Stock TransactionsNUVEEN QUALITY MUNCP INCOME

Total Bought
1,123,045
9 transactions
Total Sold
320,624
17 transactions
Net
+802,421
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
GUGGENHEIM CAPITAL LLC3,068,5313,620,112+551,5810.280.28+0.00buy
Janney Montgomery Scott LLC0391,986+391,9860.000.01+0.01buy
GFS Advisors, LLC482,720525,720+43,0000.450.11-0.34buy
LPL Financial LLC1,222,6011,265,467+42,8660.000.00-0.00buy
RAMSEY QUANTITATIVE SYSTEMS036,000+36,0000.000.39+0.39buy
ROYAL BANK OF CANADA962,548990,972+28,4240.000.00-0.00buy
&PARTNERS105,547121,168+15,6210.010.01+0.00buy
Cambridge Investment Research Advisors, Inc.242,844255,742+12,8980.010.01-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO74,94275,611+6690.000.00-0.00buy
ORLEANS CAPITAL MANAGEMENT CORP/LA49,95049,95000.390.31-0.08hold
DUNCKER STREETT & CO INC25,63525,63500.060.05-0.00hold
BAR HARBOR WEALTH MANAGEMENT13,02513,02500.010.01-0.00hold
ADIRONDACK TRUST CO66966900.000.00-0.00hold
D.A. DAVIDSON & CO.30,09130,09100.000.00-0.00hold
KEYBANK NATIONAL ASSOCIATION/OH16,92116,92100.000.00-0.00hold
AmeriServ Wealth Advisors15,50415,50400.110.13+0.01hold
OLD POINT TRUST & FINANCIAL SERVICES N A1,4461,44600.010.01-0.00hold
WEBSTER BANK, N. A.1,6891,68900.000.00-0.00hold
EASTERN BANK1,5531,55300.000.00-0.00hold
SMH CAPITAL ADVISORS INC11,71511,71500.380.56+0.18hold
WHITTIER TRUST CO OF NEVADA INC2,6252,62500.000.00-0.00hold
SCOTIA CAPITAL INC.21,50021,50000.000.00-0.00hold
BROWN ADVISORY INC19,86519,86500.000.00-0.00hold
Hartford Financial Management Inc.1,1751,17500.000.00-0.00hold
Indiana Trust & Investment Management Co29,00029,00000.100.10-0.01hold
Fruth Investment Management15,49315,49300.040.04+0.00hold
ASSETMARK, INC436418-180.000.00-0.00sell
Bank of New York Mellon Corp43,27542,880-3950.000.00-0.00sell
MOTCO6750-6750.000.00-0.00sell
Hanson & Doremus Investment Management1,0280-1,0280.000.00-0.00sell
PRIVATE TRUST CO NA3,2542,126-1,1280.000.00-0.00sell
HOLLENCREST CAPITAL MANAGEMENT19,21917,973-1,2460.010.01+0.01sell
Mariner, LLC28,58627,261-1,3250.000.00-0.00sell
MAI Capital Management53,40747,659-5,7480.000.00-0.00sell
SILVER OAK SECURITIES, INCORPORATED9,8810-9,8810.010.00-0.01sell
FIRST TRUST ADVISORS LP13,8400-13,8400.000.00-0.00sell
Curi Capital, LLC15,0000-15,0000.000.00-0.00sell
SEGALL BRYANT & HAMILL, LLC18,0460-18,0460.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC36,61814,335-22,2830.000.00-0.00sell
COHEN & STEERS, INC.327,123301,523-25,6000.010.01-0.00sell
NOMURA HOLDINGS INC28,0000-28,0000.000.00-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC162,423105,829-56,5940.020.01-0.01sell
Advisors Asset Management, Inc.491,539371,722-119,8170.090.07-0.03sell
Page 1 of 1