Stock Transactions — NOVARTIS AG

Total Bought
23,072,204
647 transactions
Total Sold
12,025,612
592 transactions
Net
+11,046,592
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Fisher Asset Management, LLC7,465,85013,885,749+6,419,8990.350.72+0.37buy
GOLDMAN SACHS GROUP INC2,745,4446,525,771+3,780,3270.050.13+0.08buy
JONES FINANCIAL COMPANIES LLLP172,7331,799,892+1,627,1590.010.13+0.11buy
WCM INVESTMENT MANAGEMENT, LLC01,463,180+1,463,1800.000.50+0.50buy
NATIXIS ADVISORS, LLC838,3822,236,156+1,397,7740.160.48+0.31buy
JPMORGAN CHASE & CO592,6521,804,676+1,212,0240.010.02+0.01buy
ENVESTNET ASSET MANAGEMENT INC1,782,1982,311,384+529,1860.070.09+0.02buy
LORD, ABBETT & CO. LLC366,160830,286+464,1260.150.41+0.26buy
NORTHERN TRUST CORP2,351,1812,786,228+435,0470.040.06+0.01buy
UBS Group AG1,361,2741,793,153+431,8790.040.05+0.01buy
BANK OF AMERICA CORP /DE/4,549,0164,962,794+413,7780.050.06+0.01buy
JANE STREET GROUP, LLC0366,467+366,4670.000.06+0.06buy
Point72 Asset Management, L.P.0283,837+283,8370.000.08+0.08buy
CITIGROUP INC71,334348,789+277,4550.010.03+0.03buy
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC0182,356+182,3560.000.38+0.38buy
ADAGE CAPITAL PARTNERS GP, L.L.C.100,188258,000+157,8120.020.06+0.04buy
BlackRock, Inc.2,808,0912,949,760+141,6690.010.01+0.00buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/113,737246,655+132,9180.010.01+0.01buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC22,156126,885+104,7290.000.00+0.00buy
NOMURA HOLDINGS INC099,013+99,0130.000.13+0.13buy
Creative Planning438,963528,814+89,8510.040.05+0.01buy
RAYMOND JAMES FINANCIAL INC1,845,6051,931,873+86,2680.080.09+0.01buy
AMERICAN CENTURY COMPANIES INC618,268703,178+84,9100.040.06+0.01buy
Focus Partners Wealth208,560280,428+71,8680.030.05+0.01buy
Quadrature Capital Ltd45,069114,289+69,2200.060.21+0.14buy
SALT Holding Corp.066,844+66,8440.006.27+6.27buy
SALEM INVESTMENT COUNSELORS INC5,33768,728+63,3910.020.31+0.29buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC290,480345,410+54,9300.010.01+0.00buy
TRUIST FINANCIAL CORP887,296941,818+54,5220.160.19+0.03buy
Qube Research & Technologies Ltd118,627173,137+54,5100.020.04+0.01buy
SEI INVESTMENTS CO565,012619,274+54,2620.080.09+0.01buy
TUDOR INVESTMENT CORP ET AL9,22463,250+54,0260.010.05+0.05buy
WELLS FARGO & COMPANY/MN1,842,0431,895,677+53,6340.050.06+0.01buy
AQR CAPITAL MANAGEMENT LLC186,600233,871+47,2710.010.02+0.00buy
ALLIANCEBERNSTEIN L.P.11,31358,580+47,2670.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd046,436+46,4360.000.13+0.13buy
BNP PARIBAS FINANCIAL MARKETS75,357121,040+45,6830.010.01+0.01buy
TD Waterhouse Canada Inc.29,02274,666+45,6440.020.03+0.01buy
STIFEL FINANCIAL CORP272,382317,717+45,3350.030.04+0.01buy
BLAIR WILLIAM & CO/IL81,278126,421+45,1430.030.06+0.03buy
XTX Topco Ltd16,48960,566+44,0770.060.16+0.10buy
LMR Partners LLP043,105+43,1050.000.06+0.06buy
JANUS HENDERSON GROUP PLC2,234,4182,275,938+41,5200.140.17+0.03buy
NewEdge Wealth, LLC505,339546,505+41,1660.791.00+0.21buy
ROYAL BANK OF CANADA577,922618,710+40,7880.010.02+0.00buy
Quantinno Capital Management LP301,191340,728+39,5370.080.09+0.00buy
Hayek Kallen Investment Management038,070+38,0700.001.89+1.89buy
ELEVATION POINT WEALTH PARTNERS, LLC9,64147,517+37,8760.060.17+0.11buy
PRICE T ROWE ASSOCIATES INC /MD/5,81542,531+36,7160.000.00+0.00buy
NATIXIS036,500+36,5000.000.02+0.02buy
Cerity Partners LLC294,770329,910+35,1400.060.07+0.01buy
Russell Investments Group, Ltd.35,61370,481+34,8680.010.01+0.01buy
Brooklyn Investment Group64,94896,271+31,3230.420.46+0.04buy
FMR LLC1,662,2961,692,993+30,6970.010.01+0.00buy
NBT BANK N A /NY13827,766+27,6280.000.28+0.28buy
Pegasus Asset Management, Inc.027,320+27,3200.001.33+1.33buy
SCOTIA CAPITAL INC.47,46972,553+25,0840.030.05+0.02buy
Cetera Investment Advisers178,949203,045+24,0960.030.03+0.01buy
Equitable Holdings, Inc.3,50326,574+23,0710.000.03+0.02buy
ASHTON THOMAS SECURITIES, LLC022,962+22,9620.000.44+0.44buy
Patriot Financial Group Insurance Agency, LLC18,67839,496+20,8180.310.34+0.03buy
Neuberger Berman Group LLC120,026140,620+20,5940.010.02+0.00buy
Gradient Investments LLC14,66135,153+20,4920.030.08+0.05buy
EP Wealth Advisors, LLC16,97737,111+20,1340.010.03+0.02buy
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.020,000+20,0000.000.67+0.67buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC300,078320,027+19,9490.230.25+0.02buy
SEGALL BRYANT & HAMILL, LLC018,792+18,7920.000.03+0.03buy
BESSEMER GROUP INC40,41259,061+18,6490.010.01+0.01buy
M&T BANK CORP153,584171,848+18,2640.070.09+0.02buy
Pathstone Holdings, LLC118,791136,897+18,1060.060.08+0.02buy
Beacon Pointe Advisors, LLC66,58284,517+17,9350.060.07+0.00buy
QRG CAPITAL MANAGEMENT, INC.133,113150,844+17,7310.200.24+0.03buy
UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO3,87121,341+17,4700.080.47+0.40buy
EQUITABLE TRUST CO2,19119,608+17,4170.010.14+0.12buy
CULLEN INVESTMENT GROUP, LTD.32,89750,305+17,4080.601.01+0.41buy
China Universal Asset Management Co., Ltd.36,00053,135+17,1350.380.61+0.23buy
Summit Trail Advisors, LLC3,88820,845+16,9570.010.05+0.04buy
HUNTINGTON NATIONAL BANK19,43436,372+16,9380.020.03+0.01buy
Dorsey Wright & Associates016,264+16,2640.000.31+0.31buy
Parkwood LLC147,260163,364+16,1041.732.21+0.49buy
Clearstead Advisors, LLC19,13034,728+15,5980.030.05+0.02buy
Quantitative Investment Management, LLC015,083+15,0830.000.24+0.24buy
Campbell & CO Investment Adviser LLC24,61939,646+15,0270.160.34+0.18buy
Fiera Capital Corp124,367139,111+14,7440.050.07+0.02buy
COOKSON PEIRCE & CO INC268,943283,617+14,6741.541.83+0.30buy
Orion Porfolio Solutions, LLC42,32356,894+14,5710.040.07+0.03buy
Walleye Capital LLC113,734+13,7330.000.01+0.01buy
HighTower Advisors, LLC251,375264,639+13,2640.040.04+0.01buy
EXENCIAL WEALTH ADVISORS, LLC95,498108,594+13,0960.420.52+0.10buy
LPL Financial LLC607,748620,427+12,6790.020.03+0.00buy
Integrated Wealth Concepts LLC10,20622,643+12,4370.020.03+0.01buy
Entropy Technologies, LP012,359+12,3590.000.09+0.09buy
TD ASSET MANAGEMENT INC32,43544,021+11,5860.000.01+0.00buy
CMH Wealth Management LLC011,053+11,0530.000.29+0.29buy
KEYBANK NATIONAL ASSOCIATION/OH53,01363,679+10,6660.030.04+0.01buy
Gibbs Wealth Management3,19113,783+10,5920.110.28+0.17buy
Rockefeller Capital Management L.P.108,205118,307+10,1020.030.03+0.01buy
HANTZ FINANCIAL SERVICES, INC.56,47066,346+9,8760.110.15+0.04buy
Bank of New York Mellon Corp318,126327,817+9,6910.010.01+0.00buy
Ethic Inc.93,865103,551+9,6860.200.25+0.05buy
Page 1 of 16