Stock Transactions — NUVEEN AMT-FREE MUNI CREDIT

Total Bought
4,286,795
98 transactions
Total Sold
4,718,550
87 transactions
Net
-431,755
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
RIVERNORTH CAPITAL MANAGEMENT, LLC4,595,2425,538,689+943,4472.973.27+0.30buy
WELLS FARGO & COMPANY/MN893,3671,524,382+631,0150.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.987,4541,365,195+377,7410.620.76+0.14buy
StoneX Group Inc.0349,060+349,0600.000.24+0.24buy
Focus Partners Advisor Solutions, LLC0155,524+155,5240.000.03+0.03buy
HighTower Advisors, LLC358,036513,119+155,0830.010.01+0.00buy
Marex Group plc16,167169,275+153,1080.000.04+0.03buy
GUGGENHEIM CAPITAL LLC1,159,7781,282,718+122,9400.110.13+0.02buy
Kestra Advisory Services, LLC155,343256,547+101,2040.010.02+0.01buy
Walleye Capital LLC089,192+89,1920.000.01+0.01buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.083,326+83,3260.000.11+0.11buy
McGowan Group Asset Management, Inc.276,164349,365+73,2010.490.57+0.09buy
Congress Park Capital LLC370,000435,000+65,0001.841.94+0.10buy
Cornerstone Advisory, LLC361,363426,182+64,8190.640.61-0.02buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP063,600+63,6000.000.00+0.00buy
Independent Advisor Alliance058,056+58,0560.000.01+0.01buy
LPL Financial LLC635,378688,650+53,2720.000.00-0.00buy
CW Advisors, LLC048,450+48,4500.000.01+0.01buy
BANK OF AMERICA CORP /DE/1,273,1141,316,158+43,0440.000.00-0.00buy
OPPENHEIMER & CO INC73,759107,191+33,4320.020.02+0.00buy
Virtu Financial LLC029,932+29,9320.000.02+0.02buy
MERCER GLOBAL ADVISORS INC /ADV29,02656,314+27,2880.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC46,26371,886+25,6230.000.00+0.00buy
NOMURA HOLDINGS INC025,500+25,5000.000.00+0.00buy
WORLD EQUITY GROUP, INC.023,600+23,6000.000.06+0.06buy
BAYSHORE ASSET MANAGEMENT, LLC126,806150,096+23,2900.760.85+0.08buy
IBEX WEALTH ADVISORS019,905+19,9050.000.03+0.03buy
Aptus Capital Advisors, LLC019,781+19,7810.000.00+0.00buy
Palogic Value Management, L.P.154,950174,441+19,4910.830.85+0.03buy
CoreCap Advisors, LLC131,269148,726+17,4570.080.08+0.00buy
Rockefeller Capital Management L.P.242,936260,190+17,2540.010.01-0.00buy
CITADEL ADVISORS LLC017,113+17,1130.000.00+0.00buy
SMITH, MOORE & CO.70,17386,923+16,7500.090.10+0.01buy
Invesco Ltd.152,626169,267+16,6410.000.00-0.00buy
NORTHERN TRUST CORP016,413+16,4130.000.00+0.00buy
Stratos Wealth Partners, LTD.35,66150,942+15,2810.010.01+0.00buy
Steward Partners Investment Advisory, LLC77,65392,853+15,2000.010.01+0.00buy
Spire Wealth Management015,000+15,0000.000.01+0.01buy
Busey Bank013,942+13,9420.000.01+0.01buy
TWO SIGMA SECURITIES, LLC013,491+13,4910.000.03+0.03buy
AMERIPRISE FINANCIAL INC342,115355,185+13,0700.000.00-0.00buy
BENJAMIN EDWARDS INC14,07727,084+13,0070.000.00+0.00buy
Strategic Financial Concepts, LLC012,611+12,6110.000.01+0.01buy
Sowell Financial Services LLC17,43129,918+12,4870.010.02+0.01buy
LEVEL FOUR ADVISORY SERVICES, LLC011,010+11,0100.000.01+0.01buy
MAGNOLIA CAPITAL ADVISORS LLC010,446+10,4460.000.03+0.03buy
INSIGNEO ADVISORY SERVICES, LLC010,346+10,3460.000.01+0.01buy
Savant Capital, LLC010,244+10,2440.000.00+0.00buy
Janney Montgomery Scott LLC59,15769,351+10,1940.000.00+0.00buy
Prosperity Wealth Management, Inc.010,023+10,0230.000.05+0.05buy
HOLLENCREST CAPITAL MANAGEMENT29,41139,072+9,6610.020.02+0.00buy
Elequin Capital, LP09,496+9,4960.000.01+0.01buy
SILVERLAKE WEALTH MANAGEMENT LLC51,12859,626+8,4980.260.28+0.02buy
KINGSWOOD WEALTH ADVISORS, LLC25,61533,615+8,0000.020.03+0.01buy
Advisors Asset Management, Inc.517,948525,158+7,2100.130.12-0.01buy
Left Brain Wealth Management, LLC15,75022,800+7,0500.100.11+0.01buy
Creative Planning154,045158,924+4,8790.000.00-0.00buy
PFG Investments, LLC32,46137,205+4,7440.030.03+0.00buy
NewEdge Advisors, LLC106,626111,350+4,7240.010.01-0.00buy
HARBOUR INVESTMENTS, INC.35,36840,089+4,7210.010.01-0.00buy
Founders Financial Alliance, LLC43,53348,207+4,6740.160.16+0.00buy
AVANTAX ADVISORY SERVICES, INC.23,16327,739+4,5760.000.00+0.00buy
Arkadios Wealth Advisors66,19670,334+4,1380.050.05-0.00buy
STIFEL FINANCIAL CORP396,792400,927+4,1350.010.01-0.00buy
D.A. DAVIDSON & CO.31,02135,001+3,9800.000.00+0.00buy
Oxbow Advisors, LLC40,53543,535+3,0000.050.06+0.01buy
Geneos Wealth Management Inc.02,287+2,2870.000.00+0.00buy
Focus Partners Wealth21,32923,596+2,2670.000.00-0.00buy
MAI Capital Management02,024+2,0240.000.00+0.00buy
FIFTH THIRD BANCORP01,782+1,7820.000.00+0.00buy
TECTONIC ADVISORS LLC70,66872,412+1,7440.060.06-0.00buy
Mariner, LLC83,21684,881+1,6650.000.00-0.00buy
Fiera Capital Corp164,309165,863+1,5540.010.01-0.00buy
J.W. COLE ADVISORS, INC.24,97526,507+1,5320.010.01-0.00buy
XTX Topco Ltd14,73716,224+1,4870.010.02+0.00buy
Melone Private Wealth, LLC73,01274,188+1,1760.520.47-0.05buy
Kercheville Advisors, LLC24,47225,499+1,0270.140.12-0.02buy
XML Financial, LLC11,15312,156+1,0030.010.01-0.00buy
Community Bank, N.A.4,0005,000+1,0000.010.01+0.00buy
CAPTRUST FINANCIAL ADVISORS104,812105,616+8040.000.00-0.00buy
Menard Financial Group LLC0778+7780.000.01+0.01buy
Visionary Wealth Advisors38,31439,050+7360.030.03-0.00buy
Coppell Advisory Solutions LLC0575+5750.000.00+0.00buy
BANK OF MONTREAL /CAN/12,38912,925+5360.000.00+0.00buy
Morling Financial Advisors, LLC18,00018,444+4440.090.08-0.01buy
Patriot Financial Group Insurance Agency, LLC12,48912,819+3300.020.02-0.00buy
Plante Moran Financial Advisors, LLC0306+3060.000.00+0.00buy
Equitable Holdings, Inc.20,60220,902+3000.000.00-0.00buy
Future Financial Wealth Managment LLC11,50011,800+3000.110.11-0.00buy
Balefire, LLC16,44816,700+2520.070.07-0.00buy
Wealthcare Advisory Partners LLC29,27029,500+2300.010.01-0.00buy
Clearstead Advisors, LLC15,52715,665+1380.000.00-0.00buy
Powell Investment Advisors, LLC19,47619,530+540.120.11-0.01buy
Blue Trust, Inc.9671,009+420.000.00+0.00buy
PFG Advisors13,01613,035+190.010.01-0.00buy
Concurrent Investment Advisors, LLC16,67616,685+90.010.01-0.00buy
HANTZ FINANCIAL SERVICES, INC.99102+30.000.00-0.00buy
Pathway Financial Advisers, LLC314315+10.000.00-0.00buy
COMMERCE BANK12,64512,64500.000.00-0.00hold
PEAPACK GLADSTONE FINANCIAL CORP10,88010,88000.000.00-0.00hold
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