Stock TransactionsNOVARTIS AG

Total Bought
4,975,638
372 transactions
Total Sold
5,670,200
431 transactions
Net
-694,562
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
DIMENSIONAL FUND ADVISORS LP6,018,0827,407,692+1,389,6100.190.24+0.06buy
Bank of New York Mellon Corp654,3461,904,664+1,250,3180.010.04+0.03buy
Chevy Chase Trust Holdings, LLC845,0011,112,491+267,4900.270.38+0.11buy
OLD MISSION CAPITAL LLC10,465244,976+234,5110.020.69+0.66buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP445,201630,711+185,5100.040.06+0.02buy
Kestra Advisory Services, LLC35,710188,806+153,0960.020.12+0.09buy
TODD ASSET MANAGEMENT LLC296,246396,711+100,4650.590.88+0.29buy
Integral Health Asset Management, LLC225,000300,000+75,0002.023.03+1.01buy
CAMBIAR INVESTORS LLC141,718216,656+74,9380.510.90+0.39buy
Connor, Clark & Lunn Investment Management Ltd.10,96278,057+67,0950.000.04+0.03buy
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY172,800229,800+57,0000.150.23+0.07buy
Boston Common Asset Management, LLC125,076170,871+45,7950.290.47+0.18buy
Quantinno Capital Management LP69,267111,579+42,3120.150.22+0.07buy
LPL Financial LLC361,048402,094+41,0460.020.02+0.00buy
Graham Capital Management, L.P.21,68362,225+40,5420.060.23+0.17buy
NBT BANK N A /NY5733,093+33,0360.000.25+0.25buy
Harvest Portfolios Group Inc.484,971517,939+32,9681.832.11+0.28buy
NATIONAL BANK OF CANADA /FI/146,188178,000+31,8120.030.03+0.00buy
OPPENHEIMER ASSET MANAGEMENT INC.258,933290,113+31,1800.370.40+0.03buy
Promethos Capital, LLC112,085141,076+28,9916.365.68-0.68buy
LOOMIS SAYLES & CO L P5,917,9725,945,383+27,4110.810.87+0.06buy
KENNEDY CAPITAL MANAGEMENT LLC67,02893,794+26,7660.130.21+0.08buy
Fisher Asset Management, LLC1,447,8751,474,158+26,2830.070.07+0.00buy
GROUPAMA ASSET MANAGMENT395,595421,236+25,6410.700.61-0.09buy
Mirae Asset Global Investments Co., Ltd.82,727107,681+24,9540.020.06+0.04buy
CHOREO, LLC7,48528,820+21,3350.020.05+0.03buy
AMERIPRISE FINANCIAL INC429,542447,674+18,1320.010.01+0.00buy
Boston Partners18,01735,467+17,4500.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC13,65929,994+16,3350.000.01+0.01buy
VAN ECK ASSOCIATES CORP270,440286,590+16,1500.040.04+0.00buy
AZZAD ASSET MANAGEMENT INC /ADV20,28436,383+16,0990.230.46+0.23buy
OSAIC HOLDINGS, INC.91,336107,431+16,0950.020.03+0.01buy
GREAT LAKES ADVISORS, LLC2,95217,928+14,9760.000.02+0.01buy
Creative Planning316,607331,465+14,8580.030.04+0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC49,23463,815+14,5810.120.16+0.04buy
Eldred Rock Partners, LLC14,37927,727+13,3480.761.23+0.48buy
MAVERICK CAPITAL LTD4,29117,038+12,7470.010.03+0.03buy
Vanguard Personalized Indexing Management, LLC58,41969,774+11,3550.130.14+0.02buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC180,764191,503+10,7390.200.22+0.02buy
BRANDES INVESTMENT PARTNERS, LP213,927224,224+10,2970.270.29+0.03buy
CAMDEN NATIONAL BANK65,09275,382+10,2901.111.24+0.13buy
SILVERCREST ASSET MANAGEMENT GROUP LLC10,99420,488+9,4940.010.010.00buy
Cresset Asset Management, LLC60,27969,686+9,4070.030.03+0.00buy
QRG CAPITAL MANAGEMENT, INC.168,532177,623+9,0910.210.22+0.02buy
NewEdge Wealth, LLC355,010364,060+9,0500.780.84+0.06buy
Henry James International Management Inc.35,73344,736+9,0031.071.69+0.62buy
Optiver Holding B.V.210,278219,044+8,7660.840.45-0.39buy
Ethic Inc.132,747140,957+8,2100.330.35+0.03buy
AVANTAX ADVISORY SERVICES, INC.18,76626,189+7,4230.020.02+0.00buy
PARK AVENUE SECURITIES LLC27,62034,482+6,8620.030.05+0.01buy
Simplicity Wealth,LLC54,71461,569+6,8550.130.15+0.02buy
Kovitz Investment Group Partners, LLC13,89720,741+6,8440.020.02+0.00buy
&PARTNERS10,92217,360+6,4380.150.08-0.07buy
Penobscot Investment Management Company, Inc.18,50224,767+6,2650.190.25+0.07buy
NORTHEAST INVESTMENT MANAGEMENT25,93032,153+6,2230.120.16+0.04buy
Focus Partners Wealth30,17336,384+6,2110.020.01-0.01buy
Baird Financial Group, Inc.81,64087,284+5,6440.020.02+0.00buy
PRINCIPAL SECURITIES, INC.16,36121,991+5,6300.050.07+0.02buy
TOWNSQUARE CAPITAL LLC25,34830,893+5,5450.040.05+0.01buy
Mariner, LLC192,422197,781+5,3590.040.04+0.00buy
MERCER GLOBAL ADVISORS INC /ADV147,770153,055+5,2850.040.04-0.00buy
West Oak Capital, LLC13,20818,348+5,1400.540.79+0.24buy
HIGHLAND CAPITAL MANAGEMENT, LLC11,69416,644+4,9500.070.10+0.04buy
WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC314,559319,379+4,8201.681.85+0.16buy
Arkadios Wealth Advisors2,4537,021+4,5680.020.05+0.03buy
OneDigital Investment Advisors LLC6,67111,140+4,4690.010.01+0.00buy
Campbell & CO Investment Adviser LLC10,66415,106+4,4420.090.14+0.05buy
Keel Point, LLC3,5147,735+4,2210.040.08+0.04buy
Compound Planning, Inc.9,81214,002+4,1900.090.11+0.02buy
Waverly Advisors, LLC4,3378,524+4,1870.010.02+0.01buy
Bayesian Capital Management, LP10,60014,700+4,1000.100.18+0.08buy
Bleakley Financial Group, LLC54,73158,721+3,9900.150.18+0.03buy
Vident Advisory, LLC15,06019,043+3,9830.030.06+0.03buy
MAI Capital Management32,89036,757+3,8670.030.04+0.01buy
Penserra Capital Management LLC20,02423,863+3,8390.020.03+0.01buy
Capital Wealth Planning, LLC20,02423,863+3,8390.020.03+0.01buy
Advisors Capital Management, LLC38,92042,736+3,8160.070.08+0.01buy
ATLAS CAPITAL ADVISORS INC.7324,532+3,8000.010.06+0.05buy
FINANCIAL COUNSELORS INC256,538260,188+3,6500.420.45+0.03buy
Redhawk Wealth Advisors, Inc.6,2699,852+3,5830.100.16+0.06buy
FOSTER & MOTLEY INC12,55816,138+3,5800.080.12+0.03buy
UNITED CAPITAL FINANCIAL ADVISORS, LLC79,01182,556+3,5450.060.08+0.01buy
GUGGENHEIM CAPITAL LLC16,50320,019+3,5160.010.02+0.00buy
Leo Wealth, LLC9,40412,892+3,4880.090.14+0.05buy
DIAMOND HILL CAPITAL MANAGEMENT INC23,53427,000+3,4660.010.01+0.00buy
Matthew Goff Investment Advisor, LLC84,58387,903+3,3201.661.91+0.25buy
Community Financial Services Group, LLC49,66052,952+3,2921.091.21+0.12buy
Heck Capital Advisors, LLC3,1786,376+3,1980.050.08+0.04buy
Cetera Investment Advisers106,535109,656+3,1210.030.03+0.00buy
MATHER GROUP, LLC.7,55310,599+3,0460.010.01+0.00buy
Dynamic Advisor Solutions LLC14,41717,459+3,0420.050.06+0.01buy
IEQ CAPITAL, LLC9,49312,454+2,9610.010.02+0.00buy
SG Americas Securities, LLC15,11317,924+2,8110.010.01+0.01buy
Csenge Advisory Group6,5569,348+2,7920.040.06+0.02buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO64,19166,880+2,6890.010.01+0.00buy
FSB PREMIER WEALTH MANAGEMENT, INC.4,9757,626+2,6510.220.37+0.14buy
Timber Creek Capital Management LLC48,36450,971+2,6071.461.64+0.18buy
DAYMARK WEALTH PARTNERS, LLC24,27726,821+2,5440.130.13+0.00buy
CAPTRUST FINANCIAL ADVISORS126,781129,315+2,5340.050.05-0.00buy
Naviter Wealth, LLC47,35849,831+2,4730.780.79+0.02buy
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