Stock TransactionsNOVARTIS AG

Total Bought
4,557,064
320 transactions
Total Sold
4,318,248
367 transactions
Net
+238,816
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Grantham, Mayo, Van Otterloo & Co. LLC682,9561,827,263+1,144,3070.320.88+0.56buy
ENVESTNET ASSET MANAGEMENT INC1,363,0542,049,901+686,8470.060.10+0.04buy
Fisher Asset Management, LLC863,5301,408,212+544,6820.050.08+0.03buy
Magnetar Financial LLC329,712799,698+469,9860.732.08+1.35buy
RENAISSANCE TECHNOLOGIES LLC2,354,8452,636,845+282,0000.380.50+0.12buy
Creative Planning301,255447,582+146,3270.040.06+0.02buy
Integral Health Asset Management, LLC103,000200,000+97,0001.362.89+1.53buy
OSAIC HOLDINGS, INC.156,433247,469+91,0360.030.04+0.01buy
TRUIST FINANCIAL CORP778,784863,859+85,0750.130.15+0.02buy
BOOTHBAY FUND MANAGEMENT, LLC49,563127,580+78,0170.160.43+0.27buy
ADAGE CAPITAL PARTNERS GP, L.L.C.238,408311,972+73,5640.050.07+0.02buy
Federation des caisses Desjardins du Quebec8,48567,088+58,6030.010.07+0.06buy
UBS Group AG1,798,2511,856,657+58,4060.090.10+0.01buy
PRINCIPAL FINANCIAL GROUP INC2,487,8742,539,265+51,3910.180.19+0.02buy
NewEdge Wealth, LLC238,248281,795+43,5470.800.91+0.11buy
Quantinno Capital Management LP19,75557,349+37,5940.110.27+0.15buy
VAN ECK ASSOCIATES CORP190,857220,109+29,2520.040.05+0.01buy
Harvest Portfolios Group Inc.489,538517,617+28,0792.272.49+0.22buy
FRANKLIN RESOURCES INC6,183,5466,211,092+27,5460.300.33+0.03buy
US BANCORP \DE\208,145235,091+26,9460.030.04+0.01buy
FOUNDATIONS INVESTMENT ADVISORS, LLC13,85635,523+21,6670.050.11+0.07buy
Beacon Pointe Advisors, LLC11,09432,325+21,2310.020.04+0.02buy
HighTower Advisors, LLC263,165282,600+19,4350.050.06+0.00buy
SATURNA CAPITAL CORP311,666329,461+17,7950.540.59+0.05buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC144,989161,871+16,8820.220.25+0.03buy
SG Americas Securities, LLC19,52634,323+14,7970.020.05+0.04buy
MARSHALL WACE, LLP1,042,3121,057,042+14,7300.230.24+0.00buy
Ethic Inc.99,491112,980+13,4890.370.40+0.03buy
Clark Capital Management Group, Inc.393,666406,807+13,1410.350.41+0.06buy
Penobscot Investment Management Company, Inc.3,62514,568+10,9430.060.20+0.14buy
CAPTRUST FINANCIAL ADVISORS129,543140,372+10,8290.050.06+0.00buy
Procyon Advisors, LLC6,37315,681+9,3080.080.16+0.08buy
Ameritas Advisory Services, LLC3,58612,813+9,2270.040.06+0.02buy
NewEdge Advisors, LLC363,721372,429+8,7080.430.43+0.00buy
Henry James International Management Inc.5,77614,426+8,6500.250.64+0.38buy
Synergy Asset Management, LLC25,94434,182+8,2380.650.69+0.04buy
NBT BANK N A /NY20,11726,635+6,5180.290.26-0.03buy
MERCER GLOBAL ADVISORS INC /ADV102,169108,215+6,0460.040.04+0.00buy
MONETA GROUP INVESTMENT ADVISORS LLC3406,227+5,8870.010.01+0.00buy
Balentine LLC19,22625,040+5,8140.060.09+0.02buy
STIFEL FINANCIAL CORP246,213251,681+5,4680.040.04+0.00buy
Penserra Capital Management LLC5,49310,794+5,3010.010.02+0.01buy
Capital Wealth Planning, LLC5,49310,794+5,3010.010.01+0.01buy
Phoenix Financial Ltd.5,63810,657+5,0190.010.02+0.01buy
CARY STREET PARTNERS INVESTMENT ADVISORY LLC5,42710,437+5,0100.040.06+0.02buy
Strategic Investment Solutions, Inc. /IL805,040+4,9600.000.01+0.00buy
NATIONAL BANK OF CANADA /FI/135,259139,864+4,6050.030.03-0.00buy
ELEVATION POINT WEALTH PARTNERS, LLC19,01223,539+4,5270.200.26+0.06buy
ASSETMARK, INC198,769203,293+4,5240.080.08+0.00buy
LPL Financial LLC325,532330,042+4,5100.020.03+0.00buy
Beck Bode, LLC42,31146,736+4,4251.031.22+0.18buy
Rathbones Group PLC60,60464,802+4,1980.060.05-0.01buy
Summit Global Investments31,63935,599+3,9600.210.24+0.03buy
SCOTIA CAPITAL INC.40,84244,766+3,9240.030.03+0.00buy
WCG Wealth Advisors LLC30,01633,823+3,8070.350.26-0.10buy
Independent Solutions Wealth Management, LLC3,3427,067+3,7250.090.20+0.11buy
Csenge Advisory Group3,4067,115+3,7090.020.05+0.03buy
Mariner, LLC186,053189,747+3,6940.050.05+0.00buy
ProVise Management Group, LLC116,542120,193+3,6511.071.14+0.07buy
Corient Private Wealth LLC454,351457,985+3,6340.110.11+0.00buy
SIGNATUREFD, LLC31,02434,467+3,4430.080.09+0.01buy
Venturi Wealth Management, LLC2,1835,622+3,4390.020.05+0.03buy
Vanguard Personalized Indexing Management, LLC48,07051,418+3,3480.150.16+0.01buy
BENJAMIN EDWARDS INC23,77427,108+3,3340.560.65+0.10buy
1900 WEALTH MANAGEMENT LLC4,0507,275+3,2250.040.07+0.03buy
CAPE COD FIVE CENTS SAVINGS BANK3,1846,168+2,9840.030.03+0.00buy
Rehmann Capital Advisory Group3,0605,888+2,8280.030.06+0.03buy
Belmont Capital, LLC2733,058+2,7850.020.17+0.15buy
KENNEDY CAPITAL MANAGEMENT LLC14,54617,277+2,7310.030.04+0.01buy
MML INVESTORS SERVICES, LLC86,64489,362+2,7180.050.05+0.00buy
Cresset Asset Management, LLC53,07555,762+2,6870.040.04+0.00buy
Naviter Wealth, LLC30,63433,103+2,4690.790.81+0.03buy
KESTRA PRIVATE WEALTH SERVICES, LLC14,03316,431+2,3980.050.05+0.00buy
OAK ASSOCIATES LTD /OH/145,734148,039+2,3051.181.25+0.08buy
Chevy Chase Trust Holdings, LLC730,628732,895+2,2670.280.29+0.02buy
Boston Partners27,69029,940+2,2500.000.00+0.00buy
Choate Investment Advisors12,37714,594+2,2170.050.06+0.01buy
Atria Investments, Inc43,46545,525+2,0600.080.08+0.00buy
SMITHBRIDGE ASSET MANAGEMENT INC/DE43,88745,889+2,0021.041.16+0.12buy
Wambolt & Associates, LLC19,42121,320+1,8990.700.79+0.09buy
Ellevest, Inc.12,74214,628+1,8860.100.11+0.02buy
IFP Advisors, Inc2,1193,985+1,8660.010.02+0.01buy
TD PRIVATE CLIENT WEALTH LLC9,44511,303+1,8580.040.05+0.01buy
DRW Securities, LLC3,1465,001+1,8550.020.04+0.02buy
Laird Norton Wetherby Wealth Management, LLC48,97050,820+1,8500.270.29+0.03buy
THOROUGHBRED FINANCIAL SERVICES, LLC3,0884,897+1,8090.040.05+0.01buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO63,51165,288+1,7770.010.01+0.00buy
Advisors Capital Management, LLC35,54237,276+1,7340.090.10+0.01buy
DIAMOND HILL CAPITAL MANAGEMENT INC18,52920,129+1,6000.010.01+0.00buy
FOSTER & MOTLEY INC3,6235,090+1,4670.030.04+0.01buy
Stokes Family Office, LLC4,9886,452+1,4640.060.08+0.02buy
GREENLEAF TRUST16,20917,664+1,4550.020.02+0.00buy
HIGHLAND CAPITAL MANAGEMENT, LLC10,08211,532+1,4500.070.08+0.01buy
PARK AVENUE SECURITIES LLC28,64130,083+1,4420.050.05+0.00buy
Broderick Brian C27,59029,015+1,4250.730.81+0.08buy
INGALLS & SNYDER LLC107,538108,961+1,4230.520.54+0.01buy
MOTCO6542,059+1,4050.000.01+0.01buy
Dakota Wealth Management7,0328,436+1,4040.030.04+0.00buy
Legacy Financial Advisors, Inc.7,8329,196+1,3640.150.19+0.04buy
Patriot Financial Group Insurance Agency, LLC3,9325,223+1,2910.070.11+0.04buy
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