02 | 0.02 | +0.00 | buy |
| Penserra Capital Management LLC | 509,545 | 521,125 | +11,580 | 0.07 | 0.08 | +0.00 | buy |
| Advisors Asset Management, Inc. | 535,084 | 501,141 | -33,943 | 0.12 | 0.11 | -0.00 | sell |
| McGowan Group Asset Management, Inc. | 91,536 | 499,098 | +407,562 | 0.15 | 0.82 | +0.66 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 442,675 | 482,777 | +40,102 | 0.00 | 0.00 | +0.00 | buy |
| Fiera Capital Corp | 689,691 | 468,459 | -221,232 | 0.02 | 0.02 | -0.01 | sell |
| Fort Point Capital Partners LLC | 373,099 | 436,590 | +63,491 | 0.58 | 0.66 | +0.08 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 428,270 | 431,626 | +3,356 | 0.01 | 0.01 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 457,997 | 427,807 | -30,190 | 0.43 | 0.43 | -0.00 | sell |
| Tyche Wealth Partners LLC | 421,449 | 410,404 | -11,045 | 1.18 | 1.17 | -0.01 | sell |
| AQR Arbitrage LLC | 768,163 | 393,468 | -374,695 | 0.31 | 0.12 | -0.19 | sell |
| Capital Investment Advisors, LLC | 380,046 | 368,661 | -11,385 | 0.10 | 0.10 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 272,515 | 356,307 | +83,792 | 0.00 | 0.00 | +0.00 | buy |
| LM Advisors LLC | 329,347 | 343,078 | +13,731 | 0.60 | 0.01 | -0.59 | buy |
| Rareview Capital LLC | 361,576 | 322,199 | -39,377 | 4.08 | 3.62 | -0.46 | sell |
| Allianz Asset Management GmbH | 300,646 | 300,646 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cetera Investment Advisers | 293,548 | 291,376 | -2,172 | 0.01 | 0.01 | -0.00 | sell |
| Congress Park Capital LLC | 225,000 | 265,000 | +40,000 | 1.14 | 1.25 | +0.11 | buy |
| PARK AVENUE SECURITIES LLC | 240,284 | 254,665 | +14,381 | 0.04 | 0.04 | +0.00 | buy |
| Tortoise Investment Management, LLC | 320,889 | 250,502 | -70,387 | 0.45 | 0.34 | -0.11 | sell |
| NINE MASTS CAPITAL Ltd | 400,360 | 242,237 | -158,123 | 1.20 | 0.87 | -0.33 | sell |
| COHEN & STEERS, INC. | 238,123 | 238,123 | 0 | 0.01 | 0.01 | +0.00 | hold |
| OSAIC HOLDINGS, INC. | 261,411 | 232,399 | -29,012 | 0.01 | 0.01 | -0.00 | sell |
| Indiana Trust & Investment Management Co | 225,001 | 225,001 | 0 | 1.04 | 0.97 | -0.07 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 478,380 | 222,841 | -255,539 | 0.48 | 0.22 | -0.26 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 251,138 | 212,609 | -38,529 | 1.02 | 0.88 | -0.14 | sell |
| ROTHSCHILD INVESTMENT LLC | 196,734 | 196,734 | 0 | 0.16 | 0.16 | -0.00 | hold |
| Kestra Advisory Services, LLC | 186,083 | 196,383 | +10,300 | 0.01 | 0.01 | -0.00 | buy |
| Cornerstone Advisory, LLC | 223,211 | 195,803 | -27,408 | 0.36 | 0.32 | -0.04 | sell |
| Mesirow Financial Investment Management, Inc. | 195,737 | 195,737 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 203,581 | 194,711 | -8,870 | 0.01 | 0.01 | -0.00 | sell |
| Baird Financial Group, Inc. | 418,721 | 190,175 | -228,546 | 0.01 | 0.00 | -0.01 | sell |
| Savant Capital, LLC | 187,697 | 181,743 | -5,954 | 0.02 | 0.02 | -0.00 | sell |
| Freestone Capital Holdings, LLC | 260,000 | 172,496 | -87,504 | 0.11 | 0.07 | -0.04 | sell |
| 1776 Wealth LLC | 178,569 | 171,569 | -7,000 | 0.97 | 0.91 | -0.06 | sell |
| Mutual Advisors, LLC | 167,773 | 168,033 | +260 | 0.06 | 0.06 | -0.00 | buy |
| Invesco Ltd. | 157,241 | 156,018 | -1,223 | 0.00 | 0.00 | +0.00 | sell |
| Wakefield Asset Management LLLP | 154,328 | 152,889 | -1,439 | 0.61 | 0.63 | +0.02 | sell |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 70,226 | 152,815 | +82,589 | 0.02 | 0.04 | +0.02 | buy |
| Palogic Value Management, L.P. | 138,789 | 151,916 | +13,127 | 0.69 | 0.76 | +0.07 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 179,848 | 149,610 | -30,238 | 0.00 | 0.00 | -0.00 | sell |
| GFS Advisors, LLC | 337,000 | 149,402 | -187,598 | 0.64 | 0.64 | -0.00 | sell |
| XML Financial, LLC | 122,462 | 139,626 | +17,164 | 0.14 | 0.16 | +0.02 | buy |
| Arete Wealth Advisors, LLC | 134,069 | 134,143 | +74 | 0.14 | 0.13 | -0.01 | buy |
| Prospera Financial Services Inc | 126,758 | 130,784 | +4,026 | 0.04 | 0.04 | -0.00 | buy |
| Avior Wealth Management, LLC | 118,648 | 119,744 | +1,096 | 0.06 | 0.06 | -0.00 | buy |
| Arkos Global Advisors | 116,186 | 116,186 | 0 | 0.22 | 0.22 | -0.00 | hold |
| Wealth Advisors of Tampa Bay, LLC | 116,162 | 116,162 | 0 | 0.63 | 0.64 | +0.00 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 113,607 | 111,432 | -2,175 | 0.02 | 0.02 | -0.00 | sell |
| Janney Montgomery Scott LLC | 118,374 | 109,107 | -9,267 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 108,434 | 104,625 | -3,809 | 0.01 | 0.01 | -0.00 | sell |
| CHOREO, LLC | 40,548 | 104,056 | +63,508 | 0.01 | 0.02 | +0.01 | buy |
| KIM, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.13 | +0.13 | buy |
| U.S. Capital Wealth Advisors, LLC | 209,297 | 97,210 | -112,087 | 0.09 | 0.04 | -0.05 | sell |
| Melone Private Wealth, LLC | 92,519 | 96,570 | +4,051 | 0.64 | 0.67 | +0.04 | buy |
| RIVERBRIDGE PARTNERS LLC | 117,233 | 92,575 | -24,658 | 0.02 | 0.01 | -0.00 | sell |
| Cerity Partners LLC | 86,343 | 91,873 | +5,530 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 95,942 | 90,544 | -5,398 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 67,019 | 80,146 | +13,127 | 0.01 | 0.01 | +0.00 | buy |
| Crescent Grove Advisors, LLC | 58,890 | 78,821 | +19,931 | 0.07 | 0.10 | +0.03 | buy |
| Stratos Wealth Partners, LTD. | 75,396 | 77,957 | +2,561 | 0.01 | 0.01 | +0.00 | buy |
| Advisory Services Network, LLC | 76,542 | 75,720 | -822 | 0.02 | 0.02 | -0.00 | sell |
| OPPENHEIMER & CO INC | 64,793 | 66,893 | +2,100 | 0.01 | 0.01 | +0.00 | buy |
| Breakwater Capital Group | 0 | 62,107 | +62,107 | 0.00 | 0.17 | +0.17 | buy |
| Bank of New York Mellon Corp | 68,805 | 61,742 | -7,063 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspire Advisors, LLC | 0 | 61,000 | +61,000 | 0.00 | 0.01 | +0.01 | buy |
| Wellspring Financial Advisors, LLC | 42,900 | 59,900 | +17,000 | 0.08 | 0.10 | +0.02 | buy |
| Steward Partners Investment Advisory, LLC | 57,679 | 58,586 | +907 | 0.01 | 0.01 | -0.00 | buy |
| Modern Wealth Management, LLC | 0 | 57,559 | +57,559 | 0.00 | 0.05 | +0.05 | buy |
| BNC WEALTH MANAGEMENT, LLC | 55,683 | 55,683 | 0 | 0.27 | 0.24 | -0.03 | hold |
| Cresset Asset Management, LLC | 24,343 | 54,211 | +29,868 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 57,756 | 53,096 | -4,660 | 0.00 | 0.00 | -0.00 | sell |
| Claro Advisors LLC | 53,734 | 51,883 | -1,851 | 0.11 | 0.10 | -0.01 | sell |
| Summit Financial, LLC | 19,385 | 50,846 | +31,461 | 0.01 | 0.03 | +0.01 | buy |