| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,775,490 | 5,459,872 | -315,618 | 3.27 | 3.21 | -0.06 | sell |
| MORGAN STANLEY | 3,236,970 | 2,790,771 | -446,199 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 2,509,026 | 2,395,598 | -113,428 | 0.73 | 0.67 | -0.06 | sell |
| Saba Capital Management, L.P. | 2,135,801 | 2,307,802 | +172,001 | 0.62 | 0.62 | -0.01 | buy |
| Logan Stone Capital, LLC | 1,927,949 | 1,834,573 | -93,376 | 4.61 | 4.79 | +0.18 | sell |
| UBS Group AG | 1,721,276 | 1,772,430 | +51,154 | 0.01 | 0.01 | -0.00 | buy |
| Karpus Management, Inc. | 1,574,566 | 1,629,056 | +54,490 | 0.57 | 0.57 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 1,591,560 | 1,577,909 | -13,651 | 0.03 | 0.03 | -0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,076,270 | 1,287,035 | +210,765 | 4.53 | 5.41 | +0.88 | buy |
| GUGGENHEIM CAPITAL LLC | 1,307,036 | 1,081,306 | -225,730 | 0.12 | 0.09 | -0.02 | sell |
| BANK OF AMERICA CORP /DE/ | 1,012,869 | 1,071,963 | +59,094 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 892,396 | 890,433 | -1,963 | 0.02 | 0.02 | +0.01 | sell |
| WELLS FARGO & COMPANY/MN | 841,259 | 869,831 | +28,572 | 0.00 | 0.00 | -0.00 | buy |
| MACKAY SHIELDS LLC | 49,026 | 704,223 | +655,197 | 0.02 | 0.24 | +0.22 | buy |
| Hennion & Walsh Asset Management, Inc. | 593,603 | 680,643 | +87,040 | 0.40 | 0.44 | +0.04 | buy |
| AQR Arbitrage LLC | 674,687 | 643,979 | -30,708 | 0.32 | 0.27 | -0.05 | sell |
| LPL Financial LLC | 559,009 | 561,437 | +2,428 | 0.00 | 0.00 | -0.00 | buy |
| Penserra Capital Management LLC | 914,458 | 556,441 | -358,017 | 0.20 | 0.08 | -0.12 | sell |
| Advisors Asset Management, Inc. | 467,803 | 511,379 | +43,576 | 0.11 | 0.12 | +0.01 | buy |
| Pathstone Holdings, LLC | 527,282 | 509,235 | -18,047 | 0.03 | 0.03 | -0.00 | sell |
| HighTower Advisors, LLC | 381,319 | 497,562 | +116,243 | 0.01 | 0.01 | +0.00 | buy |
| Allianz Asset Management GmbH | 0 | 470,900 | +470,900 | 0.00 | 0.01 | +0.01 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 479,999 | 414,513 | -65,486 | 0.51 | 0.44 | -0.07 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 439,480 | 412,370 | -27,110 | 0.01 | 0.01 | -0.00 | sell |
| NINE MASTS CAPITAL Ltd | 0 | 409,624 | +409,624 | 0.00 | 1.30 | +1.30 | buy |
| Cornerstone Advisory, LLC | 393,552 | 396,269 | +2,717 | 0.73 | 0.69 | -0.04 | buy |
| STIFEL FINANCIAL CORP | 351,327 | 373,523 | +22,196 | 0.01 | 0.01 | -0.00 | buy |
| Rareview Capital LLC | 354,233 | 341,490 | -12,743 | 3.84 | 4.08 | +0.24 | sell |
| COHEN & STEERS, INC. | 325,066 | 340,066 | +15,000 | 0.01 | 0.01 | +0.00 | buy |
| KENNEDY INVESTMENT GROUP | 318,285 | 322,329 | +4,044 | 2.10 | 2.09 | -0.01 | buy |
| ROYAL BANK OF CANADA | 301,640 | 280,972 | -20,668 | 0.00 | 0.00 | -0.00 | sell |
| Gridiron Partners, LLC | 294,221 | 260,655 | -33,566 | 2.45 | 2.02 | -0.44 | sell |
| Fiera Capital Corp | 303,740 | 258,508 | -45,232 | 0.01 | 0.01 | -0.00 | sell |
| Kestra Advisory Services, LLC | 256,428 | 257,408 | +980 | 0.02 | 0.02 | -0.00 | buy |
| Freestone Capital Holdings, LLC | 200,300 | 250,300 | +50,000 | 0.11 | 0.11 | +0.01 | buy |
| AMERIPRISE FINANCIAL INC | 252,163 | 237,731 | -14,432 | 0.00 | 0.00 | -0.00 | sell |
| Congress Park Capital LLC | 135,000 | 235,000 | +100,000 | 0.78 | 1.26 | +0.48 | buy |
| Westchester Capital Management, LLC | 223,590 | 219,616 | -3,974 | 0.11 | 0.11 | +0.01 | sell |
| Rockefeller Capital Management L.P. | 245,492 | 214,384 | -31,108 | 0.01 | 0.01 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 160,344 | 199,515 | +39,171 | 0.01 | 0.01 | +0.00 | buy |
| TRUIST FINANCIAL CORP | 203,918 | 198,188 | -5,730 | 0.00 | 0.00 | -0.00 | sell |
| Lido Advisors, LLC | 185,560 | 181,351 | -4,209 | 0.02 | 0.02 | -0.00 | sell |
| Alpine Global Management, LLC | 190,000 | 180,000 | -10,000 | 0.61 | 0.42 | -0.19 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 185,442 | 175,526 | -9,916 | 1.95 | 1.54 | -0.41 | sell |
| THRIVENT FINANCIAL FOR LUTHERANS | 169,115 | 168,750 | -365 | 0.00 | 0.00 | -0.00 | sell |
| Fort Point Capital Partners LLC | 0 | 162,115 | +162,115 | 0.00 | 0.27 | +0.27 | buy |
| Gould Capital, LLC | 118,350 | 161,186 | +42,836 | 1.02 | 1.38 | +0.36 | buy |
| Creative Planning | 163,774 | 151,253 | -12,521 | 0.00 | 0.00 | -0.00 | sell |
| Palogic Value Management, L.P. | 140,637 | 147,137 | +6,500 | 0.74 | 0.77 | +0.04 | buy |
| ROTHSCHILD INVESTMENT LLC | 140,570 | 144,921 | +4,351 | 0.14 | 0.13 | -0.01 | buy |
| CoreCap Advisors, LLC | 150,605 | 137,389 | -13,216 | 0.11 | 0.09 | -0.03 | sell |
| Capital Investment Advisors, LLC | 158,773 | 136,097 | -22,676 | 0.05 | 0.04 | -0.01 | sell |
| Invesco Ltd. | 101,497 | 135,352 | +33,855 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 135,725 | 135,137 | -588 | 0.01 | 0.01 | -0.00 | sell |
| Johnson Financial Group, Inc. | 203,596 | 135,000 | -68,596 | 0.13 | 0.09 | -0.04 | sell |
| Vivaldi Capital Management LP | 148,152 | 130,134 | -18,018 | 0.52 | 0.45 | -0.07 | sell |
| Tyche Wealth Partners LLC | 114,750 | 124,807 | +10,057 | 0.33 | 0.37 | +0.04 | buy |
| InTrack Investment Management Inc | 91,569 | 123,045 | +31,476 | 0.81 | 1.11 | +0.30 | buy |
| Wealth Advisors of Tampa Bay, LLC | 65,729 | 115,729 | +50,000 | 0.39 | 0.67 | +0.28 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 112,236 | +112,236 | 0.00 | 0.00 | +0.00 | buy |
| Matisse Capital | 110,000 | 110,000 | 0 | 0.69 | 0.64 | -0.05 | hold |
| Prospera Financial Services Inc | 105,500 | 106,688 | +1,188 | 0.04 | 0.04 | -0.00 | buy |
| Allspring Global Investments Holdings, LLC | 104,147 | 104,147 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pallas Capital Advisors LLC | 60,718 | 100,718 | +40,000 | 0.04 | 0.05 | +0.01 | buy |
| Dakota Wealth Management | 100,978 | 100,497 | -481 | 0.05 | 0.03 | -0.02 | sell |
| CAPTRUST FINANCIAL ADVISORS | 107,529 | 99,969 | -7,560 | 0.00 | 0.00 | +0.00 | sell |
| Cetera Investment Advisers | 12,474 | 99,073 | +86,599 | 0.00 | 0.00 | +0.00 | buy |
| PINNACLE ASSOCIATES LTD | 102,936 | 98,492 | -4,444 | 0.02 | 0.02 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 93,121 | 91,351 | -1,770 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 87,416 | 87,093 | -323 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 84,959 | 81,424 | -3,535 | 0.01 | 0.01 | -0.00 | sell |
| Janney Montgomery Scott LLC | 60,064 | 79,626 | +19,562 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 92,809 | 71,463 | -21,346 | 0.00 | 0.00 | -0.00 | sell |
| Melone Private Wealth, LLC | 70,618 | 71,218 | +600 | 0.53 | 0.52 | -0.01 | buy |
| OPPENHEIMER & CO INC | 69,429 | 70,962 | +1,533 | 0.02 | 0.01 | -0.00 | buy |
| TECTONIC ADVISORS LLC | 67,505 | 68,367 | +862 | 0.07 | 0.06 | -0.00 | buy |
| Bank of New York Mellon Corp | 58,351 | 63,565 | +5,214 | 0.00 | 0.00 | +0.00 | buy |
| Koshinski Asset Management, Inc. | 77,447 | 61,547 | -15,900 | 0.14 | 0.08 | -0.06 | sell |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 53,398 | 53,398 | 0 | 0.02 | 0.02 | -0.00 | hold |
| AXXCESS WEALTH MANAGEMENT, LLC | 52,887 | 51,601 | -1,286 | 0.02 | 0.02 | -0.00 | sell |
| BOKF, NA | 108,000 | 51,000 | -57,000 | 0.02 | 0.01 | -0.01 | sell |
| Ranch Capital Advisors Inc. | 44,793 | 50,466 | +5,673 | 0.33 | 0.33 | +0.00 | buy |
| Texas Capital Bank Wealth Management Services Inc | 48,730 | 48,730 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Richmond Brothers, Inc. | 51,766 | 45,850 | -5,916 | 1.07 | 1.03 | -0.03 | sell |
| SMITH, MOORE & CO. | 41,171 | 45,640 | +4,469 | 0.06 | 0.06 | +0.00 | buy |
| Oxbow Advisors, LLC | 56,180 | 45,630 | -10,550 | 0.10 | 0.08 | -0.02 | sell |
| RFG Advisory, LLC | 45,026 | 45,449 | +423 | 0.02 | 0.02 | -0.00 | buy |
| Global Assets Advisory, LLC | 0 | 45,282 | +45,282 | 0.00 | 0.17 | +0.17 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 53,438 | 44,894 | -8,544 | 0.00 | 0.00 | -0.00 | sell |
| Caldwell Trust Co | 42,552 | 44,552 | +2,000 | 0.06 | 0.06 | -0.00 | buy |
| Sonora Investment Management Group, LLC | 43,279 | 43,279 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Rinkey Investments | 0 | 41,400 | +41,400 | 0.00 | 0.18 | +0.18 | buy |
| Integrated Wealth Concepts LLC | 40,968 | 40,804 | -164 | 0.01 | 0.01 | -0.00 | sell |
| Element Wealth, LLC | 38,921 | 38,921 | 0 | 0.29 | 0.28 | -0.01 | hold |
| Founders Financial Alliance, LLC | 37,687 | 38,887 | +1,200 | 0.17 | 0.14 | -0.03 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 43,205 | 38,820 | -4,385 | 0.00 | 0.00 | -0.00 | sell |
| SILVERLAKE WEALTH MANAGEMENT LLC | 32,196 | 38,732 | +6,536 | 0.21 | 0.24 | +0.03 | buy |
| Stratos Wealth Partners, LTD. | 38,877 | 38,480 | -397 | 0.01 | 0.01 | -0.00 | sell |
| Moors & Cabot, Inc. | 38,418 | 38,418 | 0 | 0.03 | 0.03 | -0.00 | hold |
| CWM, LLC | 37,113 | 37,766 | +653 | 0.00 | 0.00 | -0.00 | buy |