Stock Transactions — SWK HOLDINGS CORP

Total Bought
129,991
31 transactions
Total Sold
104,726
17 transactions
Net
+25,265
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
M3F, Inc.698,428733,155+34,7272.903.02+0.12buy
AQR CAPITAL MANAGEMENT LLC019,420+19,4200.000.00+0.00buy
NewEdge Advisors, LLC31617,509+17,1930.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC18,17734,464+16,2870.000.00+0.00buy
GOLDMAN SACHS GROUP INC015,854+15,8540.000.00+0.00buy
BAILARD, INC.013,974+13,9740.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC74,65778,609+3,9520.000.00-0.00buy
Russell Investments Group, Ltd.2,6873,795+1,1080.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.01,105+1,1050.000.00+0.00buy
CWM, LLC4731,527+1,0540.000.00+0.00buy
Arax Advisory Partners0898+8980.000.00+0.00buy
GSA CAPITAL PARTNERS LLP12,63713,458+8210.010.02+0.00buy
DIMENSIONAL FUND ADVISORS LP48,59749,359+7620.000.00-0.00buy
RENAISSANCE TECHNOLOGIES LLC37,20037,800+6000.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC75,31675,818+5020.000.00-0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC114,277114,757+4800.040.04-0.00buy
Empowered Funds, LLC57,07257,552+4800.010.01-0.00buy
Covestor Ltd0150+1500.000.00+0.00buy
FMR LLC449597+1480.000.00+0.00buy
HARBOR CAPITAL ADVISORS, INC.199345+1460.000.00+0.00buy
Sterling Capital Management LLC111210+990.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS564658+940.000.00+0.00buy
Optiver Holding B.V.036+360.000.00+0.00buy
Allworth Financial LP639+330.000.00+0.00buy
EverSource Wealth Advisors, LLC2153+320.000.00+0.00buy
IFP Advisors, Inc3352+190.000.00+0.00buy
Clearstead Advisors, LLC06+60.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC05+50.000.00+0.00buy
True Wealth Design, LLC04+40.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM239240+10.000.00-0.00buy
SBI Securities Co., Ltd.01+10.000.00+0.00buy
Ameritas Investment Partners, Inc.26726700.000.00-0.00hold
Carlson Capital, L.P.8,493,0888,493,088071.1670.03-1.13hold
Rangeley Capital, LLC41,00041,00000.760.56-0.20hold
Police & Firemen's Retirement System of New Jersey1,3691,36900.000.00-0.00hold
Legal & General Group Plc31531500.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND2,1312,13100.000.00-0.00hold
GRACE & WHITE INC /NY18,72118,72100.050.05-0.00hold
AMALGAMATED BANK12212200.000.00-0.00hold
NISA INVESTMENT ADVISORS, LLC1,0001,00000.000.00-0.00hold
GAMMA Investing LLC90-90.000.00-0.00sell
MassMutual Private Wealth & Trust, FSB530-530.000.00-0.00sell
RHUMBLINE ADVISERS4,7524,620-1320.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.1,9291,676-2530.000.00-0.00sell
Dynamic Advisor Solutions LLC22,53221,988-5440.010.01-0.00sell
STATE STREET CORP49,65748,940-7170.000.00-0.00sell
Tower Research Capital LLC (TRC)1,691760-9310.000.00-0.00sell
CITIGROUP INC1,125180-9450.000.00-0.00sell
BARCLAYS PLC5,4074,305-1,1020.000.00-0.00sell
Uniplan Investment Counsel, Inc.1,2160-1,2160.000.00-0.00sell
BlackRock, Inc.144,512143,232-1,2800.000.00-0.00sell
State of Wyoming5,9034,409-1,4940.010.01-0.00sell
NORTHERN TRUST CORP33,38331,042-2,3410.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC29,27225,763-3,5090.000.00-0.00sell
VANGUARD GROUP INC201,058196,709-4,3490.000.00-0.00sell
ROYAL BANK OF CANADA12,5540-12,5540.000.00-0.00sell
CANNELL CAPITAL LLC314,619241,322-73,2971.450.92-0.53sell
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