| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MACKAY SHIELDS LLC | 356,454 | 2,185,212 | +1,828,758 | 0.11 | 0.78 | +0.67 | buy |
| Karpus Management, Inc. | 12,775,229 | 14,206,471 | +1,431,242 | 4.22 | 4.70 | +0.47 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 7,664,571 | 8,857,803 | +1,193,232 | 4.24 | 4.91 | +0.67 | buy |
| McGowan Group Asset Management, Inc. | 91,536 | 499,098 | +407,562 | 0.15 | 0.82 | +0.66 | buy |
| SIT INVESTMENT ASSOCIATES INC | 3,163,647 | 3,462,925 | +299,278 | 0.83 | 0.94 | +0.10 | buy |
| Hennion & Walsh Asset Management, Inc. | 1,784,006 | 1,922,814 | +138,808 | 1.09 | 1.16 | +0.07 | buy |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 70,226 | 152,815 | +82,589 | 0.02 | 0.04 | +0.02 | buy |
| Fort Point Capital Partners LLC | 373,099 | 436,590 | +63,491 | 0.57 | 0.65 | +0.08 | buy |
| Dakota Wealth Management | 482,748 | 528,585 | +45,837 | 0.14 | 0.15 | +0.01 | buy |
| Congress Park Capital LLC | 225,000 | 265,000 | +40,000 | 1.14 | 1.25 | +0.11 | buy |
| Summit Financial, LLC | 19,385 | 50,846 | +31,461 | 0.01 | 0.03 | +0.01 | buy |
| Crescent Grove Advisors, LLC | 58,890 | 78,821 | +19,931 | 0.07 | 0.10 | +0.03 | buy |
| XML Financial, LLC | 122,462 | 139,626 | +17,164 | 0.14 | 0.16 | +0.02 | buy |
| Wellspring Financial Advisors, LLC | 42,900 | 59,900 | +17,000 | 0.08 | 0.10 | +0.02 | buy |
| LM Advisors LLC | 329,347 | 343,078 | +13,731 | 0.60 | 0.01 | -0.59 | buy |
| Palogic Value Management, L.P. | 138,789 | 151,916 | +13,127 | 0.69 | 0.76 | +0.07 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 33,223 | 44,485 | +11,262 | 0.31 | 0.42 | +0.11 | buy |
| Chicago Partners Investment Group LLC | 16,129 | 25,384 | +9,255 | 0.01 | 0.01 | +0.00 | buy |
| MSH Capital Advisors LLC | 23,042 | 31,942 | +8,900 | 0.09 | 0.13 | +0.03 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,600 | 15,108 | +7,508 | 0.02 | 0.04 | +0.02 | buy |
| Kuhn & Co Investment Counsel | 22,698 | 30,018 | +7,320 | 0.24 | 0.32 | +0.07 | buy |
| Melone Private Wealth, LLC | 92,519 | 96,570 | +4,051 | 0.64 | 0.67 | +0.04 | buy |
| Merit Financial Group, LLC | 13,931 | 17,923 | +3,992 | 0.00 | 0.00 | +0.00 | buy |
| Occidental Asset Management, LLC | 11,231 | 13,962 | +2,731 | 0.02 | 0.03 | +0.00 | buy |
| Concurrent Investment Advisors, LLC | 42,835 | 45,305 | +2,470 | 0.02 | 0.02 | -0.00 | buy |
| RFG Advisory, LLC | 45,736 | 48,037 | +2,301 | 0.02 | 0.02 | +0.00 | buy |
| Wealth Alliance Advisory Group, LLC | 24,951 | 27,243 | +2,292 | 0.07 | 0.07 | +0.01 | buy |
| Fortitude Advisory Group L.L.C. | 29,591 | 31,649 | +2,058 | 0.19 | 0.22 | +0.03 | buy |
| Koshinski Asset Management, Inc. | 10,034 | 11,253 | +1,219 | 0.01 | 0.01 | +0.00 | buy |
| Magnus Financial Group LLC | 21,220 | 21,518 | +298 | 0.03 | 0.03 | -0.00 | buy |
| Arete Wealth Advisors, LLC | 134,069 | 134,143 | +74 | 0.14 | 0.13 | -0.01 | buy |
| SILVERLAKE WEALTH MANAGEMENT LLC | 32,243 | 32,306 | +63 | 0.19 | 0.16 | -0.03 | buy |
| Balefire, LLC | 10,000 | 10,056 | +56 | 0.04 | 0.04 | +0.00 | buy |
| Diligent Investors, LLC | 19,174 | 19,225 | +51 | 0.06 | 0.06 | +0.00 | buy |
| Ellis Investment Partners, LLC | 30,133 | 30,168 | +35 | 0.08 | 0.07 | -0.00 | buy |
| Compass Financial Group, INC/SD | 21,592 | 21,614 | +22 | 0.06 | 0.05 | -0.00 | buy |
| Financial Management Professionals, Inc. | 949 | 962 | +13 | 0.00 | 0.00 | -0.00 | buy |
| Moors & Cabot, Inc. | 10,503 | 10,509 | +6 | 0.01 | 0.01 | +0.00 | buy |
| Concord Wealth Partners | 469 | 468 | -1 | 0.00 | 0.00 | +0.00 | sell |
| Gould Capital, LLC | 35,613 | 35,519 | -94 | 0.29 | 0.29 | +0.01 | sell |
| FIRST UNITED BANK & TRUST | 700 | 500 | -200 | 0.00 | 0.00 | -0.00 | sell |
| SMITH, MOORE & CO. | 38,745 | 38,470 | -275 | 0.05 | 0.05 | -0.00 | sell |
| Widmann Financial Services, Inc. | 25,350 | 24,700 | -650 | 0.24 | 0.24 | -0.01 | sell |
| Pathway Financial Advisers, LLC | 20,644 | 19,910 | -734 | 0.09 | 0.08 | -0.00 | sell |
| BEACON INVESTMENT ADVISORS LLC | 12,985 | 12,190 | -795 | 0.08 | 0.07 | -0.01 | sell |
| SFMG, LLC | 13,739 | 12,709 | -1,030 | 0.01 | 0.01 | -0.00 | sell |
| Wakefield Asset Management LLLP | 154,328 | 152,889 | -1,439 | 0.61 | 0.63 | +0.02 | sell |
| Claro Advisors LLC | 53,734 | 51,883 | -1,851 | 0.11 | 0.10 | -0.01 | sell |
| OLD NATIONAL BANCORP /IN/ | 13,532 | 11,532 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 113,607 | 111,432 | -2,175 | 0.02 | 0.02 | -0.00 | sell |
| NWF Advisory Services Inc. | 15,613 | 13,131 | -2,482 | 0.03 | 0.02 | -0.01 | sell |
| Element Wealth, LLC | 29,996 | 26,106 | -3,890 | 0.20 | 0.17 | -0.03 | sell |
| Meixler Investment Management, Ltd. | 24,500 | 19,450 | -5,050 | 0.21 | 0.18 | -0.04 | sell |
| Quad-Cities Investment Group, LLC | 18,923 | 13,048 | -5,875 | 0.13 | 0.08 | -0.04 | sell |
| 1776 Wealth LLC | 178,569 | 171,569 | -7,000 | 0.97 | 0.91 | -0.06 | sell |
| Barry Investment Advisors, LLC | 43,388 | 36,284 | -7,104 | 0.17 | 0.14 | -0.02 | sell |
| SIMON QUICK ADVISORS, LLC | 21,697 | 14,264 | -7,433 | 0.02 | 0.01 | -0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,356,400 | 1,347,400 | -9,000 | 5.37 | 5.70 | +0.33 | sell |
| GILL CAPITAL PARTNERS, LLC | 756,308 | 747,080 | -9,228 | 3.34 | 3.39 | +0.05 | sell |
| JOURNEY STRATEGIC WEALTH LLC | 50,973 | 41,159 | -9,814 | 0.03 | 0.02 | -0.01 | sell |
| Tyche Wealth Partners LLC | 421,449 | 410,404 | -11,045 | 1.18 | 1.17 | -0.01 | sell |
| Capital Investment Advisors, LLC | 380,046 | 368,661 | -11,385 | 0.10 | 0.10 | -0.00 | sell |
| Eagle Bluffs Wealth Management LLC | 560,497 | 547,659 | -12,838 | 4.00 | 3.76 | -0.24 | sell |
| PARSONS CAPITAL MANAGEMENT INC/RI | 47,380 | 31,665 | -15,715 | 0.04 | 0.03 | -0.01 | sell |
| Sterneck Capital Management, LLC | 35,687 | 11,474 | -24,213 | 0.24 | 0.08 | -0.17 | sell |
| RIVERBRIDGE PARTNERS LLC | 117,233 | 92,575 | -24,658 | 0.02 | 0.01 | -0.00 | sell |
| Cornerstone Advisory, LLC | 223,211 | 195,803 | -27,408 | 0.36 | 0.32 | -0.04 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 457,997 | 427,807 | -30,190 | 0.43 | 0.43 | -0.00 | sell |
| GeoWealth Management, LLC | 77,105 | 39,732 | -37,373 | 0.03 | 0.02 | -0.01 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 251,138 | 212,609 | -38,529 | 1.02 | 0.88 | -0.14 | sell |
| GC Wealth Management RIA, LLC | 78,895 | 39,732 | -39,163 | 0.18 | 0.09 | -0.09 | sell |
| Rareview Capital LLC | 361,576 | 322,199 | -39,377 | 4.08 | 3.62 | -0.46 | sell |
| Tortoise Investment Management, LLC | 320,889 | 250,502 | -70,387 | 0.45 | 0.34 | -0.11 | sell |
| Freestone Capital Holdings, LLC | 260,000 | 172,496 | -87,504 | 0.11 | 0.07 | -0.04 | sell |
| U.S. Capital Wealth Advisors, LLC | 209,297 | 97,210 | -112,087 | 0.09 | 0.04 | -0.05 | sell |
| NINE MASTS CAPITAL Ltd | 400,360 | 242,237 | -158,123 | 1.20 | 0.85 | -0.34 | sell |
| GFS Advisors, LLC | 337,000 | 149,402 | -187,598 | 0.64 | 0.64 | -0.00 | sell |
| Fiera Capital Corp | 689,691 | 468,459 | -221,232 | 0.02 | 0.02 | -0.01 | sell |
| PenderFund Capital Management Ltd. | 850,000 | 619,900 | -230,100 | 3.49 | 2.74 | -0.75 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 478,380 | 222,841 | -255,539 | 0.48 | 0.22 | -0.26 | sell |
| AQR Arbitrage LLC | 768,163 | 393,468 | -374,695 | 0.31 | 0.12 | -0.19 | sell |
| Logan Stone Capital, LLC | 2,402,350 | 1,647,645 | -754,705 | 5.92 | 4.99 | -0.92 | sell |
| Bramshill Investments, LLC | 6,552,565 | 2,364,418 | -4,188,147 | 8.84 | 3.02 | -5.82 | sell |