Stock Transactions

HSBC HLDGS PLC

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
Clearbridge Investments, LLC1,443,7161,539,807+96,0910.090.11+0.02buy
Tredje AP-fonden86,869133,889+47,0200.050.06+0.01buy
Gradient Investments LLC27,55860,673+33,1150.030.08+0.04buy
Americana Partners, LLC54,48274,548+20,0660.120.16+0.04buy
Aaron Wealth Advisors LLC32,56443,102+10,5380.140.21+0.06buy
LVW Advisors, LLC3,40013,277+9,8770.030.11+0.08buy
AMJ Financial Wealth Management32,24838,467+6,2190.610.75+0.14buy
Kathmere Capital Management, LLC21,69525,654+3,9590.120.13+0.02buy
Venturi Wealth Management, LLC5,3669,095+3,7290.020.03+0.02buy
EXENCIAL WEALTH ADVISORS, LLC28,90631,948+3,0420.070.08+0.01buy
Naviter Wealth, LLC72,20275,156+2,9540.740.80+0.05buy
THOROUGHBRED FINANCIAL SERVICES, LLC31,92834,785+2,8570.150.17+0.02buy
Trust Point Inc.10,63612,773+2,1370.070.09+0.03buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV12,54414,350+1,8060.050.06+0.01buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management3,9135,631+1,7180.010.01+0.00buy
Crestwood Advisors Group, LLC3,0594,402+1,3430.000.01+0.00buy
WEALTH ALLIANCE, LLC6,5727,853+1,2810.050.06+0.01buy
Gryphon Financial Partners LLC10,17111,402+1,2310.090.10+0.01buy
Stamos Capital Partners, L.P.37,41538,573+1,1580.470.50+0.02buy
PZENA INVESTMENT MANAGEMENT LLC22,90623,950+1,0440.010.01+0.00buy
Fiera Capital Corp10,98411,996+1,0120.000.00+0.00buy
ORLEANS CAPITAL MANAGEMENT CORP/LA21,56322,528+9651.051.26+0.20buy
Purkiss Capital Advisors LLC6,3177,227+9100.230.26+0.03buy
Kovitz Investment Group Partners, LLC21,18022,078+8980.040.04+0.01buy
Rehmann Capital Advisory Group4,0844,877+7930.020.02+0.00buy
FOUNDERS FINANCIAL SECURITIES LLC18,99419,779+7850.090.10+0.01buy
RATIONAL ADVISORS, INC.9,80010,534+7340.080.09+0.01buy
American Trust Investment Advisors, LLC8,0458,755+7100.340.40+0.06buy
Avior Wealth Management, LLC4,9305,639+7090.010.01+0.00buy
Henry James International Management Inc.14,71415,380+6660.360.46+0.09buy
Aprio Wealth Management, LLC19,79520,423+6280.090.09+0.00buy
GWN SECURITIES INC.7,3667,869+5030.120.12+0.01buy
FLPUTNAM INVESTMENT MANAGEMENT CO5,6216,065+4440.010.01+0.00buy
HBK Sorce Advisory LLC2,8263,241+4150.010.01+0.00buy
Financial Management Professionals, Inc.6711,061+3900.010.01+0.00buy
Klingman & Associates, LLC2,9433,317+3740.010.01+0.00buy
Dynamic Advisor Solutions LLC7,7418,087+3460.020.02+0.00buy
Soltis Investment Advisors LLC14,86815,213+3450.080.08+0.00buy
Resonant Capital Advisors, LLC4,1954,535+3400.020.02+0.00buy
Sovran Advisors, LLC3,1613,479+3180.020.03+0.00buy
Accuvest Global Advisors3,2133,502+2890.190.27+0.08buy
Mesirow Financial Investment Management, Inc.8,6838,916+2330.010.01-0.00buy
BAKER TILLY WEALTH MANAGEMENT, LLC2,6592,881+2220.050.06+0.01buy
Marks Group Wealth Management, Inc18,73918,951+2120.140.15+0.01buy
RIVERSEDGE ADVISORS, LLC7,0727,226+1540.090.10+0.01buy
EVOKE WEALTH, LLC3,7773,921+1440.010.01+0.00buy
Integrated Advisors Network LLC3,4373,571+1340.010.02+0.00buy
Westover Capital Advisors, LLC9,1939,313+1200.130.14+0.01buy
Texas Yale Capital Corp.3,9004,000+1000.010.01+0.00buy
Cornerstone Wealth Management, LLC3,9364,030+940.020.02+0.00buy
Choate Investment Advisors5,4885,580+920.010.01+0.00buy
Foster Group, Inc.4,7764,865+890.010.01+0.00buy
Monument Capital Management7,5207,601+810.150.16+0.01buy
SVB WEALTH LLC2,6682,746+780.010.01+0.00buy
D'Orazio & Associates, Inc.3,9644,036+720.040.04+0.00buy
EWA, LLC4,5514,623+720.090.09-0.00buy
Lester Murray Antman dba SimplyRich12,44512,504+590.260.26+0.01buy
Cordatus Wealth Management LLC11,31511,362+470.210.22+0.02buy
SYM FINANCIAL Corp5,5425,580+380.040.05+0.00buy
Main Street Research LLC7,6967,733+370.030.04+0.00buy
SAGE RHINO CAPITAL LLC12,53712,560+230.190.19+0.01buy
Qtron Investments LLC36,95136,970+190.380.41+0.04buy
Addison Advisors LLC2,6422,653+110.050.05+0.00buy
Grove Bank & Trust1,5901,600+100.010.01+0.00buy
Curi Capital, LLC3,6963,698+20.010.01+0.00buy
Jackson Wealth Management, LLC52,89052,892+20.410.45+0.04buy
Tower Wealth Partners, Inc.3,6893,687-20.160.17+0.01sell
SCOTIA CAPITAL INC.33,91333,903-100.010.01+0.00sell
Hanson & Doremus Investment Management809783-260.010.01-0.00sell
DB Fitzpatrick & Co, Inc160120-400.010.01-0.00sell
Samalin Investment Counsel, LLC3,8993,857-420.110.11+0.00sell
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC8340-430.000.00-0.00sell
SeaBridge Investment Advisors LLC9,5149,469-450.120.13+0.01sell
Freestone Capital Holdings, LLC4,0043,954-500.010.01+0.00sell
CERTUITY, LLC4,4964,421-750.020.02+0.00sell
NATURAL INVESTMENTS, LLC7,3727,290-820.140.15+0.00sell
Net Worth Advisory Group6,4666,382-840.100.11+0.01sell
GREENLEAF TRUST17,91517,829-860.010.01+0.00sell
Costello Asset Management, INC200100-1000.010.00-0.00sell
Tranquilli Financial Advisor LLC2,9902,889-1010.140.14+0.00sell
Brio Consultants, LLC2,5472,435-1120.030.03-0.00sell
Legacy Wealth Asset Management, LLC11,54311,421-1220.220.23+0.01sell
Optas, LLC9,4259,298-1270.120.12+0.00sell
Kohmann Bosshard Financial Services, LLC3,7133,544-1690.030.03+0.00sell
Braun-Bostich & Associates Inc.2,7492,565-1840.130.13-0.00sell
Bridgewater Advisors Inc.8,2388,043-1950.040.04-0.00sell
Safeguard Investment Advisory Group, LLC4,1523,950-2020.080.09+0.01sell
Crumly & Associates Inc.7,3117,097-2140.120.12+0.00sell
Dorsey & Whitney Trust CO LLC24,33524,118-2170.100.11+0.01sell
MISSION WEALTH MANAGEMENT, LP9,0728,852-2200.010.02+0.00sell
180 WEALTH ADVISORS, LLC4,6854,431-2540.040.04-0.00sell
Syverson Strege & Co3,8523,581-2710.070.07-0.00sell
Ignite Planners, LLC8,2787,946-3320.110.10-0.01sell
Ellevest, Inc.18,21917,861-3580.200.20+0.01sell
Checchi Capital Advisers, LLC26,55426,192-3620.140.15+0.01sell
CONTRAVISORY INVESTMENT MANAGEMENT, INC.5,0444,668-3760.080.08+0.00sell
Pekin Hardy Strauss, Inc.27,52327,108-4150.200.23+0.03sell
MITCHELL & PAHL PRIVATE WEALTH, LLC22,89322,478-4150.750.75+0.01sell
FIRST CITIZENS BANK & TRUST CO3,9603,462-4980.010.01-0.00sell
Old Port Advisors59,55359,040-5131.151.12-0.03sell
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