| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 8,489,763 | 8,308,394 | -181,369 | 5.08 | 4.66 | -0.41 | sell |
| MORGAN STANLEY | 5,976,086 | 6,312,576 | +336,490 | 0.01 | 0.01 | -0.00 | buy |
| Karpus Management, Inc. | 8,730,821 | 5,878,998 | -2,851,823 | 3.00 | 2.03 | -0.98 | sell |
| Bramshill Investments, LLC | 3,649,800 | 4,237,821 | +588,021 | 4.95 | 7.76 | +2.81 | buy |
| UBS Group AG | 3,066,855 | 3,314,771 | +247,916 | 0.01 | 0.01 | -0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 3,104,280 | 2,658,500 | -445,780 | 0.86 | 0.70 | -0.15 | sell |
| MACKAY SHIELDS LLC | 2,238,289 | 2,238,289 | 0 | 0.76 | 0.77 | +0.01 | hold |
| BANK OF AMERICA CORP /DE/ | 1,933,479 | 2,177,137 | +243,658 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 2,027,683 | 1,941,684 | -85,999 | 0.01 | 0.01 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 1,656,000 | 1,656,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hennion & Walsh Asset Management, Inc. | 1,890,646 | 1,538,972 | -351,674 | 1.09 | 0.81 | -0.28 | sell |
| VAN ECK ASSOCIATES CORP | 1,507,819 | 1,511,181 | +3,362 | 0.02 | 0.02 | +0.00 | buy |
| Pathstone Holdings, LLC | 1,794,711 | 1,412,979 | -381,732 | 0.10 | 0.07 | -0.03 | sell |
| Allspring Global Investments Holdings, LLC | 1,316,632 | 1,316,632 | 0 | 0.03 | 0.02 | -0.00 | hold |
| GUGGENHEIM CAPITAL LLC | 1,059,608 | 1,152,946 | +93,338 | 0.09 | 0.11 | +0.02 | buy |
| McGowan Group Asset Management, Inc. | 902,217 | 1,081,837 | +179,620 | 1.47 | 1.69 | +0.22 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,347,447 | 1,028,695 | -318,752 | 5.76 | 4.84 | -0.92 | sell |
| GILL CAPITAL PARTNERS, LLC | 812,693 | 744,250 | -68,443 | 3.60 | 3.11 | -0.49 | sell |
| LPL Financial LLC | 551,445 | 730,089 | +178,644 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 869,231 | 642,079 | -227,152 | 0.02 | 0.01 | -0.01 | sell |
| ROYAL BANK OF CANADA | 660,093 | 638,107 | -21,986 | 0.00 | 0.00 | -0.00 | sell |
| Eagle Bluffs Wealth Management LLC | 581,350 | 609,241 | +27,891 | 3.90 | 3.81 | -0.09 | buy |
| STIFEL FINANCIAL CORP | 538,901 | 556,084 | +17,183 | 0.01 | 0.01 | -0.00 | buy |
| Advisors Asset Management, Inc. | 538,478 | 549,796 | +11,318 | 0.12 | 0.12 | -0.00 | buy |
| Congress Park Capital LLC | 404,250 | 474,250 | +70,000 | 1.86 | 2.01 | +0.15 | buy |
| Fiera Capital Corp | 458,785 | 467,346 | +8,561 | 0.02 | 0.02 | +0.00 | buy |
| Cetera Investment Advisers | 376,472 | 459,360 | +82,888 | 0.01 | 0.01 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 438,974 | 453,929 | +14,955 | 0.01 | 0.01 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 442,877 | 432,335 | -10,542 | 0.00 | 0.00 | -0.00 | sell |
| Tyche Wealth Partners LLC | 424,325 | 406,494 | -17,831 | 1.19 | 1.00 | -0.19 | sell |
| COHEN & STEERS, INC. | 388,123 | 398,123 | +10,000 | 0.01 | 0.01 | +0.00 | buy |
| Rareview Capital LLC | 360,495 | 373,632 | +13,137 | 3.33 | 3.35 | +0.01 | buy |
| Capital Investment Advisors, LLC | 368,482 | 368,982 | +500 | 0.09 | 0.09 | -0.01 | buy |
| Cornerstone Advisory, LLC | 196,362 | 357,746 | +161,384 | 0.32 | 0.48 | +0.16 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 346,807 | 346,807 | 0 | 0.37 | 0.40 | +0.03 | hold |
| Dakota Wealth Management | 437,198 | 337,999 | -99,199 | 0.12 | 0.09 | -0.03 | sell |
| PenderFund Capital Management Ltd. | 585,000 | 335,000 | -250,000 | 2.26 | 1.21 | -1.05 | sell |
| GFS Advisors, LLC | 0 | 332,450 | +332,450 | 0.00 | 0.59 | +0.59 | buy |
| LM Advisors LLC | 325,030 | 314,255 | -10,775 | 0.82 | 0.66 | -0.16 | sell |
| PARK AVENUE SECURITIES LLC | 248,481 | 306,857 | +58,376 | 0.03 | 0.04 | +0.00 | buy |
| Allianz Asset Management GmbH | 300,646 | 300,646 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AMERIPRISE FINANCIAL INC | 393,191 | 297,879 | -95,312 | 0.00 | 0.00 | -0.00 | sell |
| Modern Wealth Management, LLC | 17,581 | 250,310 | +232,729 | 0.01 | 0.11 | +0.10 | buy |
| Cambridge Investment Research Advisors, Inc. | 211,193 | 235,711 | +24,518 | 0.01 | 0.01 | +0.00 | buy |
| Indiana Trust & Investment Management Co | 225,001 | 225,001 | 0 | 0.95 | 0.89 | -0.06 | hold |
| OSAIC HOLDINGS, INC. | 226,531 | 222,394 | -4,137 | 0.01 | 0.01 | -0.00 | sell |
| StoneX Group Inc. | 0 | 213,862 | +213,862 | 0.00 | 0.14 | +0.14 | buy |
| Rockefeller Capital Management L.P. | 218,358 | 197,887 | -20,471 | 0.01 | 0.01 | -0.00 | sell |
| Mesirow Financial Investment Management, Inc. | 195,737 | 195,737 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Janney Montgomery Scott LLC | 120,904 | 195,580 | +74,676 | 0.00 | 0.01 | +0.00 | buy |
| Palogic Value Management, L.P. | 164,416 | 194,439 | +30,023 | 0.81 | 0.91 | +0.09 | buy |
| Baird Financial Group, Inc. | 192,114 | 193,920 | +1,806 | 0.00 | 0.00 | -0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 194,510 | 193,815 | -695 | 0.16 | 0.15 | -0.01 | sell |
| Focus Partners Advisor Solutions, LLC | 0 | 188,018 | +188,018 | 0.00 | 0.04 | +0.04 | buy |
| BAYSHORE ASSET MANAGEMENT, LLC | 187,015 | 187,015 | 0 | 1.04 | 1.00 | -0.04 | hold |
| Savant Capital, LLC | 181,743 | 181,846 | +103 | 0.02 | 0.02 | -0.00 | buy |
| Invesco Ltd. | 158,862 | 178,663 | +19,801 | 0.00 | 0.00 | +0.00 | buy |
| Mutual Advisors, LLC | 167,348 | 160,751 | -6,597 | 0.06 | 0.05 | -0.00 | sell |
| Wakefield Asset Management LLLP | 154,505 | 154,939 | +434 | 0.62 | 0.61 | -0.01 | buy |
| Kestra Advisory Services, LLC | 205,346 | 149,352 | -55,994 | 0.01 | 0.01 | -0.00 | sell |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 138,117 | 138,117 | 0 | 0.03 | 0.02 | -0.01 | hold |
| XML Financial, LLC | 139,913 | 137,254 | -2,659 | 0.16 | 0.15 | -0.01 | sell |
| IBEX WEALTH ADVISORS | 0 | 133,431 | +133,431 | 0.00 | 0.18 | +0.18 | buy |
| Prospera Financial Services Inc | 130,784 | 125,784 | -5,000 | 0.04 | 0.03 | -0.01 | sell |
| JFS WEALTH ADVISORS, LLC | 118,146 | 118,250 | +104 | 0.10 | 0.09 | -0.00 | buy |
| Avior Wealth Management, LLC | 121,506 | 118,055 | -3,451 | 0.06 | 0.05 | -0.01 | sell |
| Wealth Advisors of Tampa Bay, LLC | 116,162 | 115,672 | -490 | 0.60 | 0.58 | -0.02 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 178,003 | 115,117 | -62,886 | 0.73 | 0.43 | -0.30 | sell |
| Melone Private Wealth, LLC | 97,955 | 111,204 | +13,249 | 0.64 | 0.67 | +0.03 | buy |
| Stratos Wealth Partners, LTD. | 81,485 | 104,292 | +22,807 | 0.01 | 0.02 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 102,956 | +102,956 | 0.00 | 0.13 | +0.13 | buy |
| OPPENHEIMER & CO INC | 72,659 | 102,352 | +29,693 | 0.01 | 0.02 | +0.00 | buy |
| KIM, LLC | 100,000 | 100,000 | 0 | 0.15 | 0.17 | +0.01 | hold |
| NewEdge Advisors, LLC | 101,292 | 99,753 | -1,539 | 0.01 | 0.01 | -0.00 | sell |
| Cerity Partners LLC | 101,792 | 99,588 | -2,204 | 0.00 | 0.00 | -0.00 | sell |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 151,792 | 94,123 | -57,669 | 0.04 | 0.02 | -0.02 | sell |
| Kercheville Advisors, LLC | 90,441 | 93,466 | +3,025 | 0.47 | 0.42 | -0.05 | buy |
| Tortoise Investment Management, LLC | 151,347 | 93,347 | -58,000 | 0.20 | 0.11 | -0.08 | sell |
| SMITH, MOORE & CO. | 63,968 | 92,754 | +28,786 | 0.08 | 0.10 | +0.02 | buy |
| CHOREO, LLC | 95,119 | 89,464 | -5,655 | 0.02 | 0.01 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 95,925 | 79,248 | -16,677 | 0.04 | 0.03 | -0.01 | sell |
| Breakwater Capital Group | 74,869 | 78,894 | +4,025 | 0.19 | 0.18 | -0.00 | buy |
| Private Advisor Group, LLC | 107,993 | 77,242 | -30,751 | 0.01 | 0.01 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 73,416 | 77,001 | +3,585 | 0.00 | 0.00 | -0.00 | buy |
| Mariner, LLC | 79,169 | 75,747 | -3,422 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 75,720 | 72,849 | -2,871 | 0.02 | 0.02 | -0.00 | sell |
| Stratos Wealth Advisors, LLC | 72,859 | 72,629 | -230 | 0.04 | 0.04 | -0.00 | sell |
| Arkos Global Advisors | 107,786 | 70,391 | -37,395 | 0.19 | 0.12 | -0.07 | sell |
| GeoWealth Management, LLC | 62,999 | 68,935 | +5,936 | 0.03 | 0.03 | -0.00 | buy |
| GC Wealth Management RIA, LLC | 62,999 | 68,935 | +5,936 | 0.14 | 0.14 | +0.01 | buy |
| Crescent Grove Advisors, LLC | 75,441 | 66,846 | -8,595 | 0.10 | 0.08 | -0.02 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 65,500 | 65,500 | 0 | 0.11 | 0.10 | -0.01 | hold |
| Steward Partners Investment Advisory, LLC | 64,189 | 64,666 | +477 | 0.01 | 0.01 | -0.00 | buy |
| Atria Wealth Solutions, Inc. | 0 | 62,168 | +62,168 | 0.00 | 0.01 | +0.01 | buy |
| Bank of New York Mellon Corp | 62,812 | 62,136 | -676 | 0.00 | 0.00 | -0.00 | sell |
| SILVERLAKE WEALTH MANAGEMENT LLC | 43,246 | 58,119 | +14,873 | 0.21 | 0.26 | +0.06 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 45,572 | 57,953 | +12,381 | 0.44 | 0.53 | +0.10 | buy |
| MAI Capital Management | 0 | 57,552 | +57,552 | 0.00 | 0.00 | +0.00 | buy |
| Concurrent Investment Advisors, LLC | 58,981 | 56,244 | -2,737 | 0.02 | 0.02 | -0.00 | sell |
| BNC WEALTH MANAGEMENT, LLC | 56,533 | 53,632 | -2,901 | 0.26 | 0.21 | -0.05 | sell |