Stock TransactionsNOVARTIS AG

Total Bought
2,693,873
364 transactions
Total Sold
5,838,903
425 transactions
Net
-3,145,030
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
DIMENSIONAL FUND ADVISORS LP7,407,6928,093,032+685,3400.240.27+0.02buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP630,711899,920+269,2090.060.11+0.05buy
Fisher Asset Management, LLC1,474,1581,706,009+231,8510.070.08+0.01buy
Mirae Asset Global Investments Co., Ltd.107,681231,792+124,1110.060.12+0.06buy
Connor, Clark & Lunn Investment Management Ltd.78,057191,317+113,2600.040.11+0.07buy
Clark Capital Management Group, Inc.491,609572,765+81,1560.380.45+0.07buy
Aquatic Capital Management LLC19,20081,000+61,8000.080.24+0.17buy
Foresight Global Investors, Inc.171,296224,816+53,5208.7714.03+5.26buy
Cerity Partners LLC269,256315,488+46,2320.080.08+0.00buy
FIRST TRUST ADVISORS LP467,516512,735+45,2190.050.06+0.01buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC191,503233,362+41,8590.220.25+0.03buy
CW Advisors, LLC26,12064,528+38,4080.040.10+0.05buy
Eldred Rock Partners, LLC27,72760,543+32,8161.232.33+1.09buy
NBT BANK N A /NY5732,248+32,1910.000.25+0.25buy
JONES FINANCIAL COMPANIES LLLP35,02967,158+32,1290.000.01+0.00buy
Wilmington Savings Fund Society, FSB11,38841,404+30,0160.050.09+0.04buy
LPL Financial LLC402,094431,589+29,4950.020.02+0.00buy
NewEdge Wealth, LLC364,060392,250+28,1900.840.81-0.03buy
Vanguard Personalized Indexing Management, LLC69,77497,749+27,9750.140.19+0.04buy
NATIXIS ADVISORS, LLC912,527938,844+26,3170.210.21-0.00buy
US BANCORP \DE\216,477242,627+26,1500.030.04+0.00buy
ENVESTNET ASSET MANAGEMENT INC1,928,8531,953,697+24,8440.080.08+0.00buy
VAN ECK ASSOCIATES CORP286,590310,713+24,1230.040.04+0.00buy
Quantbot Technologies LP16,97839,976+22,9980.090.18+0.10buy
BENJAMIN EDWARDS INC23,93045,491+21,5610.490.08-0.41buy
Employees Retirement System of Texas2,93322,943+20,0100.000.02+0.02buy
Triasima Portfolio Management inc.12,40032,275+19,8750.120.83+0.71buy
AMERICAN CENTURY COMPANIES INC492,244509,218+16,9740.030.04+0.00buy
Boston Common Asset Management, LLC170,871187,433+16,5620.470.56+0.09buy
Creative Planning331,465344,951+13,4860.040.04+0.00buy
FOX RUN MANAGEMENT, L.L.C.2,49114,647+12,1560.050.37+0.32buy
PRINCIPAL FINANCIAL GROUP INC2,481,5652,469,568+11,9970.160.160.00sell
TOWNSQUARE CAPITAL LLC30,89342,759+11,8660.050.06+0.01buy
&PARTNERS17,36029,193+11,8330.080.07-0.01buy
Quantinno Capital Management LP111,579123,390+11,8110.220.19-0.03buy
Capital Wealth Planning, LLC23,86335,470+11,6070.030.04+0.01buy
ACADIAN ASSET MANAGEMENT LLC29,99441,295+11,3010.010.01+0.00buy
MML INVESTORS SERVICES, LLC118,438129,201+10,7630.050.06+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND95,710106,377+10,6670.010.02+0.00buy
ASSETMARK, INC213,706223,996+10,2900.070.07+0.00buy
Pacer Advisors, Inc.375,068385,002+9,9340.090.10+0.00buy
Cresset Asset Management, LLC69,68678,138+8,4520.030.04+0.00buy
GREAT VALLEY ADVISOR GROUP, INC.31,34339,664+8,3210.090.11+0.02buy
STIFEL FINANCIAL CORP210,743219,027+8,2840.030.03+0.00buy
Crossmark Global Holdings, Inc.27,79335,617+7,8240.060.07+0.02buy
BALDWIN WEALTH PARTNERS LLC/MA47,55854,805+7,2470.390.43+0.04buy
CWA Asset Management Group, LLC18,48525,676+7,1910.110.16+0.05buy
Blue Trust, Inc.4,29311,132+6,8390.010.02+0.01buy
Strategic Global Advisors, LLC5,45111,891+6,4400.230.27+0.04buy
Arlington Partners LLC31,15237,556+6,4041.651.69+0.04buy
FOUNDATIONS INVESTMENT ADVISORS, LLC63,81570,180+6,3650.160.17+0.00buy
Coastline Trust Co14,56120,621+6,0600.180.28+0.10buy
Savant Capital, LLC5,46311,371+5,9080.010.01+0.01buy
Gilliland Jeter Wealth Management LLC2006,098+5,8980.010.23+0.22buy
SYNOVUS FINANCIAL CORP13,42919,157+5,7280.020.03+0.01buy
VOYA INVESTMENT MANAGEMENT LLC48,73554,435+5,7000.010.01+0.00buy
Martin Investment Management, LLC228,936234,636+5,7006.256.61+0.35buy
Mariner, LLC197,781203,048+5,2670.040.04+0.00buy
ELEVATION POINT WEALTH PARTNERS, LLC17,11522,167+5,0520.140.24+0.10buy
Compound Planning, Inc.14,00218,391+4,3890.110.13+0.02buy
CAPITAL INSIGHT PARTNERS, LLC22,61526,932+4,3170.450.54+0.09buy
Cetera Investment Advisers109,656113,885+4,2290.030.03+0.00buy
PRINCIPAL SECURITIES, INC.21,99126,144+4,1530.070.07+0.01buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO66,88070,942+4,0620.010.01+0.00buy
Kathmere Capital Management, LLC13,71417,770+4,0560.150.19+0.04buy
Five Oceans Advisors6,48710,293+3,8060.360.57+0.20buy
CIBC Private Wealth Group LLC488,873492,656+3,7830.100.10+0.00buy
WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC319,379323,100+3,7211.851.87+0.03buy
TD PRIVATE CLIENT WEALTH LLC8,85012,446+3,5960.030.04+0.01buy
Vident Advisory, LLC19,04322,500+3,4570.060.07+0.01buy
SG Americas Securities, LLC17,92421,296+3,3720.010.01-0.00buy
ProVise Management Group, LLC128,553131,890+3,3371.161.20+0.04buy
SCOTIA CAPITAL INC.43,20746,529+3,3220.030.03+0.00buy
OSAIC HOLDINGS, INC.107,431110,514+3,0830.030.03+0.00buy
JFS WEALTH ADVISORS, LLC1,9595,013+3,0540.020.04+0.02buy
MONETA GROUP INVESTMENT ADVISORS LLC2903,338+3,0480.010.01-0.00buy
FOSTER & MOTLEY INC16,13818,938+2,8000.120.14+0.02buy
Farther Finance Advisors, LLC10,48313,200+2,7170.060.06+0.00buy
Applied Finance Capital Management, LLC4,4077,073+2,6660.020.03+0.01buy
Aaron Wealth Advisors LLC10,47513,131+2,6560.150.18+0.03buy
CHOREO, LLC28,82031,439+2,6190.050.05+0.00buy
LRI Investments, LLC2,1684,734+2,5660.030.05+0.02buy
Baird Financial Group, Inc.87,28489,751+2,4670.020.02+0.00buy
ASHTON THOMAS SECURITIES, LLC26,70429,001+2,2970.700.65-0.05buy
Smartleaf Asset Management LLC3,2155,454+2,2390.060.08+0.02buy
INGALLS & SNYDER LLC114,225116,434+2,2090.520.52-0.00buy
Geneos Wealth Management Inc.26,96129,098+2,1370.130.13+0.00buy
GREENUP STREET WEALTH MANAGEMENT LLC33,86835,979+2,1110.850.85+0.01buy
Diversify Advisory Services, LLC2,6404,720+2,0800.020.03+0.01buy
PINNACLE ASSOCIATES LTD58,95061,000+2,0500.100.10+0.01buy
Beacon Pointe Advisors, LLC45,92347,958+2,0350.060.06+0.01buy
Onex Canada Asset Management Inc.35,73337,733+2,0000.430.51+0.07buy
West Family Investments, Inc.7,8129,739+1,9270.250.38+0.13buy
Lester Murray Antman dba SimplyRich15,05416,904+1,8500.510.54+0.03buy
Dorsey & Whitney Trust CO LLC14,45816,302+1,8440.110.10-0.01buy
EP Wealth Advisors, LLC11,79313,630+1,8370.010.01+0.00buy
Cambridge Investment Research Advisors, Inc.51,04052,867+1,8270.020.02+0.00buy
GRANDFIELD & DODD, LLC160,542162,363+1,8211.081.11+0.02buy
FSB PREMIER WEALTH MANAGEMENT, INC.7,6269,399+1,7730.370.44+0.08buy
DAVIDSON TRUST CO8,43110,201+1,7700.620.60-0.02buy
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