| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| UBS Group AG | 0 | 457,249 | +457,249 | 0.00 | 0.00 | +0.00 | buy |
| Trek Financial, LLC | 960,780 | 1,273,113 | +312,333 | 0.09 | 0.11 | +0.02 | buy |
| J.W. COLE ADVISORS, INC. | 23,800 | 133,950 | +110,150 | 0.00 | 0.01 | +0.00 | buy |
| Banque Transatlantique SA | 0 | 100,800 | +100,800 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 40,300 | +40,300 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 19,921 | +19,921 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 0 | 11,880 | +11,880 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 3,594 | 8,057 | +4,463 | 0.00 | 0.00 | +0.00 | buy |
| Sigma Planning Corp | 23,500 | 25,500 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 1,181 | 2,153 | +972 | 0.00 | 0.00 | +0.00 | buy |
| CULLEN/FROST BANKERS, INC. | 0 | 180 | +180 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 0 | 40 | +40 | 0.00 | 0.00 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rathbones Group PLC | 120,000 | 120,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ninety One UK Ltd | 98,258 | 98,258 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HighTower Advisors, LLC | 68,616 | 68,616 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Brevan Howard Capital Management LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Darwin Wealth Management, LLC | 500 | 500 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Cetera Investment Advisers | 12,991 | 12,991 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWA Asset Management Group, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Vivaldi Capital Management LP | 24,000 | 24,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mountain Capital Investment Advisors Inc. | 51,007 | 51,007 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Atria Wealth Solutions, Inc. | 21,500 | 21,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bare Financial Services, Inc | 50 | 50 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 16,100 | 16,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Evelyn Partners Investment Management LLP | 220 | 220 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 2,900 | 2,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MACKENZIE FINANCIAL CORP | 362,511 | 362,511 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BANK OF MONTREAL /CAN/ | 47,540 | 47,540 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 883,365 | 883,365 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HUDSON VALLEY INVESTMENT ADVISORS INC /ADV | 13,150 | 13,150 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 2,700 | 2,038 | -662 | 0.00 | 0.00 | -0.00 | sell |
| Cubist Systematic Strategies, LLC | 11,443 | 10,711 | -732 | 0.00 | 0.00 | -0.00 | sell |
| Total Wealth Planning & Management, Inc. | 80,200 | 79,400 | -800 | 0.10 | 0.10 | +0.00 | sell |
| GROUP ONE TRADING LLC | 30,388 | 23,423 | -6,965 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 39,867 | 28,530 | -11,337 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE TRADING, LLC | 13,119 | 0 | -13,119 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 25,746 | 0 | -25,746 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 33,588 | 0 | -33,588 | 0.00 | 0.00 | -0.00 | sell |
| FRANKLIN RESOURCES INC | 10,517,279 | 10,437,279 | -80,000 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 438,352 | 0 | -438,352 | 0.00 | 0.00 | -0.00 | sell |