Stock TransactionsNOVARTIS AG

Total Bought
11,907,110
383 transactions
Total Sold
4,793,145
465 transactions
Net
+7,113,965
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Fisher Asset Management, LLC2,002,9596,763,132+4,760,1730.080.33+0.25buy
CIBC WORLD MARKET INC.49,5011,862,998+1,813,4970.010.48+0.46buy
New Vernon Capital Holdings II LLC10,8371,383,244+1,372,4070.730.28-0.44buy
MARSHALL WACE, LLP88,6661,432,775+1,344,1090.010.22+0.21buy
FRANKLIN RESOURCES INC4,355,5984,953,323+597,7250.120.16+0.04buy
DIMENSIONAL FUND ADVISORS LP8,183,8558,606,724+422,8690.220.28+0.05buy
Hudson Bay Capital Management LP10,000231,567+221,5670.010.16+0.16buy
Cresset Asset Management, LLC36,785113,833+77,0480.020.07+0.05buy
SCHARF INVESTMENTS, LLC1,203,3231,258,639+55,3163.474.24+0.77buy
NORTHERN TRUST CORP2,132,5912,180,281+47,6900.030.04+0.01buy
ROYAL BANK OF CANADA590,722543,232+47,4900.010.010.00sell
QUADRANT CAPITAL GROUP LLC18,10064,977+46,8770.130.28+0.16buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC215,445255,597+40,1520.180.24+0.05buy
SEI INVESTMENTS CO531,885570,035+38,1500.070.09+0.02buy
Clark Capital Management Group, Inc.556,302592,245+35,9430.380.47+0.09buy
Creative Planning353,759386,991+33,2320.030.04+0.01buy
HAMEL ASSOCIATES, INC.8,68041,060+32,3800.271.56+1.28buy
Promethos Capital, LLC156,088187,645+31,5575.367.69+2.33buy
NBT BANK N A /NY5729,181+29,1240.000.23+0.23buy
EARNEST PARTNERS LLC795,911824,371+28,4600.350.44+0.09buy
Pathstone Holdings, LLC102,378129,483+27,1050.050.07+0.02buy
Cerity Partners LLC310,489337,373+26,8840.070.08+0.01buy
JONES FINANCIAL COMPANIES LLLP102,123125,441+23,3180.010.01+0.00buy
TD Waterhouse Canada Inc.5,45628,660+23,2040.000.03+0.02buy
Vanguard Personalized Indexing Management, LLC87,487109,549+22,0620.130.19+0.05buy
MML INVESTORS SERVICES, LLC148,532169,849+21,3170.050.07+0.01buy
Eldred Rock Partners, LLC60,65180,835+20,1842.032.76+0.73buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/19,77239,951+20,1790.000.00+0.00buy
Catalyst Capital Advisors LLC23,74243,092+19,3500.050.10+0.05buy
Quantinno Capital Management LP140,356159,647+19,2910.140.12-0.02buy
Pacer Advisors, Inc.400,010418,331+18,3210.090.11+0.03buy
Arkadios Wealth Advisors8,48726,515+18,0280.050.11+0.07buy
CAPTRUST FINANCIAL ADVISORS121,664139,591+17,9270.030.04+0.01buy
CIBC Private Wealth Group LLC451,562467,485+15,9230.080.10+0.02buy
LPL Financial LLC450,219465,995+15,7760.020.02+0.00buy
BRANDES INVESTMENT PARTNERS, LP209,770225,007+15,2370.230.26+0.03buy
Beacon Pointe Advisors, LLC43,84158,467+14,6260.050.07+0.03buy
Allspring Global Investments Holdings, LLC98,412112,469+14,0570.020.02+0.01buy
Capital Wealth Planning, LLC38,59051,460+12,8700.030.05+0.02buy
FEDERATED HERMES, INC.88,255101,076+12,8210.020.02+0.01buy
ALBERT D MASON INC13,25426,028+12,7740.861.97+1.11buy
WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC326,531338,257+11,7261.581.88+0.30buy
NBC SECURITIES, INC.1011,618+11,6080.100.11+0.02buy
Douglas Lane & Associates, LLC157,974169,475+11,5010.220.28+0.06buy
Beutel, Goodman & Co Ltd.2,67513,720+11,0450.000.01+0.01buy
STIFEL FINANCIAL CORP221,396231,857+10,4610.020.03+0.01buy
IFG Advisory, LLC2,43912,869+10,4300.010.08+0.07buy
FIDUCIARY TRUST CO49,55859,423+9,8650.060.09+0.02buy
Arlington Partners LLC31,15240,882+9,7301.181.79+0.61buy
INGALLS & SNYDER LLC117,001126,248+9,2470.450.46+0.02buy
Merit Financial Group, LLC10,79119,978+9,1870.020.03+0.01buy
FINANCIAL COUNSELORS INC258,224266,088+7,8640.370.45+0.08buy
Vident Advisory, LLC25,33732,868+7,5310.040.05+0.01buy
PNC FINANCIAL SERVICES GROUP, INC.202,260209,775+7,5150.010.01-0.00buy
CW Advisors, LLC42,02949,331+7,3020.060.07+0.01buy
NewEdge Wealth, LLC424,648431,838+7,1900.720.87+0.16buy
Ascent Group, LLC6,84814,024+7,1760.050.07+0.02buy
Quartz Partners, LLC18,16325,219+7,0561.081.71+0.63buy
CWA Asset Management Group, LLC30,84037,646+6,8060.150.20+0.05buy
Versant Capital Management, Inc7857,507+6,7220.020.14+0.13buy
Brooklyn Investment Group5637,026+6,4630.020.17+0.16buy
Ballentine Partners, LLC19,23425,625+6,3910.030.05+0.02buy
UBS Group AG1,697,5111,703,702+6,1910.040.05+0.01buy
GREAT LAKES ADVISORS, LLC20,90226,954+6,0520.020.03+0.01buy
&PARTNERS91,08097,048+5,9680.110.12+0.01buy
Compound Planning, Inc.15,93321,761+5,8280.080.11+0.03buy
Kathmere Capital Management, LLC12,95418,742+5,7880.110.18+0.06buy
Martin Investment Management, LLC227,083232,753+5,6706.076.55+0.48buy
Focus Partners Wealth42,04447,548+5,5040.010.01+0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC16,78022,151+5,3710.030.04+0.01buy
TODD ASSET MANAGEMENT LLC391,181396,510+5,3290.911.04+0.13buy
J.W. COLE ADVISORS, INC.5,38010,349+4,9690.020.04+0.02buy
Banco Santander, S.A.57,80962,424+4,6150.070.08+0.01buy
HB Wealth Management, LLC6,74411,293+4,5490.010.01+0.00buy
World Investment Advisors36,92941,471+4,5420.100.12+0.02buy
Prospera Financial Services Inc17,61121,885+4,2740.040.06+0.02buy
Perennial Advisors, LLC37,74342,016+4,2730.900.93+0.03buy
BAILARD, INC.5,96310,123+4,1600.010.03+0.01buy
Onex Canada Asset Management Inc.17,70021,750+4,0500.210.31+0.11buy
Hanson & Doremus Investment Management6254,528+3,9030.000.07+0.07buy
Agate Pass Investment Management, LLC7,21511,050+3,8350.320.53+0.21buy
Plancorp, LLC4,8178,569+3,7520.020.04+0.02buy
DIAMOND HILL CAPITAL MANAGEMENT INC30,71534,277+3,5620.010.02+0.00buy
ProVise Management Group, LLC129,359132,823+3,4641.081.26+0.18buy
Farther Finance Advisors, LLC12,23915,628+3,3890.040.05+0.00buy
PARK AVENUE SECURITIES LLC43,12746,508+3,3810.040.06+0.02buy
Waverly Advisors, LLC10,24313,605+3,3620.020.02+0.00buy
FOX RUN MANAGEMENT, L.L.C.14,48917,840+3,3510.260.31+0.05buy
ASSETMARK, INC265,682268,940+3,2580.070.08+0.01buy
Atria Investments, Inc43,26346,493+3,2300.060.07+0.02buy
GODSEY & GIBB, INC192,287195,457+3,1701.872.14+0.27buy
PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC20,73623,885+3,1490.290.38+0.09buy
SEAVIEW INVESTMENT MANAGERS LLC97,331100,478+3,1472.622.72+0.10buy
Geneos Wealth Management Inc.30,15633,282+3,1260.100.13+0.02buy
AVANTAX ADVISORY SERVICES, INC.29,93833,005+3,0670.020.02+0.00buy
SIGNATUREFD, LLC40,09043,091+3,0010.080.09+0.02buy
Arax Advisory Partners1,0373,957+2,9200.010.03+0.02buy
SIH Partners, LLLP25,40028,303+2,9030.170.28+0.10buy
FIRST FINANCIAL BANKSHARES INC214,585217,419+2,8340.450.52+0.07buy
CRUX WEALTH ADVISORS4,1326,928+2,7960.220.40+0.18buy
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