| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Fund 1 Investments, LLC | 5,359,437 | 5,359,437 | 0 | 3.05 | 2.12 | -0.93 | hold |
| Newtyn Management, LLC | 3,500,000 | 3,500,000 | 0 | 1.46 | 1.14 | -0.32 | hold |
| Nantahala Capital Management, LLC | 3,375,065 | 3,375,065 | 0 | 0.79 | 0.64 | -0.15 | hold |
| DIMENSIONAL FUND ADVISORS LP | 1,969,111 | 1,785,965 | -183,146 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 1,700,280 | 1,667,129 | -33,151 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 1,209,640 | 1,407,131 | +197,491 | 0.00 | 0.00 | -0.00 | buy |
| GAMCO INVESTORS, INC. ET AL | 1,227,900 | 1,284,900 | +57,000 | 0.05 | 0.04 | -0.01 | buy |
| CITIGROUP INC | 176,508 | 1,103,785 | +927,277 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 1,000,950 | 1,021,363 | +20,413 | 0.00 | 0.00 | -0.00 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,021,000 | 1,021,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ING GROEP NV | 1,000,000 | 1,000,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| NOMURA HOLDINGS INC | 784,305 | 981,664 | +197,359 | 0.01 | 0.02 | +0.02 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 601,641 | 636,772 | +35,131 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 542,718 | 545,279 | +2,561 | 0.00 | 0.00 | -0.00 | buy |
| MUFG Securities EMEA plc | 500,000 | 500,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MARSHALL WACE, LLP | 0 | 377,138 | +377,138 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 443,624 | 358,455 | -85,169 | 0.04 | 0.02 | -0.01 | sell |
| GABELLI FUNDS LLC | 190,000 | 235,000 | +45,000 | 0.01 | 0.00 | -0.00 | buy |
| CIBC WORLD MARKET INC. | 0 | 226,100 | +226,100 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 192,676 | 201,468 | +8,792 | 0.00 | 0.00 | -0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 194,046 | +194,046 | 0.00 | 0.00 | +0.00 | buy |
| Empowered Funds, LLC | 236,224 | 191,055 | -45,169 | 0.01 | 0.00 | -0.00 | sell |
| Shay Capital LLC | 151,879 | 185,841 | +33,962 | 0.10 | 0.08 | -0.02 | buy |
| Divisadero Street Capital Management, LP | 172,395 | 172,395 | 0 | 0.04 | 0.02 | -0.01 | hold |
| XTX Topco Ltd | 28,959 | 153,916 | +124,957 | 0.00 | 0.01 | +0.01 | buy |
| JANE STREET GROUP, LLC | 368,657 | 147,994 | -220,663 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 123,231 | 116,747 | -6,484 | 0.00 | 0.00 | -0.00 | sell |
| Prosperity Consulting Group, LLC | 102,005 | 102,005 | 0 | 0.02 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 166,253 | 101,934 | -64,319 | 0.00 | 0.00 | -0.00 | sell |
| Nuveen, LLC | 100,556 | 100,891 | +335 | 0.00 | 0.00 | -0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 0 | 90,527 | +90,527 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 79,400 | 84,968 | +5,568 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 313,518 | 82,454 | -231,064 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 76,229 | 75,823 | -406 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 164,595 | 61,172 | -103,423 | 0.00 | 0.00 | -0.00 | sell |
| SEI INVESTMENTS CO | 43,534 | 43,534 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 34,649 | 34,649 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 34,110 | 34,110 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DEUTSCHE BANK AG\ | 12,110 | 30,453 | +18,343 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 30,149 | 29,716 | -433 | 0.00 | 0.00 | -0.00 | sell |
| LEVIN CAPITAL STRATEGIES, L.P. | 22,500 | 22,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TWO SIGMA SECURITIES, LLC | 14,020 | 16,664 | +2,644 | 0.01 | 0.01 | -0.00 | buy |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 14,255 | 14,255 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NINE MASTS CAPITAL Ltd | 0 | 13,589 | +13,589 | 0.00 | 0.01 | +0.01 | buy |
| Centiva Capital, LP | 0 | 13,515 | +13,515 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 5,179 | 13,285 | +8,106 | 0.00 | 0.00 | +0.00 | buy |
| Headlands Technologies LLC | 0 | 12,222 | +12,222 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 19,022 | 11,602 | -7,420 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 10,438 | 10,710 | +272 | 0.00 | 0.00 | -0.00 | buy |
| Walleye Trading LLC | 0 | 10,110 | +10,110 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 34,303 | 10,110 | -24,193 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 10,010 | 10,010 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 9,420 | 9,420 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 6,428 | 6,428 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 10,000 | 5,000 | -5,000 | 0.01 | 0.01 | -0.00 | sell |
| BARCLAYS PLC | 36,342 | 4,717 | -31,625 | 0.00 | 0.00 | -0.00 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 3,183 | 3,888 | +705 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 6,200 | 3,423 | -2,777 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 3,333 | 3,344 | +11 | 0.00 | 0.00 | -0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 2,361 | 3,230 | +869 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 0 | 2,685 | +2,685 | 0.00 | 0.00 | +0.00 | buy |
| North Star Investment Management Corp. | 2,575 | 2,575 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 2,154 | 2,154 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 2,081 | 2,081 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Russell Investments Group, Ltd. | 1,815 | 1,815 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,434 | 1,260 | -174 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 3,912 | 1,260 | -2,652 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Private Wealth Asset Management, LLC | 924 | 924 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sterling Capital Management LLC | 1,512 | 770 | -742 | 0.00 | 0.00 | -0.00 | sell |
| Pinnacle Wealth Planning Services, Inc. | 516 | 516 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Security National Bank | 0 | 299 | +299 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 225 | 225 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Optiver Holding B.V. | 370 | 218 | -152 | 0.00 | 0.00 | -0.00 | sell |
| EverSource Wealth Advisors, LLC | 0 | 210 | +210 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 329 | 108 | -221 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 3 | 23 | +20 | 0.00 | 0.00 | +0.00 | buy |
| Transamerica Financial Advisors, LLC | 0 | 20 | +20 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 0 | 20 | +20 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 15 | 8 | -7 | 0.00 | 0.00 | -0.00 | sell |
| SJS Investment Consulting Inc. | 0 | 7 | +7 | 0.00 | 0.00 | +0.00 | buy |
| Sound Income Strategies, LLC | 5 | 5 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 0 | 3 | +3 | 0.00 | 0.00 | +0.00 | buy |
| HUNTINGTON NATIONAL BANK | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 133,045 | 0 | -133,045 | 0.00 | 0.00 | -0.00 | sell |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 37,086 | 0 | -37,086 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 78,298 | 0 | -78,298 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 33,416 | 0 | -33,416 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 114,500 | 0 | -114,500 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 36,782 | 0 | -36,782 | 0.00 | 0.00 | -0.00 | sell |
| SUMMIT SECURITIES GROUP LLC | 2,100 | 0 | -2,100 | 0.00 | 0.00 | -0.00 | sell |
| Aviance Capital Partners, LLC | 12,938 | 0 | -12,938 | 0.01 | 0.00 | -0.01 | sell |
| UBS Group AG | 183,030 | 0 | -183,030 | 0.00 | 0.00 | -0.00 | sell |
| HighPoint Advisor Group LLC | 13,301 | 0 | -13,301 | 0.00 | 0.00 | -0.00 | sell |
| Atom Investors LP | 25,071 | 0 | -25,071 | 0.01 | 0.00 | -0.01 | sell |
| Jump Financial, LLC | 34,849 | 0 | -34,849 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 17,342 | 0 | -17,342 | 0.00 | 0.00 | -0.00 | sell |
| AlphaQuest LLC | 4,244 | 0 | -4,244 | 0.00 | 0.00 | -0.00 | sell |
| Quent Capital, LLC | 385 | 0 | -385 | 0.00 | 0.00 | -0.00 | sell |