Stock Transactions — BROADWIND INC

Total Bought
2,572,309
26 transactions
Total Sold
1,463,376
21 transactions
Net
+1,108,933
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
AIGH Capital Management LLC01,156,000+1,156,0000.000.51+0.51buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP0244,432+244,4320.000.00+0.00buy
JANE STREET GROUP, LLC0182,919+182,9190.000.00+0.00buy
Informed Momentum Co LLC0176,250+176,2500.000.08+0.08buy
RAYMOND JAMES FINANCIAL INC0140,946+140,9460.000.00+0.00buy
SIMPLEX TRADING, LLC3,930113,080+109,1500.000.01+0.01buy
SEI INVESTMENTS CO0104,414+104,4140.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP291,801342,455+50,6540.000.00+0.00buy
MYDA Advisors LLC050,000+50,0000.000.06+0.06buy
ALGERT GLOBAL LLC20,64067,416+46,7760.000.00+0.00buy
GROUP ONE TRADING LLC13,46858,168+44,7000.000.01+0.01buy
ACADIAN ASSET MANAGEMENT LLC120,589164,477+43,8880.000.00+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP434,861475,439+40,5780.000.00+0.00buy
Squarepoint Ops LLC035,762+35,7620.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP030,164+30,1640.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC026,923+26,9230.000.00+0.00buy
BlackRock, Inc.365,845389,947+24,1020.000.00+0.00buy
HRT FINANCIAL LP14,59334,171+19,5780.000.00+0.00buy
PANAGORA ASSET MANAGEMENT INC011,931+11,9310.000.00+0.00buy
Aristides Capital LLC144,930156,500+11,5700.100.19+0.09buy
COMMONWEALTH EQUITY SERVICES, LLC010,994+10,9940.000.00+0.00buy
NORTHERN TRUST CORP40,54045,857+5,3170.000.00+0.00buy
CITIGROUP INC04,270+4,2700.000.00+0.00buy
Tower Research Capital LLC (TRC)2,3803,205+8250.000.00+0.00buy
Caitong International Asset Management Co., Ltd0116+1160.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT529579+500.000.00+0.00buy
NewEdge Advisors, LLC27,20027,20000.000.00+0.00hold
PFG Investments, LLC10,00010,00000.000.00+0.00hold
US BANCORP \DE\160,128160,12800.000.00+0.00hold
HARBOUR INVESTMENTS, INC.15015000.000.00+0.00hold
JAMES INVESTMENT RESEARCH, INC.27,10027,10000.010.01+0.01hold
ALERUS FINANCIAL NA13,23913,23900.000.00+0.00hold
Apollon Wealth Management, LLC27,16127,114-470.000.00+0.00sell
SBI Securities Co., Ltd.372301-710.000.00+0.00sell
ESSEX INVESTMENT MANAGEMENT CO LLC94,78894,671-1170.030.06+0.03sell
Mariner, LLC35,85335,653-2000.000.00+0.00sell
Advisory Services Network, LLC4160-4160.000.00-0.00sell
STATE STREET CORP80,26579,215-1,0500.000.00+0.00sell
XTX Topco Ltd44,66140,559-4,1020.000.00+0.00sell
Hillsdale Investment Management Inc.6,8780-6,8780.000.00-0.00sell
RITHOLTZ WEALTH MANAGEMENT10,6480-10,6480.000.00-0.00sell
GEODE CAPITAL MANAGEMENT, LLC251,025240,136-10,8890.000.00+0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC13,8430-13,8430.000.00-0.00sell
Virtu Financial LLC15,9680-15,9680.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS24,4060-24,4060.000.00-0.00sell
Centiva Capital, LP26,6380-26,6380.000.00-0.00sell
RENAISSANCE TECHNOLOGIES LLC193,858149,186-44,6720.000.00+0.00sell
GSA CAPITAL PARTNERS LLP95,39032,149-63,2410.010.01-0.00sell
BRIDGEWAY CAPITAL MANAGEMENT, LLC186,71558,988-127,7270.010.01-0.00sell
Empowered Funds, LLC127,7270-127,7270.000.00-0.00sell
GRACE & WHITE INC /NY1,997,4951,782,073-215,4220.731.36+0.63sell
MARSHALL WACE, LLP297,4510-297,4510.000.00-0.00sell
Quinn Opportunity Partners LLC471,8630-471,8630.050.00-0.05sell
Page 1 of 1