Stock Transactions — HANMI FINL CORP

Total Bought
2,600,708
124 transactions
Total Sold
2,641,217
72 transactions
Net
-40,509
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Hillsdale Investment Management Inc.0269,200+269,2000.000.20+0.20buy
GOLDMAN SACHS GROUP INC605,020786,529+181,5090.000.00+0.00buy
Point72 Asset Management, L.P.14,174188,558+174,3840.000.01+0.01buy
MILLENNIUM MANAGEMENT LLC52,833178,125+125,2920.000.00+0.00buy
Qube Research & Technologies Ltd0119,742+119,7420.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC219,552322,852+103,3000.010.01+0.01buy
JANE STREET GROUP, LLC79,324166,594+87,2700.000.01+0.00buy
Elizabeth Park Capital Advisors, Ltd.083,720+83,7200.001.86+1.86buy
CITADEL ADVISORS LLC59,509142,900+83,3910.000.00+0.00buy
Trexquant Investment LP071,026+71,0260.000.02+0.02buy
ExodusPoint Capital Management, LP069,012+69,0120.000.02+0.02buy
BlackRock, Inc.4,355,0404,417,181+62,1410.000.00+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS21,54783,475+61,9280.000.00+0.00buy
Jefferies Financial Group Inc.058,000+58,0000.000.01+0.01buy
Rhino Investment Partners, Inc785,756840,949+55,1936.126.44+0.32buy
RAYMOND JAMES FINANCIAL INC047,299+47,2990.000.00+0.00buy
VANGUARD GROUP INC2,156,2252,201,736+45,5110.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS11,60957,111+45,5020.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC932,896977,170+44,2740.010.01+0.00buy
MORGAN STANLEY474,529517,458+42,9290.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC658,985701,540+42,5550.010.01-0.00buy
State of Tennessee, Department of Treasury7,52149,633+42,1120.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.040,009+40,0090.000.00+0.00buy
Weiss Asset Management LP035,143+35,1430.000.01+0.01buy
Integrated Quantitative Investments LLC029,355+29,3550.000.17+0.17buy
Engineers Gate Manager LP10,52838,528+28,0000.000.01+0.01buy
GEODE CAPITAL MANAGEMENT, LLC812,340837,483+25,1430.000.00+0.00buy
LAZARD ASSET MANAGEMENT LLC023,931+23,9310.000.00+0.00buy
Centiva Capital, LP023,351+23,3510.000.04+0.04buy
Quadrature Capital Ltd022,303+22,3030.000.01+0.01buy
Horizon Investments, LLC021,543+21,5430.000.01+0.01buy
Campbell & CO Investment Adviser LLC26,84447,999+21,1550.050.06+0.01buy
PRICE T ROWE ASSOCIATES INC /MD/170,184190,917+20,7330.000.00+0.00buy
Legato Capital Management LLC017,266+17,2660.000.04+0.04buy
Jackson Creek Investment Advisors LLC015,963+15,9630.000.13+0.13buy
MARSHALL WACE, LLP015,657+15,6570.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.30,22444,925+14,7010.000.00+0.00buy
Aquatic Capital Management LLC94814,683+13,7350.000.01+0.01buy
ACADIAN ASSET MANAGEMENT LLC465,665479,347+13,6820.020.02+0.00buy
Graham Capital Management, L.P.013,375+13,3750.000.01+0.01buy
Brevan Howard Capital Management LP012,785+12,7850.000.01+0.01buy
Polymer Capital Management (US) LLC012,466+12,4660.000.04+0.04buy
IEQ CAPITAL, LLC63,95676,044+12,0880.000.01+0.00buy
Jump Financial, LLC10,79022,650+11,8600.000.01+0.00buy
BARCLAYS PLC44,54656,249+11,7030.000.00+0.00buy
Magnetar Financial LLC011,220+11,2200.000.00+0.00buy
OXFORD ASSET MANAGEMENT LLP011,035+11,0350.000.11+0.11buy
PharVision Advisers, LLC010,764+10,7640.000.15+0.15buy
WELLS FARGO & COMPANY/MN27,46138,153+10,6920.000.00+0.00buy
UBS Group AG117,892128,112+10,2200.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV09,794+9,7940.000.00+0.00buy
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC09,650+9,6500.000.01+0.01buy
VIRTUS ADVISERS, LLC09,000+9,0000.000.12+0.12buy
Virtu Financial LLC08,644+8,6440.000.01+0.01buy
MQS Management LLC08,483+8,4830.000.14+0.14buy
OCCUDO QUANTITATIVE STRATEGIES LP07,997+7,9970.000.01+0.01buy
Focus Partners Wealth07,911+7,9110.000.00+0.00buy
SummitTX Capital, L.P.07,500+7,5000.000.01+0.01buy
Man Group plc8,81016,098+7,2880.000.00+0.00buy
Quantbot Technologies LP8,59715,607+7,0100.010.01+0.01buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC232,963239,803+6,8400.120.14+0.01buy
Universal- Beteiligungs- und Servicegesellschaft mbH113,449119,408+5,9590.000.01+0.00buy
AlphaQuest LLC1,7927,720+5,9280.000.01+0.01buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP320,319325,916+5,5970.000.01+0.00buy
BANK OF AMERICA CORP /DE/92,69698,040+5,3440.000.00+0.00buy
Mariner, LLC22,68527,561+4,8760.000.00+0.00buy
STATE STREET CORP1,345,2221,349,873+4,6510.000.00+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD03,700+3,7000.000.00+0.00buy
XTX Topco Ltd16,48919,888+3,3990.020.01-0.01buy
Quantinno Capital Management LP16,20319,508+3,3050.000.00-0.00buy
FIRST TRUST ADVISORS LP117,241120,120+2,8790.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd55,90858,758+2,8500.030.04+0.00buy
Brandywine Global Investment Management, LLC15,39018,190+2,8000.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC63,91966,441+2,5220.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)19,14121,577+2,4360.000.00+0.00buy
Cerity Partners LLC40,91443,278+2,3640.000.00+0.00buy
NEW YORK STATE TEACHERS RETIREMENT SYSTEM15,78118,073+2,2920.000.00+0.00buy
Allspring Global Investments Holdings, LLC23,07125,275+2,2040.000.00+0.00buy
one8zero8, LLC19,32521,325+2,0000.100.13+0.02buy
Versor Investments LP30,88632,586+1,7000.140.14-0.00buy
FRANKLIN RESOURCES INC46,91048,600+1,6900.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP143,837145,505+1,6680.010.01+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC27,89729,516+1,6190.000.00+0.00buy
CWM, LLC42,64544,197+1,5520.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.01,365+1,3650.000.00+0.00buy
Tower Research Capital LLC (TRC)1,5252,862+1,3370.000.00+0.00buy
D. E. Shaw & Co., Inc.12,88213,981+1,0990.000.00+0.00buy
Swiss National Bank58,60059,500+9000.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS8,4359,300+8650.000.00+0.00buy
KLP KAPITALFORVALTNING AS5,6006,400+8000.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC52,51553,288+7730.000.00+0.00buy
Kemnay Advisory Services Inc.0642+6420.000.00+0.00buy
EP Wealth Advisors, LLC11,30411,822+5180.000.00-0.00buy
LSV ASSET MANAGEMENT1,350,9751,351,375+4000.070.08+0.01buy
RHUMBLINE ADVISERS88,74489,121+3770.000.00+0.00buy
Rockefeller Capital Management L.P.186562+3760.000.00+0.00buy
Unison Advisors LLC31,90332,259+3560.070.08+0.00buy
HANTZ FINANCIAL SERVICES, INC.204428+2240.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC0200+2000.000.00+0.00buy
GAMMA Investing LLC1,8392,021+1820.000.00+0.00buy
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