| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Bleichroeder LP | 3,802,329 | 3,802,329 | 0 | 0.36 | 0.36 | -0.00 | hold |
| Stonepine Capital Management, LLC | 3,726,406 | 3,312,185 | -414,221 | 1.79 | 1.32 | -0.48 | sell |
| Nantahala Capital Management, LLC | 2,000,000 | 1,978,876 | -21,124 | 0.07 | 0.06 | -0.01 | sell |
| Cable Car Capital, LP | 1,333,334 | 1,333,334 | 0 | 0.25 | 0.01 | -0.24 | hold |
| CM Management, LLC | 150,000 | 550,000 | +400,000 | 0.07 | 0.18 | +0.11 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 168,327 | 293,097 | +124,770 | 0.00 | 0.00 | +0.00 | buy |
| M28 Capital Management LP | 284,889 | 284,889 | 0 | 0.29 | 0.32 | +0.03 | hold |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 0 | 245,750 | +245,750 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 366,740 | 141,972 | -224,768 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 0 | 108,160 | +108,160 | 0.00 | 0.00 | +0.00 | buy |
| SPHERA FUNDS MANAGEMENT LTD. | 1,994,937 | 98,996 | -1,895,941 | 0.19 | 0.15 | -0.04 | sell |
| NORTHERN TRUST CORP | 10,492 | 95,870 | +85,378 | 0.00 | 0.00 | +0.00 | buy |
| Focused Wealth Management, Inc | 109,746 | 50,049 | -59,697 | 0.01 | 0.00 | -0.00 | sell |
| MAVERICK CAPITAL LTD | 49,554 | 49,554 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GSA CAPITAL PARTNERS LLP | 0 | 22,760 | +22,760 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 21,049 | 21,049 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FRANKLIN STREET ADVISORS INC /NC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Dauntless Investment Group, LLC | 658,725 | 10,001 | -648,724 | 1.02 | 0.01 | -1.01 | sell |
| BARCLAYS PLC | 0 | 6,973 | +6,973 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 2,597 | 2,597 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GROUP ONE TRADING LLC | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Blue Trust, Inc. | 4 | 4 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MPWM ADVISORY SOLUTIONS, LLC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRUDENTIAL FINANCIAL INC | 35,400 | 0 | -35,400 | 0.00 | 0.00 | -0.00 | sell |
| ASSETMARK, INC | 700 | 0 | -700 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 28,329 | 0 | -28,329 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 9,257 | 0 | -9,257 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 62,168 | 0 | -62,168 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 58,035 | 0 | -58,035 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 19 | 0 | -19 | 0.00 | 0.00 | -0.00 | sell |