Stock Transactions — SWK HOLDINGS CORP

Total Bought
339,137
24 transactions
Total Sold
447,047
26 transactions
Net
-107,910
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
CREDIT INDUSTRIEL ET COMMERCIAL0125,000+125,0000.000.31+0.31buy
M3F, Inc.733,155853,454+120,2993.024.03+1.01buy
GOLDMAN SACHS GROUP INC15,85438,400+22,5460.000.00+0.00buy
Rangeley Capital, LLC41,00063,000+22,0000.560.93+0.37buy
VANGUARD GROUP INC196,709213,544+16,8350.000.00+0.00buy
BlackRock, Inc.143,232156,214+12,9820.000.00+0.00buy
PRELUDE CAPITAL MANAGEMENT, LLC010,000+10,0000.000.01+0.01buy
AQR CAPITAL MANAGEMENT LLC19,42025,603+6,1830.000.00+0.00buy
Russell Investments Group, Ltd.3,7954,679+8840.000.00+0.00buy
FMR LLC5971,109+5120.000.00+0.00buy
BARCLAYS PLC4,3054,794+4890.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS6581,046+3880.000.00+0.00buy
CWM, LLC1,5271,910+3830.000.00+0.00buy
Marquette Asset Management, LLC0188+1880.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC0156+1560.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC75,81875,939+1210.000.00+0.00buy
Private Wealth Management Group, LLC068+680.000.00+0.00buy
Cornerstone Planning Group LLC041+410.000.00+0.00buy
IFP Advisors, Inc5288+360.000.00+0.00buy
EverSource Wealth Advisors, LLC5372+190.000.00+0.00buy
Allworth Financial LP3942+30.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC57+20.000.00+0.00buy
MAI Capital Management01+10.000.00+0.00buy
True Wealth Design, LLC45+10.000.00+0.00buy
Ameritas Investment Partners, Inc.26726700.000.00+0.00hold
Carlson Capital, L.P.8,493,0888,493,088070.0370.63+0.60hold
Sterling Capital Management LLC21021000.000.00+0.00hold
Mirae Asset Global Investments Co., Ltd.1,1051,10500.000.00+0.00hold
Optiver Holding B.V.363600.000.00+0.00hold
Police & Firemen's Retirement System of New Jersey1,3691,36900.000.00+0.00hold
DIMENSIONAL FUND ADVISORS LP49,35949,35900.000.00+0.00hold
Legal & General Group Plc31531500.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND2,1312,13100.000.00+0.00hold
GRACE & WHITE INC /NY18,72118,72100.050.06+0.01hold
SBI Securities Co., Ltd.10-10.000.00-0.00sell
HARBOR CAPITAL ADVISORS, INC.345339-60.000.00+0.00sell
Clearstead Advisors, LLC60-60.000.00-0.00sell
AMALGAMATED BANK12296-260.000.00+0.00sell
Covestor Ltd150110-400.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM240186-540.000.00-0.00sell
CITIGROUP INC18069-1110.000.00-0.00sell
State of Wyoming4,4094,186-2230.010.01+0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.1,6761,447-2290.000.00-0.00sell
Tower Research Capital LLC (TRC)760351-4090.000.00-0.00sell
NewEdge Advisors, LLC17,50916,892-6170.000.00-0.00sell
Arax Advisory Partners8980-8980.000.00-0.00sell
RHUMBLINE ADVISERS4,6203,712-9080.000.00-0.00sell
NORTHERN TRUST CORP31,04230,120-9220.000.00+0.00sell
ACADIAN ASSET MANAGEMENT LLC34,46433,490-9740.000.00+0.00sell
NISA INVESTMENT ADVISORS, LLC1,0000-1,0000.000.00-0.00sell
STATE STREET CORP48,94047,737-1,2030.000.00+0.00sell
RENAISSANCE TECHNOLOGIES LLC37,80031,800-6,0000.000.00+0.00sell
RAYMOND JAMES FINANCIAL INC78,60970,934-7,6750.000.00+0.00sell
GSA CAPITAL PARTNERS LLP13,4580-13,4580.020.00-0.02sell
BAILARD, INC.13,9740-13,9740.000.00-0.00sell
Dynamic Advisor Solutions LLC21,9880-21,9880.010.00-0.01sell
MILLENNIUM MANAGEMENT LLC25,7630-25,7630.000.00-0.00sell
Empowered Funds, LLC57,5520-57,5520.010.00-0.01sell
BRIDGEWAY CAPITAL MANAGEMENT, LLC114,7570-114,7570.040.00-0.04sell
CANNELL CAPITAL LLC241,32263,069-178,2530.920.69-0.23sell
Page 1 of 1