Stock Transactions — SWK HOLDINGS CORP

Total Bought
143,801
23 transactions
Total Sold
239,287
25 transactions
Net
-95,486
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
RAYMOND JAMES FINANCIAL INC18,78374,657+55,8740.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC018,177+18,1770.000.00+0.00buy
BlackRock, Inc.128,840144,512+15,6720.000.00-0.00buy
MILLENNIUM MANAGEMENT LLC15,11129,272+14,1610.000.00+0.00buy
GSA CAPITAL PARTNERS LLP012,637+12,6370.000.01+0.01buy
RENAISSANCE TECHNOLOGIES LLC28,10037,200+9,1000.000.00-0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC111,014114,277+3,2630.050.04-0.01buy
Empowered Funds, LLC53,80957,072+3,2630.010.01-0.00buy
DIMENSIONAL FUND ADVISORS LP46,46948,597+2,1280.000.00-0.00buy
BARCLAYS PLC3,2915,407+2,1160.000.00+0.00buy
STATE STREET CORP48,25749,657+1,4000.000.00-0.00buy
Police & Firemen's Retirement System of New Jersey01,369+1,3690.000.00+0.00buy
Uniplan Investment Counsel, Inc.01,216+1,2160.000.00+0.00buy
Tower Research Capital LLC (TRC)5431,691+1,1480.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC271,000+9730.000.00+0.00buy
Dynamic Advisor Solutions LLC21,72722,532+8050.010.01-0.00buy
CWM, LLC174473+2990.000.00+0.00buy
Sterling Capital Management LLC56111+550.000.00+0.00buy
MassMutual Private Wealth & Trust, FSB053+530.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS530564+340.000.00-0.00buy
IFP Advisors, Inc033+330.000.00+0.00buy
EverSource Wealth Advisors, LLC221+190.000.00+0.00buy
Allworth Financial LP06+60.000.00+0.00buy
Ameritas Investment Partners, Inc.26726700.000.00-0.00hold
Carlson Capital, L.P.8,493,0888,493,088082.5271.16-11.36hold
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM23923900.000.00-0.00hold
Legal & General Group Plc31531500.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND2,1312,13100.000.00-0.00hold
GRACE & WHITE INC /NY18,72118,72100.060.05-0.01hold
AMALGAMATED BANK12212200.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO30-30.000.00-0.00sell
FMR LLC453449-40.000.00-0.00sell
NewEdge Advisors, LLC328316-120.000.00-0.00sell
True Wealth Design, LLC120-120.000.00-0.00sell
ROYAL BANK OF CANADA12,57212,554-180.000.00-0.00sell
Cornerstone Planning Group LLC500-500.000.00-0.00sell
HARBOR CAPITAL ADVISORS, INC.251199-520.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.2,0071,929-780.000.00-0.00sell
Smartleaf Asset Management LLC920-920.000.00-0.00sell
GAMMA Investing LLC1959-1860.000.00-0.00sell
COMERICA BANK5550-5550.000.00-0.00sell
RHUMBLINE ADVISERS5,6904,752-9380.000.00-0.00sell
GEODE CAPITAL MANAGEMENT, LLC76,27575,316-9590.000.00-0.00sell
NORTHERN TRUST CORP34,52133,383-1,1380.000.00-0.00sell
Russell Investments Group, Ltd.4,0652,687-1,3780.000.00-0.00sell
Corebridge Financial, Inc.1,5820-1,5820.000.00-0.00sell
CITIGROUP INC2,7521,125-1,6270.000.00-0.00sell
Rangeley Capital, LLC43,66241,000-2,6620.860.76-0.10sell
State of Wyoming10,4725,903-4,5690.020.01-0.01sell
JPMORGAN CHASE & CO6,7870-6,7870.000.00-0.00sell
PERRITT CAPITAL MANAGEMENT INC20,2250-20,2250.190.00-0.19sell
VICTORY CAPITAL MANAGEMENT INC30,7740-30,7740.000.00-0.00sell
VANGUARD GROUP INC233,199201,058-32,1410.000.00-0.00sell
CANNELL CAPITAL LLC354,759314,619-40,1402.081.45-0.63sell
M3F, Inc.791,733698,428-93,3053.782.90-0.88sell
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