| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,710,926 | 5,883,972 | +1,173,046 | 2.75 | 3.15 | +0.39 | buy |
| Logan Stone Capital, LLC | 817,580 | 1,427,218 | +609,638 | 3.24 | 4.03 | +0.78 | buy |
| AQR Arbitrage LLC | 315,438 | 664,933 | +349,495 | 0.16 | 0.31 | +0.15 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 870,415 | 1,152,609 | +282,194 | 4.54 | 5.31 | +0.77 | buy |
| Congress Park Capital LLC | 55,000 | 122,500 | +67,500 | 0.36 | 0.73 | +0.37 | buy |
| Karpus Management, Inc. | 962,304 | 1,015,468 | +53,164 | 0.35 | 0.35 | -0.00 | buy |
| Wealth Advisors of Tampa Bay, LLC | 23,494 | 46,988 | +23,494 | 0.15 | 0.13 | -0.02 | buy |
| Fort Point Capital Partners LLC | 12,905 | 35,664 | +22,759 | 0.02 | 0.06 | +0.04 | buy |
| Fiera Capital Corp | 746,491 | 765,252 | +18,761 | 0.03 | 0.03 | -0.00 | buy |
| Visionary Wealth Advisors | 17,278 | 34,809 | +17,531 | 0.02 | 0.03 | +0.01 | buy |
| Kingsview Wealth Management, LLC | 13,357 | 27,573 | +14,216 | 0.01 | 0.01 | +0.00 | buy |
| Melone Private Wealth, LLC | 80,007 | 90,115 | +10,108 | 0.66 | 0.66 | +0.00 | buy |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 47,956 | 55,308 | +7,352 | 0.02 | 0.02 | +0.00 | buy |
| Palogic Value Management, L.P. | 91,299 | 98,549 | +7,250 | 0.50 | 0.50 | +0.00 | buy |
| Prosperity Wealth Management, Inc. | 24,073 | 29,846 | +5,773 | 0.18 | 0.20 | +0.01 | buy |
| MOODY NATIONAL BANK TRUST DIVISION | 10,170 | 15,018 | +4,848 | 0.01 | 0.01 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 152,729 | 155,834 | +3,105 | 0.24 | 0.21 | -0.02 | buy |
| Compass Financial Group, INC/SD | 31,358 | 34,193 | +2,835 | 0.11 | 0.11 | -0.00 | buy |
| Powell Investment Advisors, LLC | 17,530 | 19,838 | +2,308 | 0.12 | 0.12 | +0.00 | buy |
| SFI Advisors, LLC | 23,006 | 25,199 | +2,193 | 0.26 | 0.25 | -0.00 | buy |
| Community Bank & Trust, Waco, Texas | 13,678 | 15,844 | +2,166 | 0.05 | 0.07 | +0.02 | buy |
| Fortitude Advisory Group L.L.C. | 12,782 | 14,127 | +1,345 | 0.11 | 0.10 | -0.01 | buy |
| CHAPIN DAVIS, INC. | 15,381 | 16,503 | +1,122 | 0.09 | 0.08 | -0.00 | buy |
| Founders Financial Alliance, LLC | 48,659 | 49,185 | +526 | 0.22 | 0.22 | -0.00 | buy |
| Wealthcare Advisory Partners LLC | 23,671 | 23,769 | +98 | 0.01 | 0.01 | -0.00 | buy |
| LexAurum Advisors, LLC | 32,052 | 32,128 | +76 | 0.11 | 0.10 | -0.02 | buy |
| PINNACLE ASSOCIATES LTD | 133,140 | 133,206 | +66 | 0.03 | 0.03 | -0.00 | buy |
| Perigon Wealth Management, LLC | 13,658 | 13,683 | +25 | 0.01 | 0.01 | -0.00 | buy |
| NWF Advisory Services Inc. | 11,464 | 11,474 | +10 | 0.03 | 0.03 | -0.00 | buy |
| Savant Capital, LLC | 10,505 | 10,513 | +8 | 0.00 | 0.00 | -0.00 | buy |
| J.W. COLE ADVISORS, INC. | 24,583 | 24,588 | +5 | 0.02 | 0.02 | -0.00 | buy |
| OneDigital Investment Advisors LLC | 51,924 | 51,928 | +4 | 0.01 | 0.01 | -0.00 | buy |
| Winch Advisory Services, LLC | 40 | 41 | +1 | 0.00 | 0.00 | 0.00 | buy |
| IEQ CAPITAL, LLC | 14,459 | 14,460 | +1 | 0.00 | 0.00 | -0.00 | buy |
| Gould Capital, LLC | 118,462 | 118,346 | -116 | 1.06 | 0.98 | -0.08 | sell |
| Element Wealth, LLC | 40,108 | 39,984 | -124 | 0.33 | 0.30 | -0.03 | sell |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP | 4,000 | 3,806 | -194 | 0.02 | 0.02 | -0.00 | sell |
| PFG Advisors | 13,324 | 12,974 | -350 | 0.01 | 0.01 | +0.00 | sell |
| Capital Investment Advisory Services, LLC | 40,127 | 39,550 | -577 | 0.05 | 0.04 | -0.01 | sell |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 16,410 | 15,734 | -676 | 0.00 | 0.00 | -0.00 | sell |
| Clear Creek Financial Management, LLC | 18,857 | 18,092 | -765 | 0.04 | 0.03 | -0.01 | sell |
| Wealth Dimensions Group, Ltd. | 31,595 | 30,795 | -800 | 0.13 | 0.12 | -0.02 | sell |
| Laird Norton Wetherby Wealth Management, LLC | 16,140 | 15,304 | -836 | 0.01 | 0.01 | -0.00 | sell |
| EVOKE WEALTH, LLC | 29,890 | 29,000 | -890 | 0.01 | 0.01 | -0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 12,986 | 11,997 | -989 | 0.00 | 0.00 | -0.00 | sell |
| Wealth Management Associates, Inc. | 15,313 | 14,313 | -1,000 | 0.10 | 0.09 | -0.02 | sell |
| Moors & Cabot, Inc. | 101,238 | 100,074 | -1,164 | 0.08 | 0.07 | -0.01 | sell |
| DRIVE WEALTH MANAGEMENT, LLC | 29,019 | 27,599 | -1,420 | 0.13 | 0.10 | -0.02 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 187,734 | 185,440 | -2,294 | 2.23 | 2.08 | -0.15 | sell |
| FIRST FOUNDATION ADVISORS | 20,768 | 18,243 | -2,525 | 0.01 | 0.01 | -0.00 | sell |
| Balefire, LLC | 17,144 | 14,383 | -2,761 | 0.08 | 0.06 | -0.02 | sell |
| ProVise Management Group, LLC | 15,296 | 12,402 | -2,894 | 0.02 | 0.01 | -0.00 | sell |
| Koshinski Asset Management, Inc. | 53,966 | 50,732 | -3,234 | 0.07 | 0.06 | -0.01 | sell |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 41,781 | 37,716 | -4,065 | 0.01 | 0.01 | -0.00 | sell |
| Ranch Capital Advisors Inc. | 51,921 | 47,823 | -4,098 | 0.43 | 0.35 | -0.08 | sell |
| KENNEDY INVESTMENT GROUP | 345,050 | 340,699 | -4,351 | 2.36 | 2.11 | -0.25 | sell |
| Richmond Brothers, Inc. | 62,451 | 57,336 | -5,115 | 1.18 | 1.11 | -0.07 | sell |
| Merit Financial Group, LLC | 184,710 | 179,362 | -5,348 | 0.07 | 0.06 | -0.01 | sell |
| Sterneck Capital Management, LLC | 108,043 | 102,132 | -5,911 | 0.77 | 0.70 | -0.07 | sell |
| Focus Partners Advisor Solutions, LLC | 25,088 | 18,996 | -6,092 | 0.02 | 0.01 | -0.01 | sell |
| Summit Trail Advisors, LLC | 29,441 | 23,193 | -6,248 | 0.01 | 0.01 | -0.00 | sell |
| CoreCap Advisors, LLC | 156,570 | 150,064 | -6,506 | 0.13 | 0.11 | -0.02 | sell |
| RFG Advisory, LLC | 58,278 | 49,734 | -8,544 | 0.03 | 0.02 | -0.01 | sell |
| Tortoise Investment Management, LLC | 36,420 | 27,370 | -9,050 | 0.06 | 0.04 | -0.02 | sell |
| TECTONIC ADVISORS LLC | 75,820 | 66,660 | -9,160 | 0.11 | 0.06 | -0.04 | sell |
| McGlone Suttner Wealth Management, Inc. | 57,850 | 48,105 | -9,745 | 0.15 | 0.11 | -0.04 | sell |
| COHEN & STEERS, INC. | 312,066 | 301,066 | -11,000 | 0.01 | 0.01 | -0.00 | sell |
| Capital Investment Advisors, LLC | 181,267 | 167,460 | -13,807 | 0.06 | 0.05 | -0.02 | sell |
| Caldwell Trust Co | 81,403 | 61,690 | -19,713 | 0.12 | 0.09 | -0.04 | sell |
| Wakefield Asset Management LLLP | 163,749 | 140,842 | -22,907 | 0.76 | 0.66 | -0.11 | sell |
| Pallas Capital Advisors LLC | 92,713 | 67,000 | -25,713 | 0.05 | 0.04 | -0.01 | sell |
| Prime Capital Investment Advisors, LLC | 52,510 | 25,430 | -27,080 | 0.01 | 0.01 | -0.01 | sell |
| Ackerman Capital Advisors, LLC | 92,241 | 62,994 | -29,247 | 0.28 | 0.18 | -0.10 | sell |
| Texas Capital Bank Wealth Management Services Inc | 80,437 | 48,730 | -31,707 | 0.10 | 0.06 | -0.04 | sell |
| SMITH, MOORE & CO. | 78,809 | 43,450 | -35,359 | 0.12 | 0.06 | -0.06 | sell |
| Cornerstone Advisory, LLC | 489,094 | 447,193 | -41,901 | 1.01 | 0.81 | -0.20 | sell |
| Hennion & Walsh Asset Management, Inc. | 523,616 | 449,791 | -73,825 | 0.36 | 0.30 | -0.07 | sell |
| Johnson Financial Group, Inc. | 592,500 | 430,000 | -162,500 | 0.48 | 0.31 | -0.17 | sell |
| SIT INVESTMENT ASSOCIATES INC | 2,995,180 | 2,654,675 | -340,505 | 0.92 | 0.75 | -0.16 | sell |