| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,459,872 | 5,378,162 | -81,710 | 3.21 | 3.17 | -0.04 | sell |
| MORGAN STANLEY | 2,790,771 | 2,996,721 | +205,950 | 0.00 | 0.00 | +0.00 | buy |
| MACKAY SHIELDS LLC | 704,223 | 2,278,835 | +1,574,612 | 0.24 | 0.86 | +0.63 | buy |
| SIT INVESTMENT ASSOCIATES INC | 2,395,598 | 2,086,669 | -308,929 | 0.67 | 0.60 | -0.07 | sell |
| UBS Group AG | 1,772,430 | 1,746,594 | -25,836 | 0.01 | 0.01 | -0.00 | sell |
| Karpus Management, Inc. | 1,629,056 | 1,576,963 | -52,093 | 0.57 | 0.55 | -0.02 | sell |
| Saba Capital Management, L.P. | 2,307,802 | 1,466,137 | -841,665 | 0.62 | 0.40 | -0.21 | sell |
| VAN ECK ASSOCIATES CORP | 1,577,909 | 1,436,314 | -141,595 | 0.03 | 0.03 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,287,035 | 1,287,035 | 0 | 5.41 | 5.77 | +0.36 | hold |
| GUGGENHEIM CAPITAL LLC | 1,081,306 | 1,153,533 | +72,227 | 0.09 | 0.10 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 1,071,963 | 1,088,042 | +16,079 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 869,831 | 848,107 | -21,724 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 680,643 | 824,023 | +143,380 | 0.44 | 0.53 | +0.09 | buy |
| OSAIC HOLDINGS, INC. | 890,433 | 716,501 | -173,932 | 0.02 | 0.02 | -0.00 | sell |
| Logan Stone Capital, LLC | 1,834,573 | 708,237 | -1,126,336 | 4.79 | 2.28 | -2.51 | sell |
| LPL Financial LLC | 561,437 | 646,585 | +85,148 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 556,441 | 569,087 | +12,646 | 0.08 | 0.09 | +0.00 | buy |
| Pathstone Holdings, LLC | 509,235 | 519,259 | +10,024 | 0.03 | 0.03 | +0.00 | buy |
| Advisors Asset Management, Inc. | 511,379 | 482,753 | -28,626 | 0.12 | 0.12 | -0.00 | sell |
| Allianz Asset Management GmbH | 470,900 | 470,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HighTower Advisors, LLC | 497,562 | 459,171 | -38,391 | 0.01 | 0.01 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 412,370 | 408,029 | -4,341 | 0.01 | 0.01 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 373,523 | 405,615 | +32,092 | 0.01 | 0.01 | +0.00 | buy |
| Cornerstone Advisory, LLC | 396,269 | 361,426 | -34,843 | 0.69 | 0.63 | -0.05 | sell |
| KENNEDY INVESTMENT GROUP | 322,329 | 354,236 | +31,907 | 2.09 | 2.24 | +0.15 | buy |
| Rareview Capital LLC | 341,490 | 331,702 | -9,788 | 4.08 | 3.95 | -0.13 | sell |
| COHEN & STEERS, INC. | 340,066 | 330,066 | -10,000 | 0.01 | 0.01 | -0.00 | sell |
| ROYAL BANK OF CANADA | 280,972 | 290,668 | +9,696 | 0.00 | 0.00 | +0.00 | buy |
| NINE MASTS CAPITAL Ltd | 409,624 | 281,699 | -127,925 | 1.30 | 1.08 | -0.23 | sell |
| Kestra Advisory Services, LLC | 257,408 | 273,156 | +15,748 | 0.02 | 0.02 | -0.00 | buy |
| Congress Park Capital LLC | 235,000 | 270,000 | +35,000 | 1.26 | 1.35 | +0.09 | buy |
| AMERIPRISE FINANCIAL INC | 237,731 | 260,690 | +22,959 | 0.00 | 0.00 | +0.00 | buy |
| Gridiron Partners, LLC | 260,655 | 258,838 | -1,817 | 2.02 | 2.05 | +0.03 | sell |
| Rockefeller Capital Management L.P. | 214,384 | 225,546 | +11,162 | 0.01 | 0.01 | +0.00 | buy |
| Westchester Capital Management, LLC | 219,616 | 200,673 | -18,943 | 0.11 | 0.11 | -0.01 | sell |
| Cambridge Investment Research Advisors, Inc. | 199,515 | 193,434 | -6,081 | 0.01 | 0.01 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 198,188 | 192,245 | -5,943 | 0.00 | 0.00 | -0.00 | sell |
| Fort Point Capital Partners LLC | 162,115 | 191,616 | +29,501 | 0.27 | 0.31 | +0.04 | buy |
| THRIVENT FINANCIAL FOR LUTHERANS | 168,750 | 180,080 | +11,330 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 180,000 | 180,000 | 0 | 0.42 | 0.39 | -0.03 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 175,526 | 175,573 | +47 | 1.54 | 1.53 | -0.01 | buy |
| Fiera Capital Corp | 258,508 | 172,697 | -85,811 | 0.01 | 0.01 | -0.00 | sell |
| Creative Planning | 151,253 | 164,949 | +13,696 | 0.00 | 0.00 | +0.00 | buy |
| Gould Capital, LLC | 161,186 | 160,763 | -423 | 1.38 | 1.41 | +0.03 | sell |
| Palogic Value Management, L.P. | 147,137 | 154,146 | +7,009 | 0.77 | 0.81 | +0.04 | buy |
| Invesco Ltd. | 135,352 | 150,829 | +15,477 | 0.00 | 0.00 | +0.00 | buy |
| Freestone Capital Holdings, LLC | 250,300 | 150,300 | -100,000 | 0.11 | 0.07 | -0.05 | sell |
| ROTHSCHILD INVESTMENT LLC | 144,921 | 142,138 | -2,783 | 0.13 | 0.12 | -0.00 | sell |
| Private Advisor Group, LLC | 135,137 | 138,168 | +3,031 | 0.01 | 0.01 | -0.00 | buy |
| CoreCap Advisors, LLC | 137,389 | 128,806 | -8,583 | 0.09 | 0.17 | +0.08 | sell |
| InTrack Investment Management Inc | 123,045 | 128,373 | +5,328 | 1.11 | 1.14 | +0.03 | buy |
| Tyche Wealth Partners LLC | 124,807 | 126,531 | +1,724 | 0.37 | 0.38 | +0.01 | buy |
| Johnson Financial Group, Inc. | 135,000 | 126,500 | -8,500 | 0.09 | 0.08 | -0.01 | sell |
| Capital Investment Advisors, LLC | 136,097 | 124,550 | -11,547 | 0.04 | 0.04 | -0.00 | sell |
| AQR Arbitrage LLC | 643,979 | 124,387 | -519,592 | 0.27 | 0.04 | -0.23 | sell |
| Cetera Investment Advisers | 99,073 | 123,638 | +24,565 | 0.00 | 0.00 | +0.00 | buy |
| Lido Advisors, LLC | 181,351 | 123,469 | -57,882 | 0.02 | 0.01 | -0.01 | sell |
| McGowan Group Asset Management, Inc. | 0 | 122,178 | +122,178 | 0.00 | 0.21 | +0.21 | buy |
| Wealth Advisors of Tampa Bay, LLC | 115,729 | 115,729 | 0 | 0.67 | 0.67 | +0.00 | hold |
| Vivaldi Capital Management LP | 130,134 | 113,084 | -17,050 | 0.45 | 0.40 | -0.05 | sell |
| Matisse Capital | 110,000 | 110,000 | 0 | 0.64 | 0.68 | +0.04 | hold |
| Mariner, LLC | 87,093 | 107,203 | +20,110 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 112,236 | 106,412 | -5,824 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 104,147 | 104,147 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 99,969 | 101,305 | +1,336 | 0.00 | 0.00 | -0.00 | buy |
| Pallas Capital Advisors LLC | 100,718 | 100,718 | 0 | 0.05 | 0.06 | +0.01 | hold |
| Dakota Wealth Management | 100,497 | 100,497 | 0 | 0.03 | 0.03 | -0.00 | hold |
| PINNACLE ASSOCIATES LTD | 98,492 | 98,493 | +1 | 0.02 | 0.02 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 414,513 | 95,803 | -318,710 | 0.44 | 0.10 | -0.34 | sell |
| NewEdge Advisors, LLC | 81,424 | 94,035 | +12,611 | 0.01 | 0.01 | -0.00 | buy |
| Prospera Financial Services Inc | 106,688 | 87,823 | -18,865 | 0.04 | 0.03 | -0.01 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 91,351 | 87,049 | -4,302 | 0.00 | 0.00 | -0.00 | sell |
| WESBANCO BANK INC | 0 | 73,162 | +73,162 | 0.00 | 0.03 | +0.03 | buy |
| Melone Private Wealth, LLC | 71,218 | 72,137 | +919 | 0.52 | 0.53 | +0.01 | buy |
| TECTONIC ADVISORS LLC | 68,367 | 69,371 | +1,004 | 0.06 | 0.06 | -0.00 | buy |
| OPPENHEIMER & CO INC | 70,962 | 69,263 | -1,699 | 0.01 | 0.01 | -0.00 | sell |
| Baird Financial Group, Inc. | 71,463 | 65,210 | -6,253 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 79,626 | 58,863 | -20,763 | 0.00 | 0.00 | -0.00 | sell |
| Mathes Company, Inc. | 36,000 | 57,500 | +21,500 | 0.16 | 0.26 | +0.10 | buy |
| NAPA WEALTH MANAGEMENT | 0 | 55,390 | +55,390 | 0.00 | 0.47 | +0.47 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 52,859 | +52,859 | 0.00 | 0.00 | +0.00 | buy |
| BOKF, NA | 51,000 | 51,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 53,398 | 50,872 | -2,526 | 0.02 | 0.02 | -0.00 | sell |
| Ranch Capital Advisors Inc. | 50,466 | 50,741 | +275 | 0.33 | 0.33 | -0.00 | buy |
| Arkadios Wealth Advisors | 0 | 49,692 | +49,692 | 0.00 | 0.04 | +0.04 | buy |
| RFG Advisory, LLC | 45,449 | 47,254 | +1,805 | 0.02 | 0.02 | +0.00 | buy |
| SMITH, MOORE & CO. | 45,640 | 46,666 | +1,026 | 0.06 | 0.06 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 38,820 | 46,003 | +7,183 | 0.00 | 0.00 | +0.00 | buy |
| Caldwell Trust Co | 44,552 | 45,421 | +869 | 0.06 | 0.06 | -0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 44,894 | 45,312 | +418 | 0.00 | 0.00 | -0.00 | buy |
| Summit Financial, LLC | 21,036 | 44,586 | +23,550 | 0.02 | 0.03 | +0.01 | buy |
| Koshinski Asset Management, Inc. | 61,547 | 44,450 | -17,097 | 0.08 | 0.05 | -0.03 | sell |
| Richmond Brothers, Inc. | 45,850 | 44,024 | -1,826 | 1.03 | 1.08 | +0.05 | sell |
| Sonora Investment Management Group, LLC | 43,279 | 43,279 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Stratos Wealth Advisors, LLC | 0 | 42,708 | +42,708 | 0.00 | 0.03 | +0.03 | buy |
| Integrated Wealth Concepts LLC | 40,804 | 41,620 | +816 | 0.01 | 0.01 | -0.00 | buy |
| Rinkey Investments | 41,400 | 41,400 | 0 | 0.18 | 0.19 | +0.00 | hold |
| CWM, LLC | 37,766 | 40,812 | +3,046 | 0.00 | 0.00 | +0.00 | buy |
| Oxbow Advisors, LLC | 45,630 | 40,535 | -5,095 | 0.08 | 0.06 | -0.02 | sell |
| AXXCESS WEALTH MANAGEMENT, LLC | 51,601 | 39,626 | -11,975 | 0.02 | 0.01 | -0.00 | sell |