Stock TransactionsNOVARTIS AG

Total Bought
3,839,292
371 transactions
Total Sold
3,256,114
424 transactions
Net
+583,178
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Qube Research & Technologies Ltd158,154634,574+476,4200.040.11+0.07buy
NORTHERN TRUST CORP1,732,7292,132,591+399,8620.030.03-0.00buy
RENAISSANCE TECHNOLOGIES LLC2,300,6782,668,849+368,1710.440.42-0.01buy
UBS Group AG1,369,8211,697,511+327,6900.050.04-0.01buy
Fisher Asset Management, LLC1,706,0092,002,959+296,9500.080.08-0.00buy
Mirae Asset Global Investments Co., Ltd.231,792528,682+296,8900.120.21+0.09buy
Allworth Financial LP3,90295,768+91,8660.000.05+0.05buy
DIMENSIONAL FUND ADVISORS LP8,093,0328,183,855+90,8230.270.22-0.04buy
Campbell & CO Investment Adviser LLC9,75199,614+89,8630.080.75+0.66buy
&PARTNERS29,19391,080+61,8870.070.11+0.04buy
Allspring Global Investments Holdings, LLC42,83198,412+55,5810.010.02+0.01buy
Cambridge Investment Research Advisors, Inc.52,867104,927+52,0600.020.04+0.01buy
Chevy Chase Trust Holdings, LLC1,109,0951,161,139+52,0440.390.34-0.05buy
COMMONWEALTH EQUITY SERVICES, LLC203,510253,467+49,9570.040.04+0.00buy
FIRST TRUST ADVISORS LP512,735562,487+49,7520.060.05-0.01buy
TOWNSQUARE CAPITAL LLC42,75990,053+47,2940.060.10+0.04buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC102,418145,836+43,4180.030.03+0.00buy
PRINCIPAL FINANCIAL GROUP INC2,469,5682,426,926+42,6420.160.130.00sell
ASSETMARK, INC223,996265,682+41,6860.070.07-0.00buy
HRT FINANCIAL LP19,84656,728+36,8820.010.03+0.02buy
JONES FINANCIAL COMPANIES LLLP67,158102,123+34,9650.010.01+0.00buy
Quantbot Technologies LP39,97674,871+34,8950.180.27+0.09buy
Kovitz Investment Group Partners, LLC18,74752,666+33,9190.010.03+0.01buy
NewEdge Wealth, LLC392,250424,648+32,3980.810.72-0.10buy
Mariner, LLC203,048235,218+32,1700.040.04-0.00buy
Harvest Portfolios Group Inc.498,263530,340+32,0771.901.72-0.18buy
NBT BANK N A /NY5730,573+30,5160.000.21+0.21buy
TRUIST FINANCIAL CORP744,563771,655+27,0920.140.12-0.02buy
Callan Family Office, LLC1,90128,874+26,9730.040.18+0.14buy
MML INVESTORS SERVICES, LLC129,201148,532+19,3310.060.05-0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC70,18089,074+18,8940.170.17-0.00buy
LPL Financial LLC431,589450,219+18,6300.020.02-0.00buy
Quantinno Capital Management LP123,390140,356+16,9660.190.14-0.05buy
VAN ECK ASSOCIATES CORP310,713327,614+16,9010.040.04-0.00buy
SEI INVESTMENTS CO515,366531,885+16,5190.080.07-0.01buy
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY229,800246,250+16,4500.240.22-0.02buy
Boston Partners37,03953,359+16,3200.010.01+0.00buy
Monte Financial Group, LLC38,11353,723+15,6101.822.24+0.42buy
Foster Victor Wealth Advisors, LLC71,51286,724+15,2120.660.65-0.01buy
Promethos Capital, LLC141,076156,088+15,0125.785.36-0.42buy
Pacer Advisors, Inc.385,002400,010+15,0080.100.09-0.01buy
SEAVIEW INVESTMENT MANAGERS LLC82,81397,331+14,5182.862.62-0.25buy
Focus Partners Wealth29,63742,044+12,4070.010.01-0.00buy
NATIONAL BANK OF CANADA /FI/116,898128,907+12,0090.020.02-0.00buy
Cetera Investment Advisers113,885125,831+11,9460.030.03-0.00buy
Aptus Capital Advisors, LLC4,54716,026+11,4790.010.02+0.01buy
TOCQUEVILLE ASSET MANAGEMENT L.P.107,518118,913+11,3950.190.18-0.01buy
OSAIC HOLDINGS, INC.110,514121,073+10,5590.030.03-0.00buy
QRG CAPITAL MANAGEMENT, INC.177,263187,782+10,5190.220.19-0.03buy
PARK AVENUE SECURITIES LLC32,85143,127+10,2760.040.04+0.00buy
BROWN BROTHERS HARRIMAN & CO52,93263,045+10,1130.040.04+0.00buy
Creative Planning344,951353,759+8,8080.040.03-0.01buy
Foresight Global Investors, Inc.224,816232,366+7,55014.0316.52+2.49buy
Virtu Financial LLC3,71410,275+6,5610.020.05+0.03buy
MAI Capital Management17,58924,061+6,4720.020.02-0.00buy
Independence Bank of Kentucky2,9449,382+6,4380.070.14+0.07buy
Csenge Advisory Group10,02616,395+6,3690.060.09+0.03buy
Venturi Wealth Management, LLC5,64811,631+5,9830.030.06+0.02buy
US BANCORP \DE\242,627248,540+5,9130.040.03-0.00buy
CWA Asset Management Group, LLC25,67630,840+5,1640.160.15-0.01buy
WHITTIER TRUST CO47,60552,678+5,0730.070.07-0.01buy
Smartleaf Asset Management LLC5,45410,117+4,6630.080.10+0.03buy
Janney Montgomery Scott LLC244,998249,622+4,6240.080.07-0.01buy
GeoWealth Management, LLC2,3126,918+4,6060.010.02+0.01buy
AXXCESS WEALTH MANAGEMENT, LLC2,8167,083+4,2670.010.02+0.01buy
Envestnet Portfolio Solutions, Inc.32,97237,063+4,0910.010.01-0.00buy
Aquatic Capital Management LLC81,00084,920+3,9200.240.22-0.02buy
Choate Investment Advisors32,77336,683+3,9100.100.09-0.01buy
ATLAS CAPITAL ADVISORS INC.7324,532+3,8000.010.06+0.04buy
FIRST FINANCIAL BANKSHARES INC210,808214,585+3,7770.510.45-0.06buy
DIAMOND HILL CAPITAL MANAGEMENT INC27,00030,715+3,7150.010.01+0.00buy
KAHN BROTHERS GROUP INC17,58121,181+3,6000.3510.49+10.14buy
Atria Wealth Solutions, Inc.24,12127,703+3,5820.030.03-0.00buy
WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC323,100326,531+3,4311.871.58-0.29buy
Perennial Advisors, LLC37,74341,171+3,4280.900.87-0.03buy
GREAT VALLEY ADVISOR GROUP, INC.39,66443,055+3,3910.110.09-0.02buy
Altrius Capital Management Inc74,43877,783+3,3452.152.03-0.11buy
HUTNER CAPITAL MANAGEMENT INC2,5705,894+3,3240.150.28+0.13buy
World Investment Advisors33,67136,929+3,2580.120.10-0.02buy
FIRST MANHATTAN CO. LLC.46,44149,648+3,2070.020.02-0.00buy
Capital Wealth Planning, LLC35,47038,590+3,1200.040.03-0.00buy
MGO ONE SEVEN LLC24,66827,710+3,0420.120.10-0.02buy
EVERGREEN CAPITAL MANAGEMENT LLC14,61117,466+2,8550.060.06-0.00buy
Vident Advisory, LLC22,50025,337+2,8370.070.04-0.02buy
AVANTAX ADVISORY SERVICES, INC.27,10329,938+2,8350.020.02-0.00buy
CAPITAL INSIGHT PARTNERS, LLC26,93229,669+2,7370.540.50-0.04buy
EagleClaw Capital Managment, LLC22,43425,134+2,7000.430.39-0.04buy
BRIGHTON JONES LLC3,4876,153+2,6660.020.02+0.00buy
Legacy Financial Advisors, Inc.11,08613,721+2,6350.210.22+0.01buy
PRINCIPAL SECURITIES, INC.26,14428,757+2,6130.070.06-0.01buy
Crossmark Global Holdings, Inc.35,61738,227+2,6100.070.07-0.01buy
V-Square Quantitative Management LLC8,63511,173+2,5380.150.15+0.01buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management3,1155,611+2,4960.010.01+0.00buy
STIFEL FINANCIAL CORP219,027221,396+2,3690.030.02-0.00buy
Arkadios Wealth Advisors6,1518,487+2,3360.040.05+0.00buy
Waverly Advisors, LLC7,98710,243+2,2560.020.02-0.00buy
SATURNA CAPITAL CORP318,018320,266+2,2480.480.42-0.06buy
Bleakley Financial Group, LLC51,13653,363+2,2270.180.16-0.02buy
Rockefeller Capital Management L.P.105,613107,802+2,1890.030.03-0.01buy
GREAT LAKES ADVISORS, LLC18,85420,902+2,0480.020.02-0.00buy
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