| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| M3F, Inc. | 853,454 | 995,256 | +141,802 | 4.03 | 4.20 | +0.16 | buy |
| CREDIT INDUSTRIEL ET COMMERCIAL | 125,000 | 225,000 | +100,000 | 0.31 | 0.61 | +0.30 | buy |
| Russell Investments Group, Ltd. | 4,679 | 7,205 | +2,526 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 351 | 1,505 | +1,154 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 3,712 | 4,441 | +729 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 156 | 806 | +650 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 47,737 | 48,067 | +330 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 49,359 | 49,449 | +90 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 69 | 139 | +70 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 1,447 | 1,481 | +34 | 0.00 | 0.00 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 0 | 21 | +21 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 20 | +20 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 12 | +12 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 1,910 | 1,914 | +4 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 1 | 4 | +3 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 42 | 45 | +3 | 0.00 | 0.00 | +0.00 | buy |
| Root Financial Partners, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 267 | 267 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Carlson Capital, L.P. | 8,493,088 | 8,493,088 | 0 | 70.63 | 57.08 | -13.55 | hold |
| PRELUDE CAPITAL MANAGEMENT, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Marquette Asset Management, LLC | 188 | 188 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rangeley Capital, LLC | 63,000 | 63,000 | 0 | 0.93 | 1.16 | +0.22 | hold |
| Mirae Asset Global Investments Co., Ltd. | 1,105 | 1,105 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IFP Advisors, Inc | 88 | 88 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Optiver Holding B.V. | 36 | 36 | 0 | 0.00 | 0.00 | +0.00 | hold |
| True Wealth Design, LLC | 5 | 5 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 1,369 | 1,369 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legal & General Group Plc | 315 | 315 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 2,131 | 2,131 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 7 | 7 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRACE & WHITE INC /NY | 18,721 | 18,721 | 0 | 0.06 | 0.06 | -0.00 | hold |
| EverSource Wealth Advisors, LLC | 72 | 70 | -2 | 0.00 | 0.00 | -0.00 | sell |
| HARBOR CAPITAL ADVISORS, INC. | 339 | 336 | -3 | 0.00 | 0.00 | +0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 186 | 165 | -21 | 0.00 | 0.00 | -0.00 | sell |
| Cornerstone Planning Group LLC | 41 | 0 | -41 | 0.00 | 0.00 | -0.00 | sell |
| Private Wealth Management Group, LLC | 68 | 0 | -68 | 0.00 | 0.00 | -0.00 | sell |
| Covestor Ltd | 110 | 32 | -78 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 1,046 | 964 | -82 | 0.00 | 0.00 | -0.00 | sell |
| AMALGAMATED BANK | 96 | 0 | -96 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 30,120 | 30,018 | -102 | 0.00 | 0.00 | +0.00 | sell |
| Sterling Capital Management LLC | 210 | 101 | -109 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 25,603 | 25,490 | -113 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 1,109 | 0 | -1,109 | 0.00 | 0.00 | -0.00 | sell |
| State of Wyoming | 4,186 | 2,761 | -1,425 | 0.01 | 0.01 | -0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 33,490 | 31,720 | -1,770 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 156,214 | 153,811 | -2,403 | 0.00 | 0.00 | +0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 75,939 | 72,886 | -3,053 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 4,794 | 824 | -3,970 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 31,800 | 23,100 | -8,700 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 16,892 | 1,803 | -15,089 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 70,934 | 47,442 | -23,492 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 38,400 | 0 | -38,400 | 0.00 | 0.00 | -0.00 | sell |
| CANNELL CAPITAL LLC | 63,069 | 0 | -63,069 | 0.69 | 0.00 | -0.69 | sell |