PRINCIPAL FINANCIAL GROUP IN
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| AQR CAPITAL MANAGEMENT LLC | 596,724 | 1,103,565 | +506,841 | 0.04 | 0.06 | 0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 4,294,685 | 3,906,748 | +387,937 | 0.23 | 0.19 | -0.03 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 523,381 | 804,141 | +280,760 | 0.03 | 0.06 | 0.00 | buy |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 98,977 | 372,433 | +273,456 | 0.01 | 0.02 | 0.00 | buy |
| VANGUARD GROUP INC | 27,345,064 | 27,131,356 | +213,708 | 0.04 | 0.04 | 0.00 | sell |
| Qube Research & Technologies Ltd | 901,652 | 688,538 | +213,114 | 0.11 | 0.09 | 0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 5,486,682 | 5,617,443 | +130,761 | 0.03 | 0.03 | 0.00 | buy |
| FIRST TRUST ADVISORS LP | 690,528 | 580,047 | +110,481 | 0.05 | 0.04 | 0.00 | sell |
| Treasurer of the State of North Carolina | 204,613 | 99,845 | +104,768 | 0.05 | 0.03 | 0.00 | sell |
| CANADA PENSION PLAN INVESTMENT BOARD | 86,958 | 168,710 | +81,752 | 0.01 | 0.01 | 0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 346,959 | 419,129 | +72,170 | 0.05 | 0.06 | 0.00 | buy |
| ROYAL BANK OF CANADA | 1,737,520 | 1,675,800 | +61,720 | 0.03 | 0.03 | 0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 313,766 | 254,898 | +58,868 | 0.06 | 0.05 | 0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 179,448 | 127,901 | +51,547 | 0.02 | 0.01 | 0.00 | sell |
| TEACHER RETIREMENT SYSTEM OF TEXAS | 178,167 | 215,843 | +37,676 | 0.06 | 0.07 | +0.01 | buy |
| Mediolanum International Funds Ltd | 90,011 | 127,368 | +37,357 | 0.09 | 0.11 | +0.03 | buy |
| OMERS ADMINISTRATION Corp | 54,118 | 18,418 | +35,700 | 0.04 | 0.01 | -0.03 | sell |
| Legal & General Group Plc | 1,582,126 | 1,615,616 | +33,490 | 0.03 | 0.03 | -0.00 | buy |
| NORDEA INVESTMENT MANAGEMENT AB | 18,784 | 48,902 | +30,118 | 0.00 | 0.00 | +0.00 | buy |
| CAPITAL MANAGEMENT CORP /VA | 144,879 | 172,736 | +27,857 | 1.96 | 2.25 | +0.29 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 136,027 | 113,025 | +23,002 | 0.02 | 0.02 | -0.00 | sell |
| EDENTREE ASSET MANAGEMENT Ltd | 148,600 | 168,600 | +20,000 | 3.27 | 3.36 | +0.09 | buy |
| Entropy Technologies, LP | 28,660 | 48,433 | +19,773 | 0.18 | 0.30 | +0.12 | buy |
| AVIVA PLC | 168,095 | 185,065 | +16,970 | 0.03 | 0.03 | +0.00 | buy |
| Quantinno Capital Management LP | 111,141 | 127,957 | +16,816 | 0.04 | 0.03 | 0.00 | buy |
| DEAN INVESTMENT ASSOCIATES, LLC | 51,784 | 68,032 | +16,248 | 0.61 | 0.79 | +0.19 | buy |
| TD ASSET MANAGEMENT INC | 109,247 | 124,393 | +15,146 | 0.01 | 0.01 | +0.00 | buy |
| NATIXIS ADVISORS, LLC | 63,481 | 48,667 | +14,814 | 0.01 | 0.01 | 0.00 | sell |
| HBK Sorce Advisory LLC | 2,622 | 15,241 | +12,619 | 0.01 | 0.03 | 0.00 | buy |
| Elo Mutual Pension Insurance Co | 24,514 | 36,416 | +11,902 | 0.04 | 0.05 | +0.01 | buy |
| Tredje AP-fonden | 19,798 | 31,508 | +11,710 | 0.01 | 0.02 | +0.01 | buy |
| AlphaQuest LLC | 21,112 | 9,728 | +11,384 | 0.18 | 0.06 | 0.00 | sell |
| NEOS Investment Management LLC | 17,114 | 27,111 | +9,997 | 0.02 | 0.02 | +0.00 | buy |
| Wealthfront Advisers LLC | 64,599 | 55,185 | +9,414 | 0.01 | 0.01 | 0.00 | sell |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 190,330 | 199,557 | +9,227 | 0.11 | 0.10 | -0.01 | buy |
| Swedbank AB | 197,386 | 206,073 | +8,687 | 0.02 | 0.02 | -0.00 | buy |
| RHUMBLINE ADVISERS | 484,457 | 492,804 | +8,347 | 0.03 | 0.03 | 0.00 | buy |
| FOSTER & MOTLEY INC | 34,941 | 40,923 | +5,982 | 0.16 | 0.18 | +0.02 | buy |
| LECAP ASSET MANAGEMENT LTD | 13,795 | 19,596 | +5,801 | 0.39 | 0.56 | +0.18 | buy |
| Vanguard Personalized Indexing Management, LLC | 29,908 | 35,645 | +5,737 | 0.03 | 0.03 | 0.00 | buy |
| Siemens Fonds Invest GmbH | 25,080 | 30,730 | +5,650 | 0.12 | 0.14 | +0.02 | buy |
| National Pension Service | 382,437 | 388,046 | +5,609 | 0.03 | 0.02 | -0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 216,292 | 210,795 | +5,497 | 0.01 | 0.01 | 0.00 | sell |
| GW HENSSLER & ASSOCIATES LTD | 213,618 | 218,932 | +5,314 | 0.91 | 0.91 | +0.00 | buy |
| PRINCIPAL SECURITIES, INC. | 12,007 | 17,126 | +5,119 | 0.02 | 0.02 | 0.00 | buy |
| FORSTA AP-FONDEN | 153,500 | 158,500 | +5,000 | 0.08 | 0.08 | -0.00 | buy |
| PRAXIS INVESTMENT MANAGEMENT INC | 4,630 | 9,570 | +4,940 | 0.02 | 0.05 | +0.02 | buy |
| Investment Management Corp of Ontario | 5,520 | 10,434 | +4,914 | 0.01 | 0.01 | +0.01 | buy |
| CI INVESTMENTS INC. | 78,557 | 74,022 | +4,535 | 0.02 | 0.02 | 0.00 | sell |
| ProShare Advisors LLC | 50,907 | 46,489 | +4,418 | 0.01 | 0.01 | 0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 126,285 | 130,685 | +4,400 | 0.01 | 0.01 | +0.00 | buy |
| ALERUS FINANCIAL NA | 49,657 | 53,265 | +3,608 | 0.28 | 0.22 | -0.06 | buy |
| OSSIAM | 1,575 | 5,180 | +3,605 | 0.00 | 0.01 | +0.00 | buy |
| MUFG Securities EMEA plc | 620 | 3,880 | +3,260 | 0.00 | 0.01 | +0.01 | buy |
| Apella Capital, LLC | 2,851 | 5,833 | +2,982 | 0.01 | 0.01 | +0.00 | buy |
| Plato Investment Management Ltd | 5,668 | 8,500 | +2,832 | 0.03 | 0.05 | +0.01 | buy |
| Sound Income Strategies, LLC | 248,858 | 246,068 | +2,790 | 1.13 | 1.11 | 0.00 | sell |
| Modern Wealth Management, LLC | 11,100 | 13,821 | +2,721 | 0.02 | 0.02 | +0.00 | buy |
| CANADA LIFE ASSURANCE Co | 232,618 | 235,219 | +2,601 | 0.03 | 0.03 | -0.00 | buy |
| Versor Investments LP | 5,565 | 8,086 | +2,521 | 0.08 | 0.12 | +0.05 | buy |
| YOUSIF CAPITAL MANAGEMENT, LLC | 28,241 | 25,930 | +2,311 | 0.03 | 0.02 | 0.00 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 72,348 | 74,567 | +2,219 | 0.02 | 0.02 | 0.00 | buy |
| Vest Financial, LLC | 11,659 | 13,688 | +2,029 | 0.01 | 0.01 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 19,012 | 16,998 | +2,014 | 0.02 | 0.01 | -0.00 | sell |
| BI Asset Management Fondsmaeglerselskab A/S | 9,324 | 11,327 | +2,003 | 0.01 | 0.01 | +0.00 | buy |
| UniSuper Management Pty Ltd | 30,016 | 32,000 | +1,984 | 0.02 | 0.02 | +0.00 | buy |
| GoalVest Advisory LLC | 22,306 | 24,247 | +1,941 | 0.44 | 0.43 | -0.01 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 50,585 | 48,680 | +1,905 | 0.02 | 0.02 | -0.00 | sell |
| WEDGE CAPITAL MANAGEMENT L L P/NC | 30,488 | 32,335 | +1,847 | 0.04 | 0.05 | +0.00 | buy |
| Meeder Advisory Services, Inc. | 5,364 | 7,193 | +1,829 | 0.02 | 0.03 | +0.01 | buy |
| BEACON FINANCIAL GROUP | 2,620 | 4,331 | +1,711 | 0.02 | 0.04 | +0.01 | buy |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | 4,601 | 6,285 | +1,684 | 0.00 | 0.00 | +0.00 | buy |
| FAS Wealth Partners, Inc. | 32,875 | 34,504 | +1,629 | 0.19 | 0.19 | +0.00 | buy |
| MAI Capital Management | 20,603 | 22,212 | +1,609 | 0.01 | 0.01 | +0.00 | buy |
| V-Square Quantitative Management LLC | 18,803 | 20,368 | +1,565 | 0.20 | 0.28 | +0.08 | buy |
| Lion Street Advisors, LLC | 6,749 | 8,301 | +1,552 | 0.16 | 0.19 | +0.03 | buy |
| Commonwealth Retirement Investments LLC | 14,015 | 15,430 | +1,415 | 0.42 | 0.44 | +0.01 | buy |
| State of Alaska, Department of Revenue | 23,179 | 21,804 | +1,375 | 0.02 | 0.02 | 0.00 | sell |
| Y.D. More Investments Ltd | 196 | 1,566 | +1,370 | 0.00 | 0.00 | +0.00 | buy |
| Vinva Investment Management Ltd | 14,534 | 15,893 | +1,359 | 0.03 | 0.03 | -0.00 | buy |
| Pinion Investment Advisors, LLC | 11,882 | 13,224 | +1,342 | 0.33 | 0.29 | -0.04 | buy |
| DnB Asset Management AS | 38,808 | 40,098 | +1,290 | 0.01 | 0.01 | -0.00 | buy |
| Callan Family Office, LLC | 4,718 | 5,899 | +1,181 | 0.01 | 0.02 | +0.00 | buy |
| BESSEMER GROUP INC | 8,763 | 9,935 | +1,172 | 0.00 | 0.00 | +0.00 | buy |
| Czech National Bank | 50,416 | 51,487 | +1,071 | 0.03 | 0.03 | -0.00 | buy |
| Ashton Thomas Private Wealth, LLC | 3,151 | 4,221 | +1,070 | 0.01 | 0.01 | +0.00 | buy |
| MUFG SECURITIES AMERICAS INC. | 4,571 | 5,467 | +896 | 0.03 | 0.03 | -0.00 | buy |
| Centric Wealth Management | 29,081 | 29,838 | +757 | 0.53 | 0.56 | +0.03 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 62,315 | 63,065 | +750 | 0.01 | 0.01 | -0.00 | buy |
| HANTZ FINANCIAL SERVICES, INC. | 604 | 1,332 | +728 | 0.00 | 0.00 | +0.00 | buy |
| NATIXIS | 7,886 | 8,598 | +712 | 0.00 | 0.00 | 0.00 | buy |
| Cresset Asset Management, LLC | 10,749 | 11,414 | +665 | 0.00 | 0.00 | 0.00 | buy |
| Apollon Wealth Management, LLC | 5,397 | 6,049 | +652 | 0.01 | 0.01 | 0.00 | buy |
| Advisors Asset Management, Inc. | 37,030 | 36,389 | +641 | 0.05 | 0.05 | 0.00 | sell |
| Procyon Advisors, LLC | 13,542 | 14,171 | +629 | 0.10 | 0.07 | -0.03 | buy |
| Freestone Capital Holdings, LLC | 34,258 | 34,876 | +618 | 0.09 | 0.09 | -0.00 | buy |
| GHP Investment Advisors, Inc. | 384 | 999 | +615 | 0.00 | 0.00 | +0.00 | buy |
| COMMERCE BANK | 20,782 | 20,183 | +599 | 0.01 | 0.01 | 0.00 | sell |
| Blackhawk Capital Partners LLC. | 3,232 | 3,820 | +588 | 0.12 | 0.12 | +0.00 | buy |
| Focus Financial Network, Inc. | 4,584 | 5,169 | +585 | 0.01 | 0.02 | +0.00 | buy |