| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 14,206,471 | 8,730,821 | -5,475,650 | 4.70 | 3.00 | -1.69 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 8,857,803 | 8,489,763 | -368,040 | 4.91 | 5.08 | +0.16 | sell |
| MORGAN STANLEY | 5,614,247 | 5,976,086 | +361,839 | 0.01 | 0.01 | +0.00 | buy |
| Bramshill Investments, LLC | 2,364,418 | 3,649,800 | +1,285,382 | 3.02 | 4.95 | +1.93 | buy |
| SIT INVESTMENT ASSOCIATES INC | 3,462,925 | 3,104,280 | -358,645 | 0.94 | 0.86 | -0.08 | sell |
| UBS Group AG | 2,803,909 | 3,066,855 | +262,946 | 0.01 | 0.01 | +0.00 | buy |
| MACKAY SHIELDS LLC | 2,185,212 | 2,238,289 | +53,077 | 0.78 | 0.76 | -0.02 | buy |
| WELLS FARGO & COMPANY/MN | 1,877,969 | 2,027,683 | +149,714 | 0.01 | 0.01 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,738,354 | 1,933,479 | +195,125 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 1,922,814 | 1,890,646 | -32,168 | 1.16 | 1.09 | -0.07 | sell |
| Pathstone Holdings, LLC | 1,542,327 | 1,794,711 | +252,384 | 0.08 | 0.10 | +0.02 | buy |
| DEUTSCHE BANK AG\ | 1,656,000 | 1,656,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| VAN ECK ASSOCIATES CORP | 1,521,954 | 1,507,819 | -14,135 | 0.03 | 0.02 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,347,400 | 1,347,447 | +47 | 5.70 | 5.76 | +0.06 | buy |
| Allspring Global Investments Holdings, LLC | 2,046,632 | 1,316,632 | -730,000 | 0.04 | 0.03 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 1,073,321 | 1,059,608 | -13,713 | 0.09 | 0.09 | +0.00 | sell |
| McGowan Group Asset Management, Inc. | 499,098 | 902,217 | +403,119 | 0.82 | 1.47 | +0.66 | buy |
| HighTower Advisors, LLC | 784,590 | 869,231 | +84,641 | 0.01 | 0.02 | +0.00 | buy |
| GILL CAPITAL PARTNERS, LLC | 747,080 | 812,693 | +65,613 | 3.39 | 3.60 | +0.21 | buy |
| ROYAL BANK OF CANADA | 594,575 | 660,093 | +65,518 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 619,900 | 585,000 | -34,900 | 2.74 | 2.26 | -0.48 | sell |
| Eagle Bluffs Wealth Management LLC | 547,659 | 581,350 | +33,691 | 3.76 | 3.90 | +0.14 | buy |
| LPL Financial LLC | 544,110 | 551,445 | +7,335 | 0.00 | 0.00 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 532,275 | 538,901 | +6,626 | 0.01 | 0.01 | -0.00 | buy |
| Advisors Asset Management, Inc. | 501,141 | 538,478 | +37,337 | 0.11 | 0.12 | +0.01 | buy |
| Fiera Capital Corp | 468,459 | 458,785 | -9,674 | 0.02 | 0.02 | +0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 482,777 | 442,877 | -39,900 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 431,626 | 438,974 | +7,348 | 0.01 | 0.01 | +0.00 | buy |
| Dakota Wealth Management | 528,585 | 437,198 | -91,387 | 0.15 | 0.12 | -0.02 | sell |
| Tyche Wealth Partners LLC | 410,404 | 424,325 | +13,921 | 1.17 | 1.19 | +0.02 | buy |
| Logan Stone Capital, LLC | 1,647,645 | 418,166 | -1,229,479 | 4.99 | 1.29 | -3.70 | sell |
| Congress Park Capital LLC | 265,000 | 404,250 | +139,250 | 1.25 | 1.86 | +0.61 | buy |
| AMERIPRISE FINANCIAL INC | 356,307 | 393,191 | +36,884 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 238,123 | 388,123 | +150,000 | 0.01 | 0.01 | +0.00 | buy |
| Cetera Investment Advisers | 291,376 | 376,472 | +85,096 | 0.01 | 0.01 | +0.00 | buy |
| Capital Investment Advisors, LLC | 368,661 | 368,482 | -179 | 0.10 | 0.09 | -0.00 | sell |
| Rareview Capital LLC | 322,199 | 360,495 | +38,296 | 3.62 | 3.33 | -0.29 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 427,807 | 346,807 | -81,000 | 0.43 | 0.37 | -0.06 | sell |
| LM Advisors LLC | 343,078 | 325,030 | -18,048 | 0.01 | 0.82 | +0.81 | sell |
| Allianz Asset Management GmbH | 300,646 | 300,646 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PARK AVENUE SECURITIES LLC | 254,665 | 248,481 | -6,184 | 0.04 | 0.03 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 232,399 | 226,531 | -5,868 | 0.01 | 0.01 | -0.00 | sell |
| Indiana Trust & Investment Management Co | 225,001 | 225,001 | 0 | 0.97 | 0.95 | -0.02 | hold |
| Rockefeller Capital Management L.P. | 525,546 | 218,358 | -307,188 | 0.02 | 0.01 | -0.01 | sell |
| Cambridge Investment Research Advisors, Inc. | 194,711 | 211,193 | +16,482 | 0.01 | 0.01 | +0.00 | buy |
| Kestra Advisory Services, LLC | 196,383 | 205,346 | +8,963 | 0.01 | 0.01 | +0.00 | buy |
| Cornerstone Advisory, LLC | 195,803 | 196,362 | +559 | 0.32 | 0.32 | -0.00 | buy |
| Mesirow Financial Investment Management, Inc. | 195,737 | 195,737 | 0 | 0.05 | 0.05 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 196,734 | 194,510 | -2,224 | 0.16 | 0.16 | -0.00 | sell |
| Baird Financial Group, Inc. | 190,175 | 192,114 | +1,939 | 0.00 | 0.00 | -0.00 | buy |
| BAYSHORE ASSET MANAGEMENT, LLC | 0 | 187,015 | +187,015 | 0.00 | 1.04 | +1.04 | buy |
| Savant Capital, LLC | 181,743 | 181,743 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 212,609 | 178,003 | -34,606 | 0.88 | 0.73 | -0.14 | sell |
| Mutual Advisors, LLC | 168,033 | 167,348 | -685 | 0.06 | 0.06 | -0.00 | sell |
| Palogic Value Management, L.P. | 151,916 | 164,416 | +12,500 | 0.76 | 0.81 | +0.06 | buy |
| Invesco Ltd. | 156,018 | 158,862 | +2,844 | 0.00 | 0.00 | -0.00 | buy |
| Wakefield Asset Management LLLP | 152,889 | 154,505 | +1,616 | 0.63 | 0.62 | -0.01 | buy |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 152,815 | 151,792 | -1,023 | 0.04 | 0.04 | +0.00 | sell |
| Tortoise Investment Management, LLC | 250,502 | 151,347 | -99,155 | 0.34 | 0.20 | -0.14 | sell |
| XML Financial, LLC | 139,626 | 139,913 | +287 | 0.16 | 0.16 | -0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 111,432 | 138,117 | +26,685 | 0.02 | 0.03 | +0.00 | buy |
| Prospera Financial Services Inc | 130,784 | 130,784 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Avior Wealth Management, LLC | 119,744 | 121,506 | +1,762 | 0.06 | 0.06 | -0.00 | buy |
| Janney Montgomery Scott LLC | 109,107 | 120,904 | +11,797 | 0.00 | 0.00 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 4,078 | 118,146 | +114,068 | 0.00 | 0.10 | +0.09 | buy |
| Wealth Advisors of Tampa Bay, LLC | 116,162 | 116,162 | 0 | 0.64 | 0.60 | -0.04 | hold |
| Private Advisor Group, LLC | 104,625 | 107,993 | +3,368 | 0.01 | 0.01 | +0.00 | buy |
| Arkos Global Advisors | 116,186 | 107,786 | -8,400 | 0.22 | 0.19 | -0.03 | sell |
| Cerity Partners LLC | 91,873 | 101,792 | +9,919 | 0.00 | 0.00 | -0.00 | buy |
| NewEdge Advisors, LLC | 80,146 | 101,292 | +21,146 | 0.01 | 0.01 | +0.00 | buy |
| KIM, LLC | 100,000 | 100,000 | 0 | 0.13 | 0.15 | +0.03 | hold |
| Melone Private Wealth, LLC | 96,570 | 97,955 | +1,385 | 0.67 | 0.64 | -0.03 | buy |
| U.S. Capital Wealth Advisors, LLC | 97,210 | 95,925 | -1,285 | 0.04 | 0.04 | -0.00 | sell |
| CHOREO, LLC | 104,056 | 95,119 | -8,937 | 0.02 | 0.02 | -0.00 | sell |
| RIVERBRIDGE PARTNERS LLC | 92,575 | 94,403 | +1,828 | 0.01 | 0.02 | +0.00 | buy |
| Kercheville Advisors, LLC | 15,441 | 90,441 | +75,000 | 0.08 | 0.47 | +0.39 | buy |
| Stratos Wealth Partners, LTD. | 77,957 | 81,485 | +3,528 | 0.01 | 0.01 | -0.00 | buy |
| Mariner, LLC | 90,544 | 79,169 | -11,375 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 75,720 | 75,720 | 0 | 0.02 | 0.02 | 0.00 | hold |
| Crescent Grove Advisors, LLC | 78,821 | 75,441 | -3,380 | 0.10 | 0.10 | -0.01 | sell |
| Breakwater Capital Group | 62,107 | 74,869 | +12,762 | 0.17 | 0.19 | +0.02 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 53,096 | 73,416 | +20,320 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Advisors, LLC | 46,047 | 72,859 | +26,812 | 0.03 | 0.04 | +0.01 | buy |
| OPPENHEIMER & CO INC | 66,893 | 72,659 | +5,766 | 0.01 | 0.01 | +0.00 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 65,500 | +65,500 | 0.00 | 0.11 | +0.11 | buy |
| Steward Partners Investment Advisory, LLC | 58,586 | 64,189 | +5,603 | 0.01 | 0.01 | +0.00 | buy |
| SMITH, MOORE & CO. | 38,470 | 63,968 | +25,498 | 0.05 | 0.08 | +0.03 | buy |
| GeoWealth Management, LLC | 39,732 | 62,999 | +23,267 | 0.02 | 0.03 | +0.01 | buy |
| GC Wealth Management RIA, LLC | 39,732 | 62,999 | +23,267 | 0.09 | 0.14 | +0.04 | buy |
| Bank of New York Mellon Corp | 61,742 | 62,812 | +1,070 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspire Advisors, LLC | 61,000 | 61,514 | +514 | 0.01 | 0.01 | -0.00 | buy |
| Concurrent Investment Advisors, LLC | 45,305 | 58,981 | +13,676 | 0.02 | 0.02 | +0.00 | buy |
| Centiva Capital, LP | 0 | 57,593 | +57,593 | 0.00 | 0.03 | +0.03 | buy |
| BNC WEALTH MANAGEMENT, LLC | 55,683 | 56,533 | +850 | 0.24 | 0.26 | +0.02 | buy |
| OneDigital Investment Advisors LLC | 47,943 | 54,310 | +6,367 | 0.01 | 0.01 | +0.00 | buy |
| MSH Capital Advisors LLC | 31,942 | 52,133 | +20,191 | 0.13 | 0.20 | +0.07 | buy |
| Claro Advisors LLC | 51,883 | 51,883 | 0 | 0.10 | 0.08 | -0.01 | hold |
| CFM WEALTH PARTNERS LLC | 32,000 | 50,961 | +18,961 | 0.07 | 0.11 | +0.04 | buy |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | 0 | 50,850 | +50,850 | 0.00 | 0.36 | +0.36 | buy |
| RFG Advisory, LLC | 48,037 | 48,277 | +240 | 0.02 | 0.02 | -0.00 | buy |