Stock Transactions — PRINCIPAL FINANCIAL GROUP

Total Bought
10,038,055
384 transactions
Total Sold
12,098,911
370 transactions
Net
-2,060,856
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BANK OF AMERICA CORP /DE/11,286,86112,370,852+1,083,9910.080.08-0.01buy
ROYAL BANK OF CANADA1,080,0971,737,520+657,4230.020.03+0.01buy
Amundi1,136,8381,791,246+654,4080.030.05+0.02buy
BlackRock, Inc.19,588,31720,203,344+615,0270.030.03-0.00buy
VICTORY CAPITAL MANAGEMENT INC3,707,5344,294,685+587,1510.320.22-0.10buy
Qube Research & Technologies Ltd426,383901,652+475,2690.060.10+0.04buy
FIRST TRUST ADVISORS LP223,742690,528+466,7860.020.04+0.03buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC1,808,4842,098,718+290,2340.040.03-0.01buy
D. E. Shaw & Co., Inc.63,561353,264+289,7030.010.03+0.02buy
Prana Capital Management, LP0259,230+259,2300.000.75+0.75buy
TWO SIGMA INVESTMENTS, LP99,950346,959+247,0090.020.05+0.03buy
Lighthouse Investment Partners, LLC0239,806+239,8060.000.83+0.83buy
MORGAN STANLEY2,969,8213,172,836+203,0150.020.02-0.00buy
TUDOR INVESTMENT CORP ET AL0195,789+195,7890.000.12+0.12buy
BNP Paribas Asset Management Holding S.A.140,719314,711+173,9920.030.06+0.03buy
MARSHALL WACE, LLP248,102411,185+163,0830.030.04+0.01buy
MILLENNIUM MANAGEMENT LLC130,420290,381+159,9610.010.02+0.01buy
Schonfeld Strategic Advisors LLC7,582155,718+148,1360.000.09+0.09buy
Invesco Ltd.2,600,5102,740,463+139,9530.040.04-0.00buy
DIMENSIONAL FUND ADVISORS LP3,663,6563,764,738+101,0820.080.07-0.01buy
AustralianSuper Pty Ltd893,246993,643+100,3970.430.40-0.03buy
BANK OF NOVA SCOTIA27,615127,860+100,2450.010.02+0.02buy
Interval Partners, LP79,024177,306+98,2820.240.32+0.09buy
VANGUARD GROUP INC27,247,91527,345,064+97,1490.040.04-0.01buy
Gillson Capital LP093,499+93,4990.000.57+0.57buy
AMERICAN CENTURY COMPANIES INC150,026238,672+88,6460.010.01+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC103,004190,330+87,3260.070.10+0.03buy
CANADA PENSION PLAN INVESTMENT BOARD6,72986,958+80,2290.000.01+0.01buy
STATE OF WISCONSIN INVESTMENT BOARD134,665211,079+76,4140.030.04+0.01buy
TWO SIGMA ADVISERS, LP209,600274,000+64,4000.040.04+0.00buy
Treasurer of the State of North Carolina142,740204,613+61,8730.050.05+0.00buy
Korea Investment CORP133,166192,166+59,0000.030.03+0.01buy
Symphony Financial, Ltd. Co.057,363+57,3630.000.10+0.10buy
PRUDENTIAL FINANCIAL INC128,093179,448+51,3550.020.02+0.00buy
DEUTSCHE BANK AG\1,000,8371,050,646+49,8090.030.03-0.00buy
Squarepoint Ops LLC75,717125,187+49,4700.020.02+0.01buy
AMERIPRISE FINANCIAL INC195,731244,388+48,6570.000.00+0.00buy
Brevan Howard Capital Management LP17,64863,175+45,5270.040.06+0.01buy
Kingstone Capital Partners Texas, LLC043,187+43,1870.000.00+0.00buy
CONNING INC.404,953445,660+40,7071.201.22+0.02buy
EDENTREE ASSET MANAGEMENT Ltd108,000148,600+40,6003.063.27+0.21buy
Quantinno Capital Management LP71,636111,141+39,5050.040.04-0.00buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM367,039404,707+37,6680.020.02-0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM358,997395,145+36,1480.040.03-0.00buy
Swiss National Bank645,100681,000+35,9000.040.03-0.01buy
Mediolanum International Funds Ltd54,12090,011+35,8910.060.09+0.02buy
Swedbank AB162,158197,386+35,2280.020.02-0.00buy
FRANKLIN RESOURCES INC90,306125,276+34,9700.000.00+0.00buy
WELLS FARGO & COMPANY/MN197,062231,880+34,8180.000.00+0.00buy
Graham Capital Management, L.P.2,99137,674+34,6830.010.09+0.08buy
Kingsview Wealth Management, LLC3,65636,643+32,9870.010.05+0.04buy
Universal- Beteiligungs- und Servicegesellschaft mbH106,906137,623+30,7170.020.02+0.00buy
Man Group plc183,877213,127+29,2500.050.04-0.01buy
INCEPTIONR LLC028,937+28,9370.000.53+0.53buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND107,508136,027+28,5190.020.02+0.00buy
FORSTA AP-FONDEN125,000153,500+28,5000.080.08+0.00buy
RAYMOND JAMES FINANCIAL INC199,878228,037+28,1590.010.01-0.00buy
Jain Global LLC027,507+27,5070.000.03+0.03buy
Campbell & CO Investment Adviser LLC10,64237,107+26,4650.070.19+0.12buy
SIMON QUICK ADVISORS, LLC025,690+25,6900.000.09+0.09buy
Sumitomo Mitsui Trust Group, Inc.526,649550,712+24,0630.030.03-0.00buy
Quantbot Technologies LP12,41935,750+23,3310.030.07+0.04buy
State of Tennessee, Department of Treasury60,07081,940+21,8700.020.02+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)291,979313,766+21,7870.070.06-0.01buy
Kerusso Capital Management LLC019,647+19,6470.000.97+0.97buy
AE Wealth Management LLC137,256156,900+19,6440.100.09-0.01buy
CAPITAL MANAGEMENT CORP /VA125,457144,879+19,4221.831.96+0.13buy
DMKC Advisory Services, LLC59,75278,584+18,8324.543.33-1.21buy
CAPITAL FUND MANAGEMENT S.A.018,711+18,7110.000.02+0.02buy
OSAIC HOLDINGS, INC.38,77457,070+18,2960.010.01+0.00buy
JONES FINANCIAL COMPANIES LLLP13517,726+17,5910.000.00+0.00buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/591,970608,954+16,9840.020.02-0.00buy
Pictet Asset Management Holding SA144,437161,144+16,7070.010.01-0.00buy
Generali Asset Management SPA SGR015,535+15,5350.000.03+0.03buy
Commonwealth Retirement Investments LLC014,015+14,0150.000.42+0.42buy
SummitTX Capital, L.P.8,49122,449+13,9580.030.08+0.05buy
Impax Asset Management Group plc013,450+13,4500.000.01+0.01buy
ENVESTNET ASSET MANAGEMENT INC49,18362,047+12,8640.000.00+0.00buy
Sound Income Strategies, LLC236,617248,858+12,2411.181.13-0.05buy
MACKENZIE FINANCIAL CORP26,11637,984+11,8680.000.00+0.00buy
Empowered Funds, LLC4,67816,098+11,4200.010.01+0.01buy
Grantham, Mayo, Van Otterloo & Co. LLC010,839+10,8390.000.00+0.00buy
V-Square Quantitative Management LLC8,18118,803+10,6220.100.20+0.10buy
Centiva Capital, LP8,62118,383+9,7620.040.10+0.05buy
RHUMBLINE ADVISERS474,956484,457+9,5010.040.03-0.00buy
CITIGROUP INC206,726216,141+9,4150.010.01-0.00buy
Rockefeller Capital Management L.P.14,63024,037+9,4070.000.00+0.00buy
AVIVA PLC159,647168,095+8,4480.030.03-0.00buy
MQS Management LLC08,271+8,2710.000.36+0.36buy
CAXTON ASSOCIATES LLP7,35115,581+8,2300.020.03+0.01buy
Procyon Advisors, LLC5,37213,542+8,1700.020.10+0.08buy
DENALI ADVISORS LLC6,63714,453+7,8160.060.12+0.06buy
Aberdeen Group plc165,700173,436+7,7360.030.02-0.00buy
Groupe la Francaise37,70545,174+7,4690.070.06-0.01buy
Martin Capital Partners, LLC3,35910,278+6,9190.340.32-0.02buy
STRS OHIO24,00330,912+6,9090.010.01+0.00buy
TD ASSET MANAGEMENT INC102,402109,247+6,8450.010.01-0.00buy
Foster Group, Inc.12,54318,999+6,4560.040.05+0.01buy
Pacer Advisors, Inc.10,70817,016+6,3080.000.00+0.00buy
CANADA LIFE ASSURANCE Co226,579232,618+6,0390.030.03-0.00buy
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