Stock TransactionsNOVARTIS AG ADR

Total Bought
6,851,525
459 transactions
Total Sold
7,816,199
443 transactions
Net
-964,674
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
MORGAN STANLEY7,728,8738,876,906+1,148,0330.070.08+0.01buy
GQG Partners LLC2,262,8673,158,122+895,2550.450.72+0.27buy
Connor, Clark & Lunn Investment Management Ltd.42,122651,144+609,0220.020.24+0.22buy
VAN ECK ASSOCIATES CORP444,658960,657+515,9990.050.11+0.06buy
FRANKLIN RESOURCES INC4,059,3194,479,307+419,9880.130.15+0.02buy
CIBC WORLD MARKET INC.154,547528,563+374,0160.040.13+0.09buy
Fisher Asset Management, LLC7,239,3667,465,850+226,4840.340.35+0.02buy
RAYMOND JAMES FINANCIAL INC1,648,1741,845,605+197,4310.070.09+0.01buy
JANUS HENDERSON GROUP PLC2,068,7262,234,418+165,6920.120.14+0.02buy
Focus Partners Wealth55,944208,560+152,6160.010.03+0.02buy
Vestmark Advisory Solutions, Inc.9,33894,282+84,9440.020.18+0.15buy
EARNEST PARTNERS LLC840,026921,396+81,3700.470.54+0.08buy
NEW YORK STATE COMMON RETIREMENT FUND106,298185,366+79,0680.020.04+0.02buy
Aquatic Capital Management LLC25,89990,973+65,0740.060.36+0.30buy
FMR LLC1,599,7371,662,296+62,5590.010.01+0.00buy
AMERICAN CENTURY COMPANIES INC561,064618,268+57,2040.040.05+0.01buy
LPL Financial LLC551,535607,748+56,2130.020.02+0.00buy
TRUIST FINANCIAL CORP832,614887,296+54,6820.150.17+0.02buy
1832 Asset Management L.P.7,20059,339+52,1390.000.01+0.01buy
AQR CAPITAL MANAGEMENT LLC135,959186,600+50,6410.010.01+0.00buy
Integral Health Asset Management, LLC200,000250,000+50,0001.871.75-0.12buy
SMITHBRIDGE ASSET MANAGEMENT INC/DE48,51597,812+49,2970.901.15+0.25buy
Quantinno Capital Management LP252,646301,191+48,5450.090.09-0.00buy
ASSETMARK, INC358,151406,231+48,0800.100.11+0.02buy
SEI INVESTMENTS CO520,091565,012+44,9210.080.08+0.01buy
Capital Wealth Planning, LLC118,905163,545+44,6400.110.15+0.04buy
Brooklyn Investment Group21,52864,948+43,4200.350.44+0.09buy
BXM Wealth LLC5,17842,817+37,6390.630.52-0.11buy
Spire Wealth Management1,46537,781+36,3160.010.18+0.17buy
Triasima Portfolio Management inc.17,55550,175+32,6200.341.04+0.70buy
Fiera Capital Corp93,934124,367+30,4330.040.05+0.02buy
CULLEN INVESTMENT GROUP, LTD.4,55932,897+28,3380.080.60+0.52buy
ROYAL BANK OF CANADA551,927577,922+25,9950.010.01+0.00buy
MML INVESTORS SERVICES, LLC216,969242,771+25,8020.080.09+0.01buy
BESSEMER GROUP INC15,97640,412+24,4360.000.01+0.01buy
Curi Capital, LLC42,84866,313+23,4650.100.16+0.06buy
Corient Private Wealth LLC458,540479,904+21,3640.090.09-0.00buy
CIBC Private Wealth Group LLC495,791517,027+21,2360.110.12+0.01buy
WCG Wealth Advisors LLC16,50337,705+21,2020.130.15+0.01buy
Archford Capital Strategies, LLC26,35346,672+20,3190.400.75+0.35buy
MERCER GLOBAL ADVISORS INC /ADV136,371156,158+19,7870.030.04+0.01buy
EVERGREEN CAPITAL MANAGEMENT LLC28,09047,245+19,1550.090.15+0.06buy
NewEdge Wealth, LLC486,464505,339+18,8750.880.79-0.08buy
HRT FINANCIAL LP138,859157,661+18,8020.070.07+0.00buy
Global Retirement Partners, LLC11,69829,730+18,0320.030.08+0.04buy
Promethos Capital, LLC207,180224,804+17,6247.127.78+0.66buy
Vise Technologies, Inc.19,36436,277+16,9130.090.10+0.01buy
Callan Family Office, LLC87,975104,847+16,8720.360.31-0.05buy
&PARTNERS116,717133,267+16,5500.100.10+0.00buy
CWA Asset Management Group, LLC10,80427,213+16,4090.050.14+0.08buy
IEQ CAPITAL, LLC37,86854,268+16,4000.010.02+0.01buy
Abacus Wealth Partners, LLC1,76618,094+16,3280.030.24+0.21buy
Farther Finance Advisors, LLC18,30934,378+16,0690.040.05+0.02buy
China Universal Asset Management Co., Ltd.20,00036,000+16,0000.210.38+0.17buy
STIFEL FINANCIAL CORP256,752272,382+15,6300.030.04+0.00buy
BLAIR WILLIAM & CO/IL65,72681,278+15,5520.020.03+0.01buy
HANTZ FINANCIAL SERVICES, INC.40,98056,470+15,4900.080.12+0.04buy
Creative Planning423,818438,963+15,1450.040.04+0.00buy
BRANDES INVESTMENT PARTNERS, LP247,875262,797+14,9220.250.28+0.02buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/99,385113,737+14,3520.000.01+0.00buy
Parkwood LLC132,966147,260+14,2941.551.57+0.02buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC285,805300,078+14,2730.220.24+0.01buy
US BANCORP \DE\254,257267,269+13,0120.040.04+0.00buy
JONES FINANCIAL COMPANIES LLLP160,008172,733+12,7250.010.01+0.00buy
WELLS FARGO & COMPANY/MN1,829,8441,842,043+12,1990.050.05+0.00buy
Pathstone Holdings, LLC107,084118,791+11,7070.050.07+0.01buy
XTX Topco Ltd5,62716,489+10,8620.050.07+0.03buy
Cullen Capital Management, LLC2,070,3772,080,796+10,4192.903.13+0.23buy
MOODY LYNN & LIEBERSON, LLC19,04129,320+10,2790.130.21+0.08buy
Choate Investment Advisors22,23831,147+8,9090.060.08+0.03buy
MAI Capital Management29,78838,185+8,3970.020.03+0.01buy
Belvedere Trading LLC3638,516+8,1530.000.00+0.00buy
TD ASSET MANAGEMENT INC24,81532,435+7,6200.000.00+0.00buy
QRG CAPITAL MANAGEMENT, INC.125,534133,113+7,5790.200.20+0.01buy
Abel Hall, LLC4,89312,416+7,5230.250.40+0.15buy
CAPTRUST FINANCIAL ADVISORS154,149161,252+7,1030.040.04+0.00buy
WealthPlan Investment Management, LLC9,39416,230+6,8360.080.14+0.06buy
Harvest Portfolios Group Inc.485,330492,014+6,6841.151.18+0.03buy
KESTRA PRIVATE WEALTH SERVICES, LLC21,31627,909+6,5930.040.05+0.01buy
Janney Montgomery Scott LLC313,282319,855+6,5730.100.11+0.01buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC180,188186,406+6,2180.040.04+0.00buy
Sivia Capital Partners, LLC7,42013,595+6,1750.270.38+0.11buy
LOGAN CAPITAL MANAGEMENT INC52,30558,363+6,0580.280.34+0.06buy
Guardian Partners Inc.2,1408,140+6,0000.020.10+0.08buy
FEDERATED HERMES, INC.51,42257,389+5,9670.010.01+0.00buy
MGO ONE SEVEN LLC26,31532,254+5,9390.080.09+0.01buy
First Pacific Financial34,31340,072+5,7590.610.72+0.11buy
World Investment Advisors44,49550,214+5,7190.120.12-0.00buy
Rockefeller Capital Management L.P.102,679108,205+5,5260.030.03+0.00buy
CLOVERFIELDS CAPITAL GROUP, LP18,61223,731+5,1190.751.01+0.27buy
NATIONAL BANK OF CANADA /FI/39,36944,411+5,0420.010.01+0.00buy
EP Wealth Advisors, LLC12,55016,977+4,4270.010.01+0.00buy
Gradient Investments LLC10,27114,661+4,3900.020.03+0.01buy
ProVise Management Group, LLC140,374144,479+4,1051.331.42+0.09buy
UNITED CAPITAL FINANCIAL ADVISORS, LLC80,96085,041+4,0810.070.07-0.00buy
Aaron Wealth Advisors LLC15,63919,719+4,0800.120.15+0.03buy
Concurrent Investment Advisors, LLC10,84814,815+3,9670.020.02-0.00buy
Compound Planning, Inc.23,33927,034+3,6950.100.11+0.01buy
Savant Capital, LLC16,30419,982+3,6780.010.02+0.00buy
Perigon Wealth Management, LLC16,95720,500+3,5430.040.05+0.01buy
Page 1 of 10