| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Stonepine Capital Management, LLC | 0 | 305,400 | +305,400 | 0.00 | 0.37 | +0.37 | buy |
| SILVERARC CAPITAL MANAGEMENT, LLC | 3,311,165 | 3,479,805 | +168,640 | 0.70 | 0.77 | +0.07 | buy |
| TWO SIGMA INVESTMENTS, LP | 197,875 | 303,943 | +106,068 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 67,903 | +67,903 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 45,102 | 106,304 | +61,202 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 0 | 55,066 | +55,066 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 296,599 | 350,461 | +53,862 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 1,405,335 | 1,456,900 | +51,565 | 0.00 | 0.00 | +0.00 | buy |
| Platform Technology Partners | 10,000 | 50,000 | +40,000 | 0.00 | 0.02 | +0.01 | buy |
| SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ | 0 | 25,000 | +25,000 | 0.00 | 0.02 | +0.02 | buy |
| BANK HAPOALIM BM | 0 | 24,000 | +24,000 | 0.00 | 0.00 | +0.00 | buy |
| BIP Wealth, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 379,101 | 393,802 | +14,701 | 0.00 | 0.00 | +0.00 | buy |
| Altshuler Shaham Ltd | 0 | 13,600 | +13,600 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 12,796 | +12,796 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 1,935 | 13,471 | +11,536 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 10,313 | +10,313 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 101,256 | 103,856 | +2,600 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 47,967 | 50,294 | +2,327 | 0.00 | 0.00 | +0.00 | buy |
| MATRIX ASSET ADVISORS INC/NY | 93,833 | 93,833 | 0 | 0.01 | 0.01 | +0.00 | hold |
| C M BIDWELL & ASSOCIATES LTD | 358 | 358 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PHILADELPHIA TRUST CO | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| EASTERN BANK | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 3 | 3 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 50,395 | 50,395 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mariner, LLC | 11,690 | 11,690 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Stockman Wealth Management, Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DAFNA Capital Management LLC | 272,402 | 272,402 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 11,250 | 11,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Wealth Management LLC | 29,500 | 29,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 270 | 270 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yelin Lapidot Holdings Management Ltd. | 318,852 | 318,852 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Joel Isaacson & Co., LLC | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 5,202 | 5,202 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sound Income Strategies, LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Vanguard Personalized Indexing Management, LLC | 11,690 | 11,690 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IEQ CAPITAL, LLC | 40,000 | 40,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kingsview Wealth Management, LLC | 83,179 | 83,179 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Secure Asset Management, LLC | 40,000 | 40,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| N.E.W. Advisory Services LLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Addison Advisors LLC | 267 | 267 | 0 | 0.00 | 0.00 | +0.00 | hold |
| EAGLE ROCK INVESTMENT COMPANY, LLC | 71,212 | 71,212 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GSG Advisors LLC | 10,245 | 10,245 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bernard Wealth Management Corp. | 400 | 400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHERN TRUST CORP | 658,906 | 658,906 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SBI Securities Co., Ltd. | 339 | 338 | -1 | 0.00 | 0.00 | +0.00 | sell |
| Federation des caisses Desjardins du Quebec | 30 | 0 | -30 | 0.00 | 0.00 | -0.00 | sell |
| Koesten, Hirschmann & Crabtree, INC. | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |
| EWA, LLC | 59,878 | 59,563 | -315 | 0.02 | 0.02 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 5,900 | 3,100 | -2,800 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 8,062 | 0 | -8,062 | 0.00 | 0.00 | -0.00 | sell |
| R Squared Ltd | 38,221 | 29,650 | -8,571 | 0.02 | 0.02 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 257,784 | 248,884 | -8,900 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 27,200 | 17,200 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,706 | 0 | -11,706 | 0.00 | 0.00 | -0.00 | sell |
| Rock Springs Capital Management LP | 13,430 | 0 | -13,430 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 21,500 | 0 | -21,500 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 183,988 | 157,115 | -26,873 | 0.00 | 0.00 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 176,400 | 143,600 | -32,800 | 0.01 | 0.01 | -0.00 | sell |
| MORGAN STANLEY | 1,059,737 | 1,009,701 | -50,036 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 72,307 | 0 | -72,307 | 0.00 | 0.00 | -0.00 | sell |
| Taylor Frigon Capital Management LLC | 964,710 | 869,227 | -95,483 | 0.71 | 0.67 | -0.03 | sell |
| MILLENNIUM MANAGEMENT LLC | 141,033 | 0 | -141,033 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 171,544 | 0 | -171,544 | 0.00 | 0.00 | -0.00 | sell |
| Atom Investors LP | 330,567 | 104,396 | -226,171 | 0.04 | 0.01 | -0.02 | sell |
| MACQUARIE GROUP LTD | 1,020,000 | 0 | -1,020,000 | 0.00 | 0.00 | -0.00 | sell |