Stock TransactionsNOVARTIS AG

Total Bought
881,515
46 transactions
Total Sold
4,517,942
78 transactions
Net
-3,636,427
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
JANUS HENDERSON GROUP PLC3,610,7832,601,266+1,009,5170.220.160.00sell
RENAISSANCE TECHNOLOGIES LLC3,047,4442,354,845+692,5990.410.38-0.03sell
Cullen Capital Management, LLC3,460,0032,795,890+664,1132.912.520.00sell
PRINCIPAL FINANCIAL GROUP INC2,730,3472,487,874+242,4730.190.180.00sell
Twin Tree Management, LP252,740422,648+169,9080.670.88+0.22buy
Connor, Clark & Lunn Investment Management Ltd.303,158472,414+169,2560.150.24+0.09buy
ADAGE CAPITAL PARTNERS GP, L.L.C.131,984238,408+106,4240.030.050.00buy
WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC312,179411,795+99,6161.962.680.00buy
ExodusPoint Capital Management, LP170,69473,754+96,9400.190.090.00sell
FIRST TRUST ADVISORS LP806,317710,885+95,4320.090.090.00sell
CIBC Private Wealth Group LLC420,199482,305+62,1060.240.110.00buy
GREENWOOD GEARHART INC60,7635,502+55,2610.710.06-0.65sell
OPPENHEIMER ASSET MANAGEMENT INC.302,588258,806+43,7820.430.390.00sell
Providence Capital Advisors, LLC40835,214+34,8060.000.900.00buy
Cresset Asset Management, LLC20,25953,075+32,8160.040.040.00buy
NATIXIS ADVISORS, LLC898,152930,410+32,2580.290.290.00buy
Cambridge Investment Research Advisors, Inc.54,23983,727+29,4880.030.04+0.02buy
AMERICAN CENTURY COMPANIES INC325,121354,273+29,1520.020.03+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC123,232144,989+21,7570.180.22+0.04buy
CAUSEWAY CAPITAL MANAGEMENT LLC245,707225,548+20,1590.540.600.00sell
SOMERVILLE KURT F144,390128,950+15,4402.422.480.00sell
TOWNSQUARE CAPITAL LLC13,37328,225+14,8520.030.050.00buy
TOWER BRIDGE ADVISORS105,64993,209+12,4400.800.860.00sell
AMERIPRISE FINANCIAL INC413,755423,387+9,6320.010.01+0.00buy
FORTEM FINANCIAL GROUP, LLC11,3242,175+9,1490.680.130.00sell
AVANTAX ADVISORY SERVICES, INC.23,58914,545+9,0440.030.020.00sell
JARISLOWSKY, FRASER Ltd80,82972,363+8,4660.050.040.00sell
MAI Capital Management15,56323,677+8,1140.020.04+0.01buy
MONETA GROUP INVESTMENT ADVISORS LLC6,335340+5,9950.010.010.00sell
Mariner, LLC191,105186,053+5,0520.050.050.00sell
ELEVATION POINT WEALTH PARTNERS, LLC13,98219,012+5,0300.140.200.00buy
BRANDES INVESTMENT PARTNERS, LP189,651185,226+4,4250.370.380.00sell
Laird Norton Wetherby Wealth Management, LLC44,90848,970+4,0620.240.270.00buy
Rockefeller Capital Management L.P.192,909196,827+3,9180.080.080.00buy
D.B. Root & Company, LLC8,3634,537+3,8260.300.170.00sell
KEYBANK NATIONAL ASSOCIATION/OH41,42837,746+3,6820.020.02-0.00sell
Vestmark Advisory Solutions, Inc.49,78146,450+3,3310.200.180.00sell
Orion Porfolio Solutions, LLC28,84031,928+3,0880.030.040.00buy
CWM, LLC95,30892,237+3,0710.060.06-0.00sell
SEGALL BRYANT & HAMILL, LLC153,138150,206+2,9320.150.160.00sell
Advisors Asset Management, Inc.17,76320,582+2,8190.030.040.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC11,08913,856+2,7670.040.050.00buy
TRUST CO OF VERMONT61,78559,106+2,6790.400.390.00sell
Dorsey & Whitney Trust CO LLC11,17713,801+2,6240.090.120.00buy
FLPUTNAM INVESTMENT MANAGEMENT CO5,7168,322+2,6060.020.020.00buy
Quantinno Capital Management LP17,16819,755+2,5870.100.110.00buy
Ballentine Partners, LLC8,06710,470+2,4030.020.020.00buy
SHEETS SMITH WEALTH MANAGEMENT922,450+2,3580.030.040.00buy
HBK Sorce Advisory LLC4,6522,395+2,2570.010.010.00sell
Legacy Financial Advisors, Inc.5,5867,832+2,2460.110.150.00buy
FARMERS & MERCHANTS INVESTMENTS INC47,28249,485+2,2030.170.190.00buy
YOUSIF CAPITAL MANAGEMENT, LLC40,48438,348+2,1360.050.050.00sell
Beacon Pointe Advisors, LLC9,04111,094+2,0530.010.020.00buy
LIBERTY WEALTH MANAGEMENT LLC4,7802,800+1,9800.090.060.00sell
Penserra Capital Management LLC3,5975,493+1,8960.010.01+0.00buy
BLUE SQUARE ASSET MANAGEMENT, LLC7,8139,691+1,8780.470.700.00buy
BOSTON FAMILY OFFICE LLC14,88813,085+1,8030.110.10-0.01sell
DAVIDSON TRUST CO6,0537,788+1,7350.430.570.00buy
TCV Trust & Wealth Management, Inc.4,3792,650+1,7290.040.030.00sell
TRUST CO OF TOLEDO NA /OH/21,61619,922+1,6940.350.340.00sell
CARY STREET PARTNERS INVESTMENT ADVISORY LLC7,0475,427+1,6200.050.040.00sell
EVERGREEN CAPITAL MANAGEMENT LLC11,70813,243+1,5350.050.060.00buy
INGALLS & SNYDER LLC106,026107,538+1,5120.500.52+0.02buy
Geneos Wealth Management Inc.20,45421,955+1,5010.120.120.00buy
Smithfield Trust Co4,8153,315+1,5000.030.020.00sell
CreativeOne Wealth, LLC4,4513,033+1,4180.020.020.00sell
EVERETT HARRIS & CO /CA/31,31929,919+1,4000.050.050.00sell
Prime Capital Investment Advisors, LLC2,6494,036+1,3870.010.010.00buy
Rossmore Private Capital5,7354,361+1,3740.080.070.00sell
GUGGENHEIM CAPITAL LLC15,95114,614+1,3370.010.010.00sell
MGO ONE SEVEN LLC34,21832,917+1,3010.200.300.00sell
PARADIGM ASSET MANAGEMENT CO LLC4,1132,828+1,2850.100.080.00sell
FORA Capital, LLC30,04031,299+1,2590.280.450.00buy
BEACON FINANCIAL GROUP29,33428,093+1,2410.390.38-0.01sell
Principle Wealth Partners LLC5,4474,247+1,2000.050.040.00sell
Cornerstone Wealth Group, LLC51,51050,380+1,1300.840.920.00sell
COURIER CAPITAL LLC3,4442,347+1,0970.040.020.00sell
LOGAN CAPITAL MANAGEMENT INC39,35838,302+1,0560.180.190.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO62,49063,511+1,0210.010.010.00buy
Pekin Hardy Strauss, Inc.43,70242,694+1,0080.620.670.00sell
Summit Financial, LLC3,6564,637+9810.030.030.00buy
Integrated Wealth Concepts LLC26,32627,226+9000.050.050.00buy
Epoch Investment Partners, Inc.8,7857,930+8550.000.000.00sell
Advisory Resource Group7,5726,743+8290.200.190.00sell
Apollon Wealth Management, LLC3,9684,787+8190.020.020.00buy
BESSEMER GROUP INC15,57516,383+8080.000.00+0.00buy
WHITTIER TRUST CO48,33547,549+7860.080.080.00sell
Hilltop Holdings Inc.7,5578,339+7820.090.100.00buy
Wambolt & Associates, LLC18,67919,421+7420.610.700.00buy
REGIONS FINANCIAL CORP6,3635,672+6910.010.000.00sell
CNB Bank16,70816,020+6880.940.950.00sell
PRIVATE TRUST CO NA4,1114,775+6640.050.060.00buy
Sepio Capital, LP16,89016,241+6490.140.130.00sell
CIBC WORLD MARKET INC.129,936130,550+6140.040.05+0.00buy
WOODSTOCK CORP5,4464,862+5840.060.060.00sell
BALDWIN WEALTH PARTNERS LLC/MA52,73552,156+5790.420.430.00sell
HEADINVEST, LLC18,64618,103+5430.380.400.00sell
GREENLEAF TRUST15,67716,209+5320.020.020.00buy
Dempze Nancy E23,47122,954+5171.961.99+0.02sell
SILVERCREST ASSET MANAGEMENT GROUP LLC11,02110,505+5160.010.010.00sell
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