Stock Transactions — GAIA INC NEW

Total Bought
193,801
18 transactions
Total Sold
954,389
20 transactions
Net
-760,588
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Manatuck Hill Partners, LLC080,000+80,0000.000.10+0.10buy
MARSHALL WACE, LLP027,289+27,2890.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC023,147+23,1470.000.00+0.00buy
VANGUARD GROUP INC835,939847,010+11,0710.000.00-0.00buy
RITHOLTZ WEALTH MANAGEMENT010,655+10,6550.000.00+0.00buy
XTX Topco Ltd010,522+10,5220.000.00+0.00buy
AMERIPRISE FINANCIAL INC906,284916,802+10,5180.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC404,044409,081+5,0370.000.00-0.00buy
Peapod Lane Capital LLC626,214630,840+4,6263.321.95-1.37buy
Steward Partners Investment Advisory, LLC04,000+4,0000.000.00+0.00buy
BlackRock, Inc.1,089,9711,093,583+3,6120.000.00-0.00buy
BARCLAYS PLC27,79229,198+1,4060.000.00-0.00buy
Tower Research Capital LLC (TRC)1,8192,796+9770.000.00-0.00buy
CITIGROUP INC2081,073+8650.000.00+0.00buy
FMR LLC2,2242,296+720.000.00-0.00buy
Allworth Financial LP02+20.000.00+0.00buy
NewEdge Advisors, LLC11,60011,601+10.000.00-0.00buy
ROTHSCHILD INVESTMENT LLC01+10.000.00+0.00buy
Ameritas Investment Partners, Inc.1,7401,74000.000.00-0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC123,000123,00000.020.01-0.01hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO20220200.000.00-0.00hold
S Squared Technology, LLC723,305723,30501.631.02-0.61hold
Sterling Capital Management LLC1,2061,20600.000.00-0.00hold
Nantahala Capital Management, LLC914,618914,61800.330.20-0.14hold
Russell Investments Group, Ltd.1,4111,41100.000.00-0.00hold
Front Row Advisors LLC404000.000.00-0.00hold
SBI Securities Co., Ltd.2200.000.00-0.00hold
Nuveen, LLC21,92721,92700.000.00-0.00hold
SAPIENT CAPITAL LLC32,65032,65000.000.00-0.00hold
Police & Firemen's Retirement System of New Jersey5,2855,28500.000.00-0.00hold
Legal & General Group Plc1,5371,53700.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND13,69413,69400.000.00-0.00hold
JAMES INVESTMENT RESEARCH, INC.10,60010,60000.010.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC52,81052,81000.000.00-0.00hold
Advisory Services Network, LLC160-160.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM1,0641,027-370.000.00-0.00sell
AMALGAMATED BANK582524-580.000.00-0.00sell
Spire Wealth Management1000-1000.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS3,9953,759-2360.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.7,9797,723-2560.000.00-0.00sell
STATE STREET CORP180,929180,288-6410.000.00-0.00sell
RHUMBLINE ADVISERS16,60813,477-3,1310.000.00-0.00sell
Connor, Clark & Lunn Investment Management Ltd.27,37723,932-3,4450.000.00-0.00sell
DIMENSIONAL FUND ADVISORS LP442,882439,076-3,8060.000.00-0.00sell
Bank of New York Mellon Corp42,27138,387-3,8840.000.00-0.00sell
NORTHERN TRUST CORP134,665126,527-8,1380.000.00-0.00sell
RENAISSANCE TECHNOLOGIES LLC137,700128,261-9,4390.000.00-0.00sell
JPMORGAN CHASE & CO20,4680-20,4680.000.00-0.00sell
DEUTSCHE BANK AG\24,2830-24,2830.000.00-0.00sell
P.A.W. CAPITAL CORP175,000150,000-25,0001.881.24-0.64sell
GOLDMAN SACHS GROUP INC41,3480-41,3480.000.00-0.00sell
Huntleigh Advisors, Inc.73,7880-73,7880.070.00-0.07sell
Mariner, LLC123,72748,028-75,6990.000.00-0.00sell
AWM Investment Company, Inc.1,912,7061,252,090-660,6161.060.44-0.62sell
Page 1 of 1