Stock Transactions — HANMI FINL CORP

Total Bought
1,198,183
82 transactions
Total Sold
1,614,886
92 transactions
Net
-416,703
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Assenagon Asset Management S.A.0291,251+291,2510.000.01+0.01buy
Rhino Investment Partners, Inc618,271785,756+167,4854.186.12+1.94buy
FIRST TRUST ADVISORS LP34,406117,241+82,8350.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC872,020932,896+60,8760.010.01+0.00buy
UBS Group AG63,506117,892+54,3860.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP90,919143,837+52,9180.000.01+0.00buy
AQR CAPITAL MANAGEMENT LLC611,498658,985+47,4870.010.01-0.00buy
GOLDMAN SACHS GROUP INC561,867605,020+43,1530.000.00-0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC350,091389,867+39,7760.000.00+0.00buy
Schonfeld Strategic Advisors LLC027,082+27,0820.000.00+0.00buy
Stieven Capital Advisors, L.P.608,776634,676+25,9002.932.95+0.02buy
JANE STREET GROUP, LLC55,65279,324+23,6720.000.00+0.00buy
Versor Investments LP8,88630,886+22,0000.040.14+0.10buy
PRICE T ROWE ASSOCIATES INC /MD/151,595170,184+18,5890.000.00+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD27,96145,070+17,1090.000.00+0.00buy
SALZHAUER MICHAEL45,54662,163+16,6170.710.79+0.08buy
Brandywine Global Investment Management, LLC015,390+15,3900.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC799,205812,340+13,1350.000.00-0.00buy
BANK OF AMERICA CORP /DE/79,78092,696+12,9160.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC453,210465,665+12,4550.020.02-0.00buy
Arax Advisory Partners4111,443+11,4020.000.00+0.00buy
Empowered Funds, LLC119,743129,205+9,4620.030.03-0.00buy
Pathstone Holdings, LLC09,286+9,2860.000.00+0.00buy
Semanteon Capital Management, LP09,198+9,1980.000.28+0.28buy
CAPTRUST FINANCIAL ADVISORS08,435+8,4350.000.00+0.00buy
Mariner, LLC14,38322,685+8,3020.000.00+0.00buy
Point72 Asset Management, L.P.5,90014,174+8,2740.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd47,83055,908+8,0780.030.03+0.00buy
Connor, Clark & Lunn Investment Management Ltd.22,38530,224+7,8390.000.00+0.00buy
Quantinno Capital Management LP8,54516,203+7,6580.000.00+0.00buy
Quantbot Technologies LP1,7298,597+6,8680.000.01+0.00buy
IEQ CAPITAL, LLC58,00163,956+5,9550.010.00-0.00buy
R Squared Ltd8,84414,319+5,4750.120.15+0.03buy
DEUTSCHE BANK AG\22,81727,152+4,3350.000.00+0.00buy
PUBLIC SECTOR PENSION INVESTMENT BOARD141,961146,156+4,1950.010.01-0.00buy
Cerity Partners LLC36,77140,914+4,1430.000.00+0.00buy
CWM, LLC38,51942,645+4,1260.000.00-0.00buy
VOYA INVESTMENT MANAGEMENT LLC48,59552,515+3,9200.000.00+0.00buy
WELLS FARGO & COMPANY/MN24,02327,461+3,4380.000.00+0.00buy
Russell Investments Group, Ltd.45,30948,070+2,7610.000.00-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC25,41627,897+2,4810.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS9,53411,609+2,0750.000.00+0.00buy
HRT FINANCIAL LP8,84010,604+1,7640.000.00-0.00buy
CITADEL ADVISORS LLC58,07359,509+1,4360.000.00-0.00buy
Police & Firemen's Retirement System of New Jersey7,4278,750+1,3230.000.00+0.00buy
Sterling Capital Management LLC15,36616,632+1,2660.010.01+0.00buy
AlphaQuest LLC5941,792+1,1980.000.00+0.00buy
LOOMIS SAYLES & CO L P190,428191,559+1,1310.010.01-0.00buy
JPMORGAN CHASE & CO522,999524,022+1,0230.000.00-0.00buy
Swiss National Bank57,70058,600+9000.000.00-0.00buy
Savant Capital, LLC23,70024,481+7810.000.00-0.00buy
Quarry LP0608+6080.000.00+0.00buy
EverSource Wealth Advisors, LLC2,2782,672+3940.000.00+0.00buy
Larson Financial Group LLC4386+3820.000.00+0.00buy
Smartleaf Asset Management LLC6821,017+3350.000.00+0.00buy
Unison Advisors LLC31,57731,903+3260.090.07-0.02buy
AMALGAMATED BANK8,5828,842+2600.000.00-0.00buy
Salomon & Ludwin, LLC0257+2570.000.00+0.00buy
Wealthspire Advisors, LLC0251+2510.000.00+0.00buy
Allworth Financial LP150384+2340.000.00+0.00buy
Rockefeller Capital Management L.P.0186+1860.000.00+0.00buy
GAMMA Investing LLC1,6651,839+1740.000.00-0.00buy
WINTON GROUP Ltd52,55752,718+1610.070.05-0.02buy
Clearstead Advisors, LLC455611+1560.000.00+0.00buy
Arizona State Retirement System8,7988,933+1350.000.00-0.00buy
Optiver Holding B.V.0124+1240.000.00+0.00buy
BNP Paribas Asset Management Holding S.A.495600+1050.000.00+0.00buy
Cedar Mountain Advisors, LLC082+820.000.00+0.00buy
Illinois Municipal Retirement Fund15,91615,995+790.010.01-0.00buy
BESSEMER GROUP INC427497+700.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC065+650.000.00+0.00buy
True Wealth Design, LLC478532+540.000.00-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.3,5813,629+480.000.00-0.00buy
NISA INVESTMENT ADVISORS, LLC4,0384,081+430.000.00-0.00buy
FIFTH THIRD BANCORP202232+300.000.00+0.00buy
Farther Finance Advisors, LLC5067+170.000.00+0.00buy
UMB Bank, n.a.821+130.000.00+0.00buy
Sunbelt Securities, Inc.09+90.000.00+0.00buy
IFP Advisors, Inc102110+80.000.00-0.00buy
SIGNATUREFD, LLC07+70.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.198204+60.000.00-0.00buy
SIMPLEX TRADING, LLC04+40.000.000.00buy
HARBOR CAPITAL ADVISORS, INC.39739700.000.00+0.00hold
MassMutual Private Wealth & Trust, FSB39639600.000.00-0.00hold
RBF Capital, LLC75,00075,00000.090.09-0.01hold
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP320,319320,31900.010.00-0.00hold
FARMERS & MERCHANTS INVESTMENTS INC202000.000.00-0.00hold
JANUS HENDERSON GROUP PLC10,76110,76100.000.00-0.00hold
Grantham, Mayo, Van Otterloo & Co. LLC9,9289,92800.000.00-0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)19,14119,14100.000.00-0.00hold
ALPS ADVISORS INC35,44135,44100.010.00-0.00hold
MACQUARIE GROUP LTD73,40073,40000.000.00-0.00hold
Parkside Financial Bank & Trust323200.000.00-0.00hold
Asset Dedication, LLC141400.000.00-0.00hold
MetLife Investment Management, LLC18,25518,25500.000.00-0.00hold
Petiole USA ltd71,65171,65101.251.22-0.03hold
Clearstead Trust, LLC272700.000.00-0.00hold
KLP KAPITALFORVALTNING AS5,6005,60000.000.00-0.00hold
Versant Capital Management, Inc1,9701,97000.010.01-0.00hold
Physician Wealth Advisors, Inc.444400.000.00-0.00hold
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