Stock Transactions — SUN LIFE FINANCIAL INC.

Total Bought
20,822,900
202 transactions
Total Sold
23,835,109
143 transactions
Net
-3,012,209
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
TD Waterhouse Canada Inc.2,187,6235,528,134+3,340,5110.851.03+0.18buy
CIBC WORLD MARKET INC.6,698,7199,316,439+2,617,7200.751.03+0.28buy
Fiera Capital Corp677,1972,301,995+1,624,7980.130.49+0.36buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND70,0001,601,200+1,531,2000.010.17+0.16buy
PICTON MAHONEY ASSET MANAGEMENT01,374,917+1,374,9170.000.90+0.90buy
Cardinal Capital Management, Inc.1,074,3142,231,424+1,157,1102.073.76+1.69buy
BANK OF NOVA SCOTIA5,991,2496,869,280+878,0310.550.75+0.20buy
JUPITER ASSET MANAGEMENT LTD0852,474+852,4740.000.28+0.28buy
TORONTO DOMINION BANK6,241,3857,050,377+808,9920.690.85+0.16buy
BNP Paribas Asset Management Holding S.A.308,1971,001,312+693,1150.030.07+0.04buy
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC366,999957,032+590,0330.040.10+0.06buy
GOLDMAN SACHS GROUP INC1,574,6452,118,954+544,3090.010.02+0.00buy
FMR LLC5,373,1775,846,899+473,7220.020.02+0.00buy
Swiss National Bank1,485,6001,864,200+378,6000.060.07+0.01buy
NATIONAL BANK OF CANADA /FI/6,318,1696,679,041+360,8720.400.43+0.02buy
OMERS ADMINISTRATION Corp0317,537+317,5370.000.13+0.13buy
GEODE CAPITAL MANAGEMENT, LLC5,529,6095,786,056+256,4470.020.02+0.00buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp458,240712,130+253,8900.150.26+0.11buy
VAN ECK ASSOCIATES CORP540,004740,277+200,2730.030.03+0.01buy
JPMORGAN CHASE & CO2,589,1802,765,802+176,6220.010.01+0.00buy
Zurich Insurance Group Ltd/FI0166,326+166,3260.000.08+0.08buy
Lighthouse Investment Partners, LLC0141,691+141,6910.000.33+0.33buy
BALYASNY ASSET MANAGEMENT L.P.5,679146,173+140,4940.000.02+0.02buy
UBS Group AG597,437705,808+108,3710.010.01+0.00buy
Grantham, Mayo, Van Otterloo & Co. LLC529,521637,630+108,1090.080.10+0.02buy
PUBLIC SECTOR PENSION INVESTMENT BOARD415,424520,747+105,3230.090.10+0.01buy
AMERICAN CENTURY COMPANIES INC297,365388,494+91,1290.010.01+0.00buy
Pictet Asset Management Holding SA329,274420,144+90,8700.020.03+0.01buy
Quadrature Capital Ltd115,200188,200+73,0000.070.14+0.07buy
DIMENSIONAL FUND ADVISORS LP1,638,6031,701,928+63,3250.020.02+0.00buy
BlackRock, Inc.854,461914,083+59,6220.000.00+0.00buy
LETKO, BROSSEAU & ASSOCIATES INC3,208,2233,264,408+56,1853.283.29+0.00buy
CAPTRUST FINANCIAL ADVISORS19,81475,616+55,8020.000.01+0.01buy
THRIVENT FINANCIAL FOR LUTHERANS054,762+54,7620.000.01+0.01buy
Alberta Investment Management Corp927,400981,353+53,9530.350.38+0.03buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,695,0741,746,871+51,7970.020.02+0.00buy
BANK OF MONTREAL /CAN/10,333,27810,383,850+50,5720.260.27+0.01buy
FRANKLIN RESOURCES INC229,867280,090+50,2230.000.00+0.00buy
BESSEMER GROUP INC16649,462+49,2960.000.00+0.00buy
Hillsdale Investment Management Inc.3,47750,152+46,6750.010.09+0.08buy
Quantinno Capital Management LP145,405189,760+44,3550.020.02+0.00buy
BANK OF NOVA SCOTIA TRUST CO310,263353,727+43,4641.681.90+0.22buy
Vident Advisory, LLC11,46046,499+35,0390.010.02+0.02buy
Bank of New York Mellon Corp590,007624,703+34,6960.010.01+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.19,77354,210+34,4370.000.00+0.00buy
NICOLA WEALTH MANAGEMENT LTD.366,900394,400+27,5002.082.97+0.88buy
Lorne Steinberg Wealth Management Inc.127,168153,750+26,5821.832.28+0.45buy
Generali Asset Management SPA SGR44,37768,473+24,0960.080.12+0.05buy
Creative Planning83,626105,613+21,9870.000.00+0.00buy
Empowered Funds, LLC021,397+21,3970.000.01+0.01buy
JANUS HENDERSON GROUP PLC62,91183,904+20,9930.000.00+0.00buy
LAZARD ASSET MANAGEMENT LLC8,55727,805+19,2480.000.00+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP97,278113,654+16,3760.000.00+0.00buy
CITADEL ADVISORS LLC117,580133,635+16,0550.000.01+0.00buy
AVIVA PLC569,408585,303+15,8950.060.06+0.00buy
Harvest Portfolios Group Inc.69,21283,544+14,3320.080.09+0.01buy
Gulf International Bank (UK) Ltd28,41342,675+14,2620.060.06+0.00buy
CIBC Asset Management Inc1,345,2391,358,872+13,6330.200.21+0.00buy
JCP Investment Management, LLC012,762+12,7620.000.53+0.53buy
Plato Investment Management Ltd010,716+10,7160.000.04+0.04buy
Investment Management Corp of Ontario68,29078,890+10,6000.060.06+0.01buy
Brevan Howard Capital Management LP010,476+10,4760.000.01+0.01buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC12,91621,973+9,0570.000.00+0.00buy
DIVERSIFY WEALTH MANAGEMENT, LLC08,996+8,9960.000.01+0.01buy
AMERIPRISE FINANCIAL INC14,69623,690+8,9940.000.00+0.00buy
Cerity Partners LLC26,29134,858+8,5670.000.00+0.00buy
111 Capital08,408+8,4080.000.13+0.13buy
Savant Capital, LLC6,91514,996+8,0810.000.00+0.00buy
NATIXIS ADVISORS, LLC45,54153,211+7,6700.000.00+0.00buy
NORTHERN TRUST CORP534,107541,414+7,3070.000.00+0.00buy
CAPSTONE INVESTMENT ADVISORS, LLC07,298+7,2980.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV10,15717,401+7,2440.000.00+0.00buy
Waverly Advisors, LLC07,131+7,1310.000.00+0.00buy
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main13,60220,248+6,6460.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC44,20850,660+6,4520.020.03+0.01buy
Summerhill Capital Management lnc.06,081+6,0810.000.33+0.33buy
TODD ASSET MANAGEMENT LLC656,126662,058+5,9320.800.81+0.01buy
CANADA LIFE ASSURANCE Co548,020553,663+5,6430.060.06+0.00buy
Venturi Wealth Management, LLC05,442+5,4420.000.02+0.02buy
Canoe Financial LP04,946+4,9460.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)145,733150,631+4,8980.020.02+0.00buy
RITHOLTZ WEALTH MANAGEMENT4,7849,664+4,8800.010.01+0.01buy
KEYBANK NATIONAL ASSOCIATION/OH04,763+4,7630.000.00+0.00buy
Scientech Research LLC04,685+4,6850.000.24+0.24buy
Beacon Pointe Advisors, LLC3,8648,525+4,6610.000.00+0.00buy
Gotham Asset Management, LLC5,94510,586+4,6410.000.00+0.00buy
Summit Trail Advisors, LLC04,346+4,3460.000.00+0.00buy
BRIGHTON JONES LLC04,158+4,1580.000.01+0.01buy
Aaron Wealth Advisors LLC04,122+4,1220.000.01+0.01buy
Jain Global LLC04,110+4,1100.000.00+0.00buy
GREENWOOD GEARHART INC04,098+4,0980.000.01+0.01buy
Compagnie Lombard Odier SCmA11,75015,811+4,0610.010.01+0.00buy
Goepper Burkhardt LLC04,046+4,0460.000.08+0.08buy
VestGen Advisors, LLC03,993+3,9930.000.01+0.01buy
Focus Partners Wealth7,87611,662+3,7860.000.00+0.00buy
Pathstone Holdings, LLC11,45415,194+3,7400.000.00+0.00buy
Brooklyn Investment Group03,632+3,6320.000.01+0.01buy
ODDO BHF ASSET MANAGEMENT SAS83,71687,316+3,6000.270.30+0.03buy
AustralianSuper Pty Ltd106,561110,028+3,4670.030.04+0.01buy
Old Port Advisors20,79424,190+3,3960.320.35+0.03buy
Page 1 of 5