Stock Transactions

NOVARTIS AG

Total Bought
7,301,865
447 transactions
Total Sold
5,605,622
448 transactions
Net
+1,696,243
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
GQG Partners LLC62,5352,262,867+2,200,3320.010.45+0.44buy
RAYMOND JAMES FINANCIAL INC927,3141,648,174+720,8600.040.07+0.03buy
BANK OF MONTREAL /CAN/564,9901,045,191+480,2010.030.06+0.02buy
GOLDMAN SACHS GROUP INC2,541,8722,949,647+407,7750.050.06+0.01buy
HARDING LOEVNER LP313,527629,958+316,4310.260.59+0.34buy
WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC340,919606,780+265,8611.943.67+1.73buy
UBS Group AG1,356,8261,602,133+245,3070.040.05+0.01buy
ADAGE CAPITAL PARTNERS GP, L.L.C.14,481210,188+195,7070.000.04+0.04buy
MORGAN STANLEY7,559,4887,728,873+169,3850.070.07+0.00buy
NORTHERN TRUST CORP2,202,8162,371,389+168,5730.040.04+0.00buy
Fisher Asset Management, LLC7,121,4147,239,366+117,9520.340.34-0.01buy
HRT FINANCIAL LP37,980138,859+100,8790.020.07+0.05buy
LPL Financial LLC460,093551,535+91,4420.020.02+0.00buy
LOOMIS SAYLES & CO L P5,581,5765,664,911+83,3350.850.86+0.02buy
ENVESTNET ASSET MANAGEMENT INC1,736,8911,819,260+82,3690.070.07+0.01buy
BANK OF AMERICA CORP /DE/4,527,4884,605,878+78,3900.050.05+0.00buy
FMR LLC1,540,9631,599,737+58,7740.010.01+0.00buy
Quantinno Capital Management LP198,749252,646+53,8970.110.09-0.02buy
OSAIC HOLDINGS, INC.181,477231,907+50,4300.040.05+0.00buy
Fiera Capital Corp43,67193,934+50,2630.020.04+0.02buy
ROYAL BANK OF CANADA503,799551,927+48,1280.010.01+0.00buy
VAN ECK ASSOCIATES CORP399,485444,658+45,1730.050.05-0.00buy
Kestra Advisory Services, LLC29,71269,390+39,6780.020.04+0.03buy
NATIXIS ADVISORS, LLC860,998900,018+39,0200.170.17+0.00buy
ASSETMARK, INC319,908358,151+38,2430.090.10+0.01buy
FIRST TRUST ADVISORS LP419,034455,003+35,9690.040.05+0.00buy
TRUIST FINANCIAL CORP798,467832,614+34,1470.150.15+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC146,533180,188+33,6550.030.04+0.01buy
Cetera Investment Advisers147,261179,827+32,5660.030.03-0.00buy
US BANCORP \DE\223,060254,257+31,1970.030.04+0.00buy
Capital Wealth Planning, LLC90,385118,905+28,5200.090.11+0.02buy
MML INVESTORS SERVICES, LLC191,161216,969+25,8080.070.08+0.01buy
Creative Planning398,258423,818+25,5600.040.04+0.00buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/74,48899,385+24,8970.000.00+0.00buy
TODD ASSET MANAGEMENT LLC415,901439,879+23,9781.081.14+0.06buy
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY253,850274,950+21,1000.260.28+0.02buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC264,985285,805+20,8200.230.22-0.00buy
NewEdge Wealth, LLC465,916486,464+20,5480.850.88+0.03buy
Glenmede Investment Management, LP26,33745,234+18,8970.020.03+0.01buy
IEQ CAPITAL, LLC19,39237,868+18,4760.010.01+0.00buy
CIBC Private Wealth Group LLC477,344495,791+18,4470.100.11+0.01buy
CITIGROUP INC214,021231,287+17,2660.020.02+0.00buy
MOODY LYNN & LIEBERSON, LLC2,28919,041+16,7520.020.13+0.12buy
JONES FINANCIAL COMPANIES LLLP144,529160,008+15,4790.010.01+0.00buy
AlphaCore Capital LLC7,72922,964+15,2350.040.10+0.06buy
HANTZ FINANCIAL SERVICES, INC.26,63840,980+14,3420.050.08+0.03buy
Geneos Wealth Management Inc.50,72864,760+14,0320.150.21+0.06buy
Connor, Clark & Lunn Investment Management Ltd.28,36442,122+13,7580.010.02+0.00buy
STIFEL FINANCIAL CORP243,345256,752+13,4070.030.03+0.00buy
OPPENHEIMER ASSET MANAGEMENT INC.209,522222,892+13,3700.290.32+0.02buy
Lido Advisors, LLC30,00143,096+13,0950.020.02+0.00buy
Arjuna Capital11,89224,851+12,9590.380.79+0.41buy
Atlantic Union Bankshares Corp17,13529,113+11,9780.050.07+0.02buy
REGIONS FINANCIAL CORP5,23316,813+11,5800.000.01+0.01buy
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO73,70085,200+11,5000.330.40+0.08buy
Csenge Advisory Group18,40829,246+10,8380.110.18+0.07buy
HighTower Advisors, LLC242,660253,203+10,5430.040.04+0.00buy
&PARTNERS106,636116,717+10,0810.100.10-0.00buy
Eldred Rock Partners, LLC80,88290,753+9,8712.972.90-0.07buy
Promethos Capital, LLC197,585207,180+9,5958.077.12-0.95buy
Ethic Inc.81,34890,855+9,5070.180.19+0.02buy
Kovitz Investment Group Partners, LLC152,066161,147+9,0810.080.08+0.00buy
CIBC Asset Management Inc17,30725,989+8,6820.010.01+0.00buy
BRANDES INVESTMENT PARTNERS, LP239,282247,875+8,5930.260.25-0.01buy
DAVENPORT & Co LLC33,68342,036+8,3530.020.03+0.01buy
SEI INVESTMENTS CO511,747520,091+8,3440.080.08+0.00buy
First Pacific Financial26,05534,313+8,2580.460.61+0.15buy
SYNOVUS FINANCIAL CORP10,33918,589+8,2500.020.03+0.01buy
Reynders McVeigh Capital Management, LLC73,65781,871+8,2140.440.49+0.05buy
FIFTH THIRD BANCORP24,83932,559+7,7200.010.01+0.00buy
Mariner, LLC227,371234,890+7,5190.040.04-0.00buy
GTS SECURITIES LLC5,12212,512+7,3900.030.06+0.04buy
Quartz Partners, LLC25,08232,412+7,3301.391.51+0.12buy
GeoWealth Management, LLC3,22110,358+7,1370.020.05+0.03buy
Vanguard Personalized Indexing Management, LLC125,612132,536+6,9240.180.18+0.00buy
CWM, LLC82,65989,476+6,8170.040.04-0.00buy
Foresight Global Investors, Inc.164,924171,683+6,75914.1713.07-1.10buy
Neuberger Berman Group LLC115,299121,739+6,4400.010.01+0.00buy
Beutel, Goodman & Co Ltd.12,11018,440+6,3300.010.01+0.01buy
FRED ALGER MANAGEMENT, LLC39,51245,590+6,0780.020.02+0.00buy
Arkadios Wealth Advisors25,62931,654+6,0250.090.10+0.01buy
Sigma Planning Corp5,15711,168+6,0110.020.04+0.02buy
SBI Securities Co., Ltd.5446,313+5,7690.000.02+0.02buy
Corient Private Wealth LLC452,823458,540+5,7170.070.09+0.02buy
LOGAN CAPITAL MANAGEMENT INC46,66052,305+5,6450.260.28+0.02buy
CHOREO, LLC29,07834,571+5,4930.050.06+0.01buy
MAI Capital Management24,49329,788+5,2950.020.02+0.00buy
Steward Partners Investment Advisory, LLC47,19952,474+5,2750.050.04-0.01buy
Atria Investments, Inc53,28658,465+5,1790.080.09+0.01buy
China Universal Asset Management Co., Ltd.15,00020,000+5,0000.170.21+0.04buy
Rockefeller Capital Management L.P.97,743102,679+4,9360.030.03+0.00buy
EVERGREEN CAPITAL MANAGEMENT LLC23,29628,090+4,7940.090.09+0.00buy
COOKSON PEIRCE & CO INC267,535272,169+4,6341.421.43+0.01buy
Arax Advisory Partners3,3277,929+4,6020.020.02-0.00buy
COLDSTREAM CAPITAL MANAGEMENT INC13,10617,671+4,5650.030.03+0.00buy
UNITED CAPITAL FINANCIAL ADVISORS, LLC76,45280,960+4,5080.070.07+0.00buy
NewEdge Advisors, LLC68,28372,639+4,3560.040.04-0.00buy
Vident Advisory, LLC33,15837,474+4,3160.050.05+0.00buy
Focus Partners Wealth51,63755,944+4,3070.010.01-0.00buy
TD ASSET MANAGEMENT INC20,70024,815+4,1150.000.00+0.00buy
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