Stock Transactions — PULMONX CORP

Total Bought
4,563,949
50 transactions
Total Sold
3,416,800
60 transactions
Net
+1,147,149
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
FMR LLC3,309,5014,853,935+1,544,4340.000.00-0.00buy
Point72 Asset Management, L.P.1,546,0892,715,132+1,169,0430.060.07+0.01buy
MORGAN STANLEY2,278,7212,651,445+372,7240.000.00-0.00buy
JPMORGAN CHASE & CO52,263264,575+212,3120.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC27,000226,199+199,1990.010.06+0.05buy
STATE STREET CORP874,965974,680+99,7150.000.00-0.00buy
PRIMECAP MANAGEMENT CO/CA/5,646,4515,739,427+92,9760.060.04-0.02buy
CITADEL ADVISORS LLC54,931133,263+78,3320.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC195,163266,610+71,4470.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL52,347119,470+67,1230.010.01+0.00buy
BNP Paribas Asset Management Holding S.A.929,588989,423+59,8350.030.02-0.01buy
CIBC WORLD MARKETS CORP050,000+50,0000.000.00+0.00buy
Cubist Systematic Strategies, LLC045,160+45,1600.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.044,672+44,6720.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP17,91561,890+43,9750.000.00+0.00buy
Squarepoint Ops LLC039,977+39,9770.000.00+0.00buy
PDT Partners, LLC31,59770,290+38,6930.040.06+0.02buy
MARSHALL WACE, LLP84,787123,313+38,5260.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC806,505834,524+28,0190.000.00-0.00buy
AQR CAPITAL MANAGEMENT LLC34,66659,730+25,0640.000.00+0.00buy
Jump Financial, LLC025,015+25,0150.000.01+0.01buy
DEERFIELD MANAGEMENT COMPANY, L.P.020,289+20,2890.000.00+0.00buy
Versor Investments LP019,058+19,0580.000.04+0.04buy
Engineers Gate Manager LP26,08345,079+18,9960.010.01+0.00buy
Graham Capital Management, L.P.018,994+18,9940.000.01+0.01buy
Qube Research & Technologies Ltd1,76920,480+18,7110.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd016,966+16,9660.000.01+0.01buy
Verition Fund Management LLC015,730+15,7300.000.00+0.00buy
UBS Group AG33,67547,340+13,6650.000.00-0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC289,357301,372+12,0150.000.00-0.00buy
VANGUARD GROUP INC2,066,4422,077,859+11,4170.000.00-0.00buy
EntryPoint Capital, LLC011,013+11,0130.000.09+0.09buy
DIMENSIONAL FUND ADVISORS LP384,771395,723+10,9520.000.00-0.00buy
Allspring Global Investments Holdings, LLC1,2008,516+7,3160.000.00+0.00buy
CIBC Private Wealth Group LLC05,000+5,0000.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC22,81727,682+4,8650.000.00-0.00buy
STRS OHIO5,2008,900+3,7000.000.00+0.00buy
SEI INVESTMENTS CO70,82672,626+1,8000.000.00-0.00buy
RHUMBLINE ADVISERS50,90852,642+1,7340.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/34,08735,720+1,6330.000.00-0.00buy
WELLS FARGO & COMPANY/MN10,33511,468+1,1330.000.00-0.00buy
VALLEY NATIONAL ADVISERS INC01,070+1,0700.000.00+0.00buy
CITIGROUP INC5,3186,300+9820.000.00-0.00buy
Creative Planning16,63417,057+4230.000.00-0.00buy
AMERICAN INTERNATIONAL GROUP, INC.18,23318,355+1220.000.00-0.00buy
QUADRANT CAPITAL GROUP LLC242311+690.000.00-0.00buy
Annis Gardner Whiting Capital Advisors, LLC019+190.000.00+0.00buy
SIGNATUREFD, LLC016+160.000.00+0.00buy
JANUS HENDERSON GROUP PLC10,62110,634+130.000.00-0.00buy
Avior Wealth Management, LLC07+70.000.00+0.00buy
Ameritas Investment Partners, Inc.3,6173,61700.000.00-0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)7,5617,56100.000.00-0.00hold
MetLife Investment Management, LLC20,22720,22700.000.00-0.00hold
Mirae Asset Global Investments Co., Ltd.14,39114,39100.000.00-0.00hold
Swiss National Bank67,50067,50000.000.00-0.00hold
Rock Springs Capital Management LP652,400652,40000.210.15-0.05hold
Capital Advisors, Ltd. LLC828200.000.00-0.00hold
CKW FINANCIAL GROUP52552500.000.00-0.00hold
NewEdge Advisors, LLC10010000.000.00-0.00hold
CFM WEALTH PARTNERS LLC264,039264,03900.760.49-0.27hold
ABG-WTT Global Life Science Capital Partners GP Ltd60,20460,20401.501.34-0.15hold
Bell Investment Advisors, Inc919100.000.00-0.00hold
Washington Trust Advisors, Inc.16716700.000.00-0.00hold
Covestor Ltd0000.000.000.00hold
US BANCORP \DE\333300.000.00-0.00hold
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC28,06828,06800.000.00-0.00hold
COMERICA BANK37537500.000.00-0.00hold
MANUFACTURERS LIFE INSURANCE COMPANY, THE14,62514,62500.000.00+0.00hold
NISA INVESTMENT ADVISORS, LLC343400.000.00-0.00hold
CWM, LLC7164-70.000.00-0.00sell
Parallel Advisors, LLC351336-150.000.00-0.00sell
Farther Finance Advisors, LLC454-410.000.00-0.00sell
PRINCIPAL FINANCIAL GROUP INC10,84810,738-1100.000.00-0.00sell
FEDERATED HERMES, INC.2040-2040.000.00-0.00sell
METROPOLITAN LIFE INSURANCE CO/NY2,6132,017-5960.000.00-0.00sell
PRELUDE CAPITAL MANAGEMENT, LLC12,91212,200-7120.010.01-0.01sell
AlphaQuest LLC7,3526,403-9490.020.01-0.01sell
Legal & General Group Plc25,94724,784-1,1630.000.00-0.00sell
State of Wyoming7,7066,168-1,5380.020.01-0.01sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM36,51334,733-1,7800.000.00-0.00sell
NEW YORK STATE COMMON RETIREMENT FUND17,49515,378-2,1170.000.00-0.00sell
ALLIANCEBERNSTEIN L.P.41,90039,420-2,4800.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC15,13612,159-2,9770.000.00-0.00sell
DEUTSCHE BANK AG\524,660521,084-3,5760.000.00-0.00sell
AMALGAMATED BANK5,1431,187-3,9560.000.00-0.00sell
Aquatic Capital Management LLC27,80023,100-4,7000.010.01-0.00sell
Petrus Trust Company, LTA28,71622,612-6,1040.030.02-0.02sell
NORTHERN TRUST CORP335,257328,322-6,9350.000.00-0.00sell
Quantbot Technologies LP6,9550-6,9550.010.00-0.01sell
SG Americas Securities, LLC9,1840-9,1840.000.00-0.00sell
Tower Research Capital LLC (TRC)10,910668-10,2420.000.00-0.00sell
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM10,5600-10,5600.000.00-0.00sell
PURA VIDA INVESTMENTS, LLC477,398466,787-10,6111.452.94+1.49sell
Olympiad Research LP12,0120-12,0120.120.00-0.12sell
HRT FINANCIAL LP12,1440-12,1440.000.00-0.00sell
Dynamic Technology Lab Private Ltd12,2580-12,2580.020.00-0.02sell
Bank of New York Mellon Corp153,531140,162-13,3690.000.00-0.00sell
ROYAL BANK OF CANADA13,6430-13,6430.000.00-0.00sell
Invesco Ltd.25,63811,665-13,9730.000.00-0.00sell
GSA CAPITAL PARTNERS LLP19,7920-19,7920.020.00-0.02sell
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