Stock TransactionsNOVARTIS AG

Total Bought
4,747,444
382 transactions
Total Sold
5,789,309
407 transactions
Net
-1,041,865
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Cullen Capital Management, LLC1,629,2382,924,424+1,295,1862.443.15+0.71buy
Magnetar Financial LLC1,239,9421,906,046+666,1043.184.13+0.95buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP55,903445,201+389,2980.010.04+0.03buy
Qube Research & Technologies Ltd344,310729,712+385,4020.080.14+0.05buy
RENAISSANCE TECHNOLOGIES LLC2,838,0822,940,582+102,5000.480.49+0.01buy
BOOTHBAY FUND MANAGEMENT, LLC188,695275,974+87,2790.670.76+0.09buy
Cubist Systematic Strategies, LLC55,184142,265+87,0810.090.20+0.11buy
Cetera Investment Advisers21,758106,535+84,7770.020.03+0.01buy
Foresight Global Investors, Inc.131,975197,375+65,4007.649.40+1.76buy
AMERIPRISE FINANCIAL INC364,713429,542+64,8290.010.01+0.00buy
WILKINS INVESTMENT COUNSEL INC130,110187,737+57,6273.202.65-0.55buy
AMERICAN CENTURY COMPANIES INC435,697491,417+55,7200.030.03-0.00buy
VAN ECK ASSOCIATES CORP215,298270,440+55,1420.040.04-0.00buy
Quantbot Technologies LP12,74663,099+50,3530.080.35+0.28buy
Rockefeller Capital Management L.P.101,781148,741+46,9600.030.04+0.01buy
KENNEDY CAPITAL MANAGEMENT LLC23,10567,028+43,9230.050.13+0.08buy
Pathstone Holdings, LLC97,563141,112+43,5490.060.07+0.01buy
Community Financial Services Group, LLC8,40349,660+41,2570.221.09+0.88buy
BRANDES INVESTMENT PARTNERS, LP173,783213,927+40,1440.270.27-0.00buy
Cerity Partners LLC247,801287,176+39,3750.080.08-0.01buy
DRW Securities, LLC8,96446,333+37,3690.010.12+0.11buy
MERCER GLOBAL ADVISORS INC /ADV111,066147,770+36,7040.030.04+0.01buy
TWO SIGMA INVESTMENTS, LP129,471161,409+31,9380.030.04+0.01buy
CAUSEWAY CAPITAL MANAGEMENT LLC209,089239,468+30,3790.540.61+0.07buy
NewEdge Wealth, LLC324,901355,010+30,1090.840.78-0.06buy
Bank of New York Mellon Corp624,855654,346+29,4910.010.01-0.00buy
Chevy Chase Trust Holdings, LLC815,804845,001+29,1970.290.27-0.03buy
QRG CAPITAL MANAGEMENT, INC.139,912168,532+28,6200.210.21-0.00buy
Mirae Asset Global Investments Co., Ltd.56,09582,727+26,6320.010.02+0.01buy
NBT BANK N A /NY5725,946+25,8890.000.18+0.18buy
Engineers Gate Manager LP12,97838,680+25,7020.040.11+0.07buy
Focus Partners Wealth7,24430,173+22,9290.010.02+0.01buy
MML INVESTORS SERVICES, LLC96,742119,456+22,7140.050.05+0.00buy
RITHOLTZ WEALTH MANAGEMENT71,50394,041+22,5380.280.31+0.03buy
EARNEST PARTNERS LLC814,016835,551+21,5350.410.37-0.04buy
OPPENHEIMER ASSET MANAGEMENT INC.239,465258,933+19,4680.340.37+0.03buy
Fisher Asset Management, LLC1,430,6091,447,875+17,2660.080.07-0.01buy
JANUS HENDERSON GROUP PLC2,552,7132,568,728+16,0150.160.14-0.02buy
LPL Financial LLC346,022361,048+15,0260.020.02-0.00buy
Henry James International Management Inc.20,83035,733+14,9030.791.07+0.28buy
PRINCIPAL FINANCIAL GROUP INC2,508,6482,523,334+14,6860.170.15-0.02buy
Foster Victor Wealth Advisors, LLC111,024124,888+13,8641.221.08-0.14buy
NEW YORK STATE COMMON RETIREMENT FUND95,630108,875+13,2450.010.01+0.00buy
Berkeley Capital Partners, LLC6,25918,152+11,8930.210.54+0.33buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC169,684180,764+11,0800.230.20-0.03buy
FOUNDATIONS INVESTMENT ADVISORS, LLC38,30449,234+10,9300.110.12+0.02buy
Martin Investment Management, LLC226,135236,800+10,6656.805.63-1.18buy
CWA Asset Management Group, LLC8,02818,485+10,4570.060.11+0.05buy
TOWNSQUARE CAPITAL LLC15,12625,348+10,2220.030.04+0.01buy
Kovitz Investment Group Partners, LLC4,58913,897+9,3080.010.02+0.01buy
STIFEL FINANCIAL CORP250,310259,370+9,0600.030.03-0.00buy
Merit Financial Group, LLC2,00610,515+8,5090.010.02+0.02buy
Vanguard Personalized Indexing Management, LLC50,07158,419+8,3480.140.130.00buy
BLUE SQUARE ASSET MANAGEMENT, LLC10,65518,940+8,2850.721.22+0.50buy
Beacon Pointe Advisors, LLC36,62944,714+8,0850.040.05+0.00buy
Ethic Inc.124,760132,747+7,9870.370.33-0.05buy
Employees Retirement System of Texas5,58713,362+7,7750.010.01+0.01buy
Campbell & CO Investment Adviser LLC2,96710,664+7,6970.030.09+0.06buy
Quantinno Capital Management LP61,80869,267+7,4590.220.15-0.07buy
MAI Capital Management25,46432,890+7,4260.030.03-0.00buy
HighTower Advisors, LLC288,969296,253+7,2840.050.05-0.00buy
Steward Partners Investment Advisory, LLC37,35444,594+7,2400.050.05-0.00buy
Altrius Capital Management Inc69,80876,721+6,9131.961.87-0.09buy
AVANTAX ADVISORY SERVICES, INC.12,18718,766+6,5790.010.02+0.00buy
Creative Planning310,188316,607+6,4190.060.03-0.02buy
D.A. DAVIDSON & CO.487,077493,302+6,2250.490.43-0.05buy
Naviter Wealth, LLC41,21947,358+6,1390.840.78-0.06buy
Baird Financial Group, Inc.75,65481,640+5,9860.020.02-0.00buy
Bleakley Financial Group, LLC48,82854,731+5,9030.160.15-0.00buy
WEDBUSH SECURITIES INC5,90011,555+5,6550.030.04+0.02buy
Pacer Advisors, Inc.387,820393,336+5,5160.110.09-0.02buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC105,962111,453+5,4910.030.03-0.00buy
Y-Intercept (Hong Kong) Ltd19,39324,856+5,4630.190.19+0.00buy
Douglas Lane & Associates, LLC174,711179,964+5,2530.270.25-0.03buy
LOGAN CAPITAL MANAGEMENT INC35,44740,655+5,2080.170.17+0.00buy
NATIONAL BANK OF CANADA /FI/141,084146,188+5,1040.030.03-0.00buy
TRUST CO OF VERMONT44,18549,267+5,0820.300.27-0.03buy
&PARTNERS5,97910,922+4,9430.150.15-0.00buy
Aaron Wealth Advisors LLC5,90410,722+4,8180.100.15+0.05buy
Advisory Resource Group7,29612,093+4,7970.180.27+0.08buy
Kestra Advisory Services, LLC30,92035,710+4,7900.030.02-0.00buy
BKM Wealth Management, LLC5655,297+4,7320.020.22+0.20buy
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors3,5368,196+4,6600.040.09+0.06buy
Empire Financial Management Company, LLC10,06614,661+4,5950.400.47+0.07buy
Calydon Capital1,9896,080+4,0910.050.12+0.07buy
Penserra Capital Management LLC15,93620,024+4,0880.030.02-0.01buy
Capital Wealth Planning, LLC15,93620,024+4,0880.020.02+0.00buy
NIXON PEABODY TRUST CO121,257125,288+4,0311.371.11-0.26buy
SageView Advisory Group, LLC3,0676,996+3,9290.010.08+0.07buy
Cardinal Capital Management41,84945,719+3,8700.800.75-0.05buy
Atria Investments, Inc44,64748,481+3,8340.070.06-0.01buy
Sigma Planning Corp2,3625,908+3,5460.020.02-0.00buy
Wambolt & Associates, LLC24,80028,225+3,4250.820.81-0.01buy
Elmwood Wealth Management, Inc.4,7087,924+3,2160.330.33-0.01buy
Parallel Advisors, LLC8,87112,050+3,1790.030.03+0.01buy
FOSTER & MOTLEY INC9,44812,558+3,1100.070.08+0.01buy
FRED ALGER MANAGEMENT, LLC21,33724,443+3,1060.010.01+0.00buy
ProVise Management Group, LLC124,316127,390+3,0741.061.07+0.00buy
Haverford Trust Co34,81637,843+3,0270.040.04-0.00buy
NorthCrest Asset Manangement, LLC54,29257,296+3,0040.210.19-0.02buy
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