| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Newtyn Management, LLC | 2,516,466 | 3,500,000 | +983,534 | 1.42 | 1.46 | +0.04 | buy |
| GOLDMAN SACHS GROUP INC | 276,577 | 1,209,640 | +933,063 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKETS CORP | 0 | 451,540 | +451,540 | 0.00 | 0.01 | +0.01 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 593,100 | 1,021,000 | +427,900 | 0.01 | 0.01 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 679,074 | 1,000,950 | +321,876 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 1,125,083 | 1,378,717 | +253,634 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 137,432 | 368,657 | +231,225 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 2,568 | 176,508 | +173,940 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 164,595 | +164,595 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 12,300 | 114,500 | +102,200 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 112,006 | 166,253 | +54,247 | 0.00 | 0.00 | +0.00 | buy |
| SEI INVESTMENTS CO | 0 | 43,534 | +43,534 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 57,881 | 100,556 | +42,675 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 36,782 | +36,782 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 1,100 | 34,849 | +33,749 | 0.00 | 0.00 | +0.00 | buy |
| Divisadero Street Capital Management, LP | 139,186 | 172,395 | +33,209 | 0.03 | 0.04 | +0.01 | buy |
| Shay Capital LLC | 122,074 | 151,879 | +29,805 | 0.10 | 0.10 | -0.01 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 26,099 | +26,099 | 0.00 | 0.00 | +0.00 | buy |
| Atom Investors LP | 0 | 25,071 | +25,071 | 0.00 | 0.01 | +0.01 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 12,849 | 34,649 | +21,800 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 13 | 20,324 | +20,311 | 0.00 | 0.02 | +0.02 | buy |
| HighPoint Advisor Group LLC | 0 | 13,301 | +13,301 | 0.00 | 0.00 | +0.00 | buy |
| nVerses Capital, LLC | 0 | 12,112 | +12,112 | 0.00 | 0.11 | +0.11 | buy |
| DEUTSCHE BANK AG\ | 0 | 12,110 | +12,110 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 0 | 11,662 | +11,662 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 341 | 10,000 | +9,659 | 0.00 | 0.01 | +0.01 | buy |
| Invesco Ltd. | 114,281 | 123,231 | +8,950 | 0.00 | 0.00 | -0.00 | buy |
| Nantahala Capital Management, LLC | 3,368,065 | 3,375,065 | +7,000 | 0.96 | 0.79 | -0.17 | buy |
| BARCLAYS PLC | 30,842 | 36,342 | +5,500 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 14,371 | 19,022 | +4,651 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 540,454 | 542,718 | +2,264 | 0.00 | 0.00 | -0.00 | buy |
| SUMMIT SECURITIES GROUP LLC | 258 | 2,100 | +1,842 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 4,146 | 5,179 | +1,033 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 3,164 | 3,912 | +748 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 5,524 | 6,200 | +676 | 0.00 | 0.00 | -0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 2,514 | 3,183 | +669 | 0.00 | 0.00 | +0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 0 | 516 | +516 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 10,198 | 10,438 | +240 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,364 | 1,434 | +70 | 0.00 | 0.00 | -0.00 | buy |
| Global Retirement Partners, LLC | 0 | 34 | +34 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 10 | 15 | +5 | 0.00 | 0.00 | +0.00 | buy |
| ING GROEP NV | 1,000,000 | 1,000,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MAI Capital Management | 3,333 | 3,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 2,081 | 2,081 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 190,000 | 190,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 34,110 | 34,110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 37,086 | 37,086 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sterling Capital Management LLC | 1,512 | 1,512 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Star Investment Management Corp. | 2,575 | 2,575 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LEVIN CAPITAL STRATEGIES, L.P. | 22,500 | 22,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MUFG Securities EMEA plc | 500,000 | 500,000 | 0 | 0.06 | 0.02 | -0.03 | hold |
| Sound Income Strategies, LLC | 5 | 5 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 225 | 225 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Optiver Holding B.V. | 370 | 370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Private Wealth Asset Management, LLC | 924 | 924 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AlphaQuest LLC | 4,244 | 4,244 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prosperity Consulting Group, LLC | 102,005 | 102,005 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Police & Firemen's Retirement System of New Jersey | 6,428 | 6,428 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMERICAN CENTURY COMPANIES INC | 76,229 | 76,229 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 2,154 | 2,154 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 9,420 | 9,420 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 2,361 | 2,361 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 14,255 | 14,255 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 3 | 0 | -3 | 0.00 | 0.00 | -0.00 | sell |
| True Wealth Design, LLC | 28 | 3 | -25 | 0.00 | 0.00 | -0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 50 | 0 | -50 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 1,874 | 1,815 | -59 | 0.00 | 0.00 | -0.00 | sell |
| Quent Capital, LLC | 512 | 385 | -127 | 0.00 | 0.00 | -0.00 | sell |
| Fortitude Family Office, LLC | 145 | 0 | -145 | 0.00 | 0.00 | -0.00 | sell |
| Aviance Capital Partners, LLC | 13,085 | 12,938 | -147 | 0.01 | 0.01 | -0.00 | sell |
| AMALGAMATED BANK | 928 | 731 | -197 | 0.00 | 0.00 | -0.00 | sell |
| EverSource Wealth Advisors, LLC | 233 | 0 | -233 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 346 | 0 | -346 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 377 | 0 | -377 | 0.00 | 0.00 | -0.00 | sell |
| GAMMA Investing LLC | 1,134 | 329 | -805 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 18,746 | 17,342 | -1,404 | 0.00 | 0.00 | -0.00 | sell |
| Versant Capital Management, Inc | 1,493 | 0 | -1,493 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 12,005 | 10,010 | -1,995 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 605,517 | 601,641 | -3,876 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 5,382 | 0 | -5,382 | 0.01 | 0.00 | -0.01 | sell |
| RHUMBLINE ADVISERS | 35,555 | 30,149 | -5,406 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 41,234 | 34,303 | -6,931 | 0.00 | 0.00 | -0.00 | sell |
| Aquatic Capital Management LLC | 8,067 | 0 | -8,067 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 88,447 | 79,400 | -9,047 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 23,981 | 14,020 | -9,961 | 0.02 | 0.01 | -0.01 | sell |
| NORTHERN TRUST CORP | 204,144 | 192,676 | -11,468 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 14,472 | 0 | -14,472 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 15,734 | 0 | -15,734 | 0.00 | 0.00 | -0.00 | sell |
| GAMCO INVESTORS, INC. ET AL | 1,244,300 | 1,227,900 | -16,400 | 0.06 | 0.05 | -0.01 | sell |
| Stratos Investment Management, LLC | 19,325 | 0 | -19,325 | 0.00 | 0.00 | -0.00 | sell |
| AXQ CAPITAL, LP | 23,625 | 0 | -23,625 | 0.04 | 0.00 | -0.04 | sell |
| Quantbot Technologies LP | 26,964 | 0 | -26,964 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 27,982 | 0 | -27,982 | 0.00 | 0.00 | -0.00 | sell |
| Brevan Howard Capital Management LP | 30,902 | 0 | -30,902 | 0.00 | 0.00 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 31,107 | 0 | -31,107 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 66,591 | 33,416 | -33,175 | 0.00 | 0.00 | -0.00 | sell |
| PharVision Advisers, LLC | 34,044 | 0 | -34,044 | 0.09 | 0.00 | -0.09 | sell |
| Quantinno Capital Management LP | 36,174 | 0 | -36,174 | 0.00 | 0.00 | -0.00 | sell |