Stock Transactions — PRINCIPAL FINANCIAL GROUP

Total Bought
18,245,867
419 transactions
Total Sold
10,332,501
323 transactions
Net
+7,913,366
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Capital World Investors06,026,881+6,026,8810.000.07+0.07buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,444,6825,923,936+4,479,2540.020.08+0.06buy
FEDERATED HERMES, INC.18,096581,347+563,2510.000.09+0.08buy
BANK OF AMERICA CORP /DE/8,399,1338,819,452+420,3190.050.06+0.00buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND229,903591,931+362,0280.030.09+0.05buy
WELLS FARGO & COMPANY/MN259,347578,610+319,2630.000.01+0.01buy
RAYMOND JAMES FINANCIAL INC321,565602,197+280,6320.010.02+0.01buy
ENVESTNET ASSET MANAGEMENT INC61,414328,095+266,6810.000.01+0.01buy
Invesco Ltd.3,284,7343,541,982+257,2480.040.04+0.00buy
GOLDMAN SACHS GROUP INC2,499,1812,754,277+255,0960.030.03+0.00buy
DEUTSCHE BANK AG\1,154,6051,383,643+229,0380.030.04+0.01buy
ADAMS DIVERSIFIED EQUITY FUND, INC.0209,100+209,1000.000.66+0.66buy
UBS Group AG959,3421,166,730+207,3880.020.02+0.00buy
LPL Financial LLC521,319728,464+207,1450.010.02+0.00buy
STIFEL FINANCIAL CORP14,953205,814+190,8610.000.02+0.02buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC231,285416,864+185,5790.110.19+0.08buy
Gotham Asset Management, LLC8,763178,451+169,6880.000.05+0.05buy
AMERICAN CENTURY COMPANIES INC429,991591,228+161,2370.020.03+0.01buy
Mirae Asset Global Investments Co., Ltd.38,717183,075+144,3580.010.05+0.04buy
BARCLAYS PLC584,244726,136+141,8920.020.02+0.00buy
VICTORY CAPITAL MANAGEMENT INC591,838727,924+136,0860.030.04+0.01buy
FRANKLIN RESOURCES INC144,828279,762+134,9340.000.01+0.00buy
JPMORGAN CHASE & CO1,067,8151,189,593+121,7780.010.01+0.00buy
DIMENSIONAL FUND ADVISORS LP3,767,1823,886,509+119,3270.070.07+0.00buy
ROYAL BANK OF CANADA768,682877,645+108,9630.010.01+0.00buy
AQR CAPITAL MANAGEMENT LLC2,348,2332,456,733+108,5000.110.10-0.01buy
National Pension Service23,684131,469+107,7850.000.01+0.01buy
Assenagon Asset Management S.A.7,922105,377+97,4550.000.02+0.01buy
PRINCIPAL SECURITIES, INC.17,346105,011+87,6650.020.14+0.12buy
GEODE CAPITAL MANAGEMENT, LLC5,575,7295,660,667+84,9380.030.03+0.00buy
SG Americas Securities, LLC244,711327,360+82,6490.030.03+0.00buy
FIFTH THIRD BANCORP9,13084,116+74,9860.000.01+0.01buy
BNP Paribas Asset Management Holding S.A.437,217507,575+70,3580.040.05+0.01buy
Tredje AP-fonden31,50893,517+62,0090.020.05+0.03buy
Robeco Institutional Asset Management B.V.70,591128,905+58,3140.010.02+0.01buy
Nuveen, LLC548,524603,915+55,3910.010.01+0.00buy
Legal & General Group Plc1,639,3021,694,596+55,2940.030.04+0.00buy
LAZARD ASSET MANAGEMENT LLC051,957+51,9570.000.01+0.01buy
CIBC WORLD MARKET INC.049,798+49,7980.000.01+0.01buy
AE Wealth Management LLC178,641227,548+48,9070.090.11+0.02buy
TWO SIGMA INVESTMENTS, LP262,337304,787+42,4500.030.02-0.01buy
Squarepoint Ops LLC5,32846,661+41,3330.000.01+0.01buy
AustralianSuper Pty Ltd896,710937,473+40,7630.370.44+0.07buy
Empowered Funds, LLC10,90850,838+39,9300.010.03+0.02buy
TRUIST FINANCIAL CORP8,69647,757+39,0610.000.01+0.00buy
Swiss National Bank610,900644,800+33,9000.030.03+0.00buy
Quantinno Capital Management LP166,387198,492+32,1050.030.03+0.00buy
Donoghue Forlines LLC16,47247,843+31,3710.451.19+0.74buy
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND25,15155,401+30,2500.020.03+0.01buy
CONNING INC.368,763398,470+29,7071.091.19+0.10buy
ALLIANCEBERNSTEIN L.P.236,836263,504+26,6680.010.01+0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.455,175480,402+25,2270.030.03+0.00buy
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/18225,018+24,8360.000.15+0.14buy
Tidal Investments LLC024,784+24,7840.000.01+0.01buy
Cerity Partners LLC180,494203,323+22,8290.020.03+0.00buy
Estate Counselors, LLC022,708+22,7080.000.18+0.18buy
Cetera Investment Advisers109,729131,728+21,9990.010.01+0.00buy
DAVENPORT & Co LLC020,985+20,9850.000.01+0.01buy
Virtus Investment Advisers, LLC020,576+20,5760.000.51+0.51buy
Creative Planning72,48789,903+17,4160.000.01+0.00buy
United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund016,500+16,5000.000.03+0.03buy
GUGGENHEIM CAPITAL LLC6,54523,044+16,4990.000.02+0.01buy
CIBC Asset Management Inc53,12668,408+15,2820.010.02+0.00buy
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/393,629408,534+14,9050.180.20+0.02buy
Lombard Odier Asset Management (Switzerland) SA43,17958,079+14,9000.160.20+0.04buy
TD PRIVATE CLIENT WEALTH LLC34615,238+14,8920.000.03+0.03buy
VIRGINIA RETIREMENT SYSTEMS ET Al397,100411,800+14,7000.210.28+0.07buy
WELLINGTON MANAGEMENT GROUP LLP014,425+14,4250.000.00+0.00buy
MML INVESTORS SERVICES, LLC6,23220,126+13,8940.000.01+0.00buy
AssuredPartners Investment Advisors, LLC013,536+13,5360.000.13+0.13buy
Brookstone Capital Management2,98115,876+12,8950.000.02+0.01buy
Verdence Capital Advisors LLC9,24221,416+12,1740.050.11+0.06buy
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.6,46118,488+12,0270.000.01+0.01buy
Impact Partnership Wealth, LLC4,40616,053+11,6470.050.18+0.13buy
PRINCIPAL FINANCIAL GROUP INC215,144226,718+11,5740.010.01+0.00buy
Atria Investments, Inc7,50619,073+11,5670.010.02+0.01buy
ALLSTATE CORP14,01424,849+10,8350.020.02+0.01buy
&PARTNERS8,41119,111+10,7000.000.01+0.00buy
Mariner, LLC77,61788,301+10,6840.010.01+0.00buy
ASSETMARK, INC9,90220,227+10,3250.000.00+0.00buy
PICTON MAHONEY ASSET MANAGEMENT9,43519,436+10,0010.010.02+0.01buy
BRIGHTON JONES LLC09,866+9,8660.000.02+0.02buy
Mount Lucas Management LP09,836+9,8360.000.33+0.33buy
ELEVATION POINT WEALTH PARTNERS, LLC09,552+9,5520.000.02+0.02buy
Janney Montgomery Scott LLC20,51630,015+9,4990.000.01+0.00buy
TD ASSET MANAGEMENT INC114,837124,297+9,4600.010.01+0.00buy
MERCER GLOBAL ADVISORS INC /ADV29,97239,393+9,4210.000.01+0.00buy
NATIXIS ADVISORS, LLC51,49160,605+9,1140.010.01+0.00buy
Walleye Trading LLC08,806+8,8060.000.02+0.02buy
Federation des caisses Desjardins du Quebec29,66038,423+8,7630.010.01+0.00buy
Impax Asset Management Group plc13,45022,113+8,6630.010.01+0.01buy
Kentucky Retirement Systems13,94322,602+8,6590.030.08+0.05buy
FULTON BANK, N.A.08,531+8,5310.000.03+0.03buy
HighTower Advisors, LLC16,04024,446+8,4060.000.00+0.00buy
Saudi Central Bank08,109+8,1090.000.02+0.02buy
Vestmark Advisory Solutions, Inc.08,103+8,1030.000.01+0.01buy
Raleigh Capital Management Inc.07,803+7,8030.000.24+0.24buy
IEQ CAPITAL, LLC50,45957,974+7,5150.010.02+0.01buy
BENJAMIN EDWARDS INC4,70211,918+7,2160.000.01+0.01buy
JONES FINANCIAL COMPANIES LLLP20,14527,187+7,0420.000.00+0.00buy
Page 1 of 10