| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Fund 1 Investments, LLC | 5,359,437 | 3,553,230 | -1,806,207 | 2.12 | 2.17 | +0.05 | sell |
| Newtyn Management, LLC | 3,500,000 | 3,500,000 | 0 | 1.14 | 1.52 | +0.38 | hold |
| Nantahala Capital Management, LLC | 3,375,065 | 3,375,065 | 0 | 0.64 | 0.71 | +0.07 | hold |
| BlackRock, Inc. | 1,667,129 | 1,693,814 | +26,685 | 0.00 | 0.00 | -0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 1,785,965 | 1,423,843 | -362,122 | 0.00 | 0.00 | -0.00 | sell |
| GAMCO INVESTORS, INC. ET AL | 1,284,900 | 1,280,900 | -4,000 | 0.04 | 0.04 | +0.00 | sell |
| CITIGROUP INC | 1,103,785 | 1,258,705 | +154,920 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 1,407,131 | 1,133,178 | -273,953 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 981,664 | 1,056,672 | +75,008 | 0.02 | 0.02 | -0.01 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,021,000 | 1,050,000 | +29,000 | 0.01 | 0.01 | +0.00 | buy |
| Divisadero Street Capital Management, LP | 172,395 | 1,033,166 | +860,771 | 0.02 | 0.08 | +0.06 | buy |
| ING GROEP NV | 1,000,000 | 1,000,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Sixth Street Partners Management Company, L.P. | 0 | 818,364 | +818,364 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 1,021,363 | 818,364 | -202,999 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 636,772 | 644,725 | +7,953 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 545,279 | 543,272 | -2,007 | 0.00 | 0.00 | -0.00 | sell |
| MUFG Securities EMEA plc | 500,000 | 500,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 358,455 | 344,455 | -14,000 | 0.02 | 0.02 | -0.00 | sell |
| MARSHALL WACE, LLP | 377,138 | 318,276 | -58,862 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 75,823 | 233,741 | +157,918 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 226,100 | 225,000 | -1,100 | 0.00 | 0.00 | +0.00 | sell |
| TUDOR INVESTMENT CORP ET AL | 0 | 206,422 | +206,422 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 201,468 | 206,273 | +4,805 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 147,994 | 186,711 | +38,717 | 0.00 | 0.00 | -0.00 | buy |
| GABELLI FUNDS LLC | 235,000 | 185,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 90,527 | 172,283 | +81,756 | 0.00 | 0.00 | +0.00 | buy |
| Shay Capital LLC | 185,841 | 165,456 | -20,385 | 0.08 | 0.06 | -0.02 | sell |
| UBS Group AG | 0 | 146,848 | +146,848 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 116,747 | 110,683 | -6,064 | 0.00 | 0.00 | -0.00 | sell |
| Empowered Funds, LLC | 191,055 | 106,055 | -85,000 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 13,285 | 104,946 | +91,661 | 0.00 | 0.00 | +0.00 | buy |
| Prosperity Consulting Group, LLC | 102,005 | 102,005 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Nuveen, LLC | 100,891 | 100,891 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 101,934 | 86,525 | -15,409 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 153,916 | 84,010 | -69,906 | 0.01 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 84,968 | 82,055 | -2,913 | 0.00 | 0.00 | -0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 79,980 | +79,980 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 0 | 78,198 | +78,198 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 82,454 | 75,324 | -7,130 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 0 | 60,725 | +60,725 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 61,172 | 44,772 | -16,400 | 0.00 | 0.00 | -0.00 | sell |
| SEI INVESTMENTS CO | 43,534 | 43,534 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HRT FINANCIAL LP | 0 | 42,600 | +42,600 | 0.00 | 0.00 | +0.00 | buy |
| State of Wyoming | 0 | 41,299 | +41,299 | 0.00 | 0.01 | +0.01 | buy |
| ALLIANCEBERNSTEIN L.P. | 34,110 | 37,810 | +3,700 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 34,649 | 34,649 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 30,453 | 31,520 | +1,067 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 29,716 | 28,913 | -803 | 0.00 | 0.00 | -0.00 | sell |
| Jain Global LLC | 0 | 28,214 | +28,214 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 3,423 | 24,329 | +20,906 | 0.00 | 0.00 | +0.00 | buy |
| THOMPSON DAVIS & CO., INC. | 0 | 20,500 | +20,500 | 0.00 | 0.04 | +0.04 | buy |
| Quantinno Capital Management LP | 0 | 18,682 | +18,682 | 0.00 | 0.00 | +0.00 | buy |
| Connective Capital Management, LLC | 0 | 18,482 | +18,482 | 0.00 | 0.05 | +0.05 | buy |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 14,255 | 14,255 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Walleye Trading LLC | 10,110 | 12,715 | +2,605 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 0 | 12,200 | +12,200 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 10,742 | +10,742 | 0.00 | 0.00 | +0.00 | buy |
| PharVision Advisers, LLC | 0 | 10,680 | +10,680 | 0.00 | 0.70 | +0.70 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 10,710 | 10,447 | -263 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 16,664 | 10,436 | -6,228 | 0.01 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 10,010 | 10,010 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 9,420 | 9,420 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SUMMIT SECURITIES GROUP LLC | 0 | 8,665 | +8,665 | 0.00 | 0.01 | +0.01 | buy |
| FMR LLC | 1,260 | 8,415 | +7,155 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 6,552 | +6,552 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 6,428 | 6,428 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FNY Investment Advisers, LLC | 5,000 | 5,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 3,888 | 4,190 | +302 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 4,717 | 3,525 | -1,192 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 3,230 | 3,230 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Star Investment Management Corp. | 2,575 | 2,575 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legal & General Group Plc | 2,154 | 2,154 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ameritas Investment Partners, Inc. | 2,081 | 2,081 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arax Advisory Partners | 0 | 1,619 | +1,619 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Private Wealth Asset Management, LLC | 924 | 924 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Pinnacle Wealth Planning Services, Inc. | 516 | 516 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sterling Capital Management LLC | 770 | 441 | -329 | 0.00 | 0.00 | -0.00 | sell |
| EverSource Wealth Advisors, LLC | 210 | 374 | +164 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 316 | +316 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,260 | 312 | -948 | 0.00 | 0.00 | -0.00 | sell |
| Versant Capital Management, Inc | 0 | 228 | +228 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 225 | 225 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 100 | 159 | +59 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Family Office, LLC | 0 | 129 | +129 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 23 | 113 | +90 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 108 | 108 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Optiver Holding B.V. | 218 | 90 | -128 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 0 | 77 | +77 | 0.00 | 0.00 | +0.00 | buy |
| SJS Investment Consulting Inc. | 7 | 56 | +49 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 3 | 47 | +44 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 20 | 36 | +16 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 34 | 34 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Caitong International Asset Management Co., Ltd | 0 | 22 | +22 | 0.00 | 0.00 | +0.00 | buy |
| Transamerica Financial Advisors, LLC | 20 | 20 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clearstead Advisors, LLC | 0 | 7 | +7 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 8 | 5 | -3 | 0.00 | 0.00 | -0.00 | sell |
| HUNTINGTON NATIONAL BANK | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MAI Capital Management | 3,344 | 0 | -3,344 | 0.00 | 0.00 | -0.00 | sell |