| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Stonepine Capital Management, LLC | 59,349 | 3,726,406 | +3,667,057 | 0.05 | 1.79 | +1.75 | buy |
| Bleichroeder LP | 1,135,662 | 3,802,329 | +2,666,667 | 0.20 | 0.36 | +0.16 | buy |
| Nantahala Capital Management, LLC | 0 | 2,000,000 | +2,000,000 | 0.00 | 0.07 | +0.07 | buy |
| SPHERA FUNDS MANAGEMENT LTD. | 0 | 1,994,937 | +1,994,937 | 0.00 | 0.19 | +0.19 | buy |
| Cable Car Capital, LP | 0 | 1,333,334 | +1,333,334 | 0.00 | 0.25 | +0.25 | buy |
| Dauntless Investment Group, LLC | 0 | 658,725 | +658,725 | 0.00 | 1.02 | +1.02 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 240,917 | 366,740 | +125,823 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 101,328 | 168,327 | +66,999 | 0.00 | 0.00 | -0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 62,168 | +62,168 | 0.00 | 0.00 | +0.00 | buy |
| Focused Wealth Management, Inc | 59,846 | 109,746 | +49,900 | 0.01 | 0.01 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 35,400 | +35,400 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 28,329 | +28,329 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 3,429 | 9,257 | +5,828 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 1,597 | 2,597 | +1,000 | 0.00 | 0.00 | -0.00 | buy |
| ASSETMARK, INC | 0 | 700 | +700 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 17 | 19 | +2 | 0.00 | 0.00 | -0.00 | buy |
| FRANKLIN STREET ADVISORS INC /NC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Blue Trust, Inc. | 4 | 4 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MPWM ADVISORY SOLUTIONS, LLC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHERN TRUST CORP | 10,492 | 10,492 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GROUP ONE TRADING LLC | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MAVERICK CAPITAL LTD | 49,554 | 49,554 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE STREET CORP | 21,049 | 21,049 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 5 | 0 | -5 | 0.00 | 0.00 | -0.00 | sell |
| TD Waterhouse Canada Inc. | 50 | 0 | -50 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 11,467 | 0 | -11,467 | 0.00 | 0.00 | -0.00 | sell |
| DRW Securities, LLC | 17,646 | 0 | -17,646 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 25,867 | 0 | -25,867 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 86,483 | 58,035 | -28,448 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 40,286 | 10,000 | -30,286 | 0.01 | 0.00 | -0.01 | sell |
| BlackRock, Inc. | 53,484 | 0 | -53,484 | 0.00 | 0.00 | -0.00 | sell |
| CM Management, LLC | 325,000 | 150,000 | -175,000 | 0.27 | 0.07 | -0.20 | sell |
| CITIGROUP INC | 176,839 | 0 | -176,839 | 0.00 | 0.00 | -0.00 | sell |
| M28 Capital Management LP | 521,059 | 284,889 | -236,170 | 0.37 | 0.29 | -0.08 | sell |
| ARMISTICE CAPITAL, LLC | 883,584 | 0 | -883,584 | 0.02 | 0.00 | -0.02 | sell |