Stock TransactionsNUVEEN

Total Bought
520,774
16 transactions
Total Sold
130,900
12 transactions
Net
+389,874
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
J.W. COLE ADVISORS, INC.0197,401+197,4010.000.04+0.04buy
GUGGENHEIM CAPITAL LLC2,961,5003,124,143+162,6430.290.26-0.03buy
MAI Capital Management1,20130,631+29,4300.000.00+0.00buy
CITADEL ADVISORS LLC028,690+28,6900.000.00+0.00buy
RAMSEY QUANTITATIVE SYSTEMS027,000+27,0000.000.31+0.31buy
ROYAL BANK OF CANADA448,875468,779+19,9040.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO58,52775,547+17,0200.000.00+0.00buy
Crestwood Advisors Group, LLC015,835+15,8350.000.00+0.00buy
Mariner, LLC115,187126,445+11,2580.000.00+0.00buy
BESSEMER GROUP INC05,000+5,0000.000.00+0.00buy
Janney Montgomery Scott LLC74,61477,493+2,8790.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC18,89621,694+2,7980.000.00+0.00buy
Plante Moran Financial Advisors, LLC0499+4990.000.00+0.00buy
&PARTNERS93,02193,283+2620.010.00-0.00buy
ASSETMARK, INC0150+1500.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.2,0212,026+50.000.00-0.00buy
COMMERCE BANK12,64512,64500.000.00-0.00hold
DUNCKER STREETT & CO INC22,06922,06900.050.05-0.00hold
ADIRONDACK TRUST CO1,5501,55000.010.01-0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC12,17612,17600.000.00+0.00hold
CHILTON CAPITAL MANAGEMENT LLC76876800.000.00-0.00hold
D.A. DAVIDSON & CO.27,24227,24200.000.00-0.00hold
WEBSTER BANK, N. A.12,58812,58800.010.01-0.00hold
Hilltop Holdings Inc.11,74311,74300.010.01-0.00hold
PRIVATE TRUST CO NA5,0395,03900.010.01-0.00hold
North Star Investment Management Corp.1,5231,52300.000.00-0.00hold
Hirtle Callaghan & Co LLC0000.010.01-0.00hold
AdvisorNet Financial, Inc1,7241,72400.000.00-0.00hold
Busey Bank15,15415,15400.010.00-0.00hold
Bank of New York Mellon Corp10,66410,036-6280.000.00-0.00sell
HOLLENCREST CAPITAL MANAGEMENT35,10234,342-7600.020.03+0.01sell
MOTCO8530-8530.000.00-0.00sell
Equitable Holdings, Inc.37,33532,782-4,5530.000.00-0.00sell
Mathes Company, Inc.51,50046,500-5,0000.230.18-0.05sell
Cambridge Investment Research Advisors, Inc.129,486123,975-5,5110.000.00-0.00sell
KEYBANK NATIONAL ASSOCIATION/OH10,2470-10,2470.000.00-0.00sell
Advisors Asset Management, Inc.686,051675,081-10,9700.140.13-0.01sell
Financial Engines Advisors L.L.C.11,1960-11,1960.000.00-0.00sell
FIRST TRUST ADVISORS LP16,2780-16,2780.000.00-0.00sell
COHEN & STEERS, INC.154,978134,978-20,0000.000.00-0.00sell
LPL Financial LLC1,092,4081,047,504-44,9040.000.00-0.00sell
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