| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Soleus Capital Management, L.P. | 2,038,323 | 2,788,323 | +750,000 | 0.19 | 0.15 | -0.05 | buy |
| BANK OF AMERICA CORP /DE/ | 727,799 | 1,166,826 | +439,027 | 0.00 | 0.00 | -0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 58,919 | 357,578 | +298,659 | 0.00 | 0.00 | +0.00 | buy |
| Stonepine Capital Management, LLC | 486,400 | 768,288 | +281,888 | 0.85 | 0.87 | +0.02 | buy |
| BARCLAYS PLC | 472,251 | 683,435 | +211,184 | 0.00 | 0.00 | -0.00 | buy |
| Centiva Capital, LP | 18,545 | 153,882 | +135,337 | 0.00 | 0.01 | +0.01 | buy |
| Berger Financial Group, Inc | 0 | 54,000 | +54,000 | 0.00 | 0.00 | +0.00 | buy |
| BRIGHTON JONES LLC | 0 | 44,733 | +44,733 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 41,251 | 82,492 | +41,241 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 906,521 | 944,492 | +37,971 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 1,125,861 | 1,163,678 | +37,817 | 0.00 | 0.00 | -0.00 | buy |
| Redhawk Wealth Advisors, Inc. | 0 | 34,700 | +34,700 | 0.00 | 0.00 | +0.00 | buy |
| NINE MASTS CAPITAL Ltd | 10,106 | 38,598 | +28,492 | 0.00 | 0.01 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 292,000 | 320,300 | +28,300 | 0.00 | 0.00 | -0.00 | buy |
| Parkman Healthcare Partners LLC | 727,781 | 755,636 | +27,855 | 0.15 | 0.10 | -0.05 | buy |
| SEI INVESTMENTS CO | 0 | 24,303 | +24,303 | 0.00 | 0.00 | +0.00 | buy |
| IEQ CAPITAL, LLC | 0 | 21,587 | +21,587 | 0.00 | 0.00 | +0.00 | buy |
| R Squared Ltd | 0 | 19,780 | +19,780 | 0.00 | 0.01 | +0.01 | buy |
| ADAR1 Capital Management, LLC | 355,410 | 374,497 | +19,087 | 0.06 | 0.03 | -0.03 | buy |
| NORTHERN TRUST CORP | 337,129 | 354,674 | +17,545 | 0.00 | 0.00 | -0.00 | buy |
| Cerity Partners LLC | 12,364 | 28,836 | +16,472 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 3,830 | 17,719 | +13,889 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 11,067 | +11,067 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 48,169 | 56,151 | +7,982 | 0.00 | 0.00 | -0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 41,265 | 48,767 | +7,502 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 4,684 | 11,402 | +6,718 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 832 | 4,825 | +3,993 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 19,033 | 22,731 | +3,698 | 0.00 | 0.00 | -0.00 | buy |
| 49 WEALTH MANAGEMENT, LLC | 11,884 | 15,184 | +3,300 | 0.00 | 0.00 | -0.00 | buy |
| HSBC HOLDINGS PLC | 11,522 | 14,090 | +2,568 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 875 | 2,857 | +1,982 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 0 | 1,629 | +1,629 | 0.00 | 0.00 | +0.00 | buy |
| Physician Wealth Advisors, Inc. | 0 | 855 | +855 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 2,105 | 2,803 | +698 | 0.00 | 0.00 | -0.00 | buy |
| Allworth Financial LP | 19 | 491 | +472 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 17,953 | 18,355 | +402 | 0.00 | 0.00 | -0.00 | buy |
| Nuveen, LLC | 68,790 | 69,108 | +318 | 0.00 | 0.00 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 214 | 465 | +251 | 0.00 | 0.00 | +0.00 | buy |
| Avion Wealth | 0 | 248 | +248 | 0.00 | 0.00 | 0.00 | buy |
| True Wealth Design, LLC | 0 | 165 | +165 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 0 | 143 | +143 | 0.00 | 0.00 | +0.00 | buy |
| Root Financial Partners, LLC | 0 | 126 | +126 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 72 | 158 | +86 | 0.00 | 0.00 | +0.00 | buy |
| Wealth Preservation Advisors, LLC | 0 | 73 | +73 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 11 | 69 | +58 | 0.00 | 0.00 | +0.00 | buy |
| Transamerica Financial Advisors, LLC | 0 | 56 | +56 | 0.00 | 0.00 | +0.00 | buy |
| FIFTH THIRD BANCORP | 0 | 12 | +12 | 0.00 | 0.00 | +0.00 | buy |
| SJS Investment Consulting Inc. | 0 | 9 | +9 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 1 | 7 | +6 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 3 | +3 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 3,617 | 3,617 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 52,200 | 52,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LAZARD ASSET MANAGEMENT LLC | 14,156 | 14,156 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sterling Capital Management LLC | 248 | 248 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AdvisorNet Financial, Inc | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 336 | 336 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 101 | 101 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CFM WEALTH PARTNERS LLC | 264,039 | 264,039 | 0 | 0.08 | 0.05 | -0.03 | hold |
| SBI Securities Co., Ltd. | 15 | 15 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BRAIDWELL LP | 752,541 | 752,541 | 0 | 0.05 | 0.03 | -0.02 | hold |
| Police & Firemen's Retirement System of New Jersey | 7,810 | 7,810 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 19,884 | 19,884 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 6,914 | 6,914 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Atlantic Union Bankshares Corp | 10 | 10 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Jefferies Financial Group Inc. | 285,110 | 285,110 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Bank of New York Mellon Corp | 92,787 | 92,720 | -67 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 70 | 0 | -70 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 10,573 | 10,318 | -255 | 0.00 | 0.00 | -0.00 | sell |
| Optiver Holding B.V. | 3,622 | 3,366 | -256 | 0.00 | 0.00 | +0.00 | sell |
| Cornerstone Planning Group LLC | 288 | 0 | -288 | 0.00 | 0.00 | -0.00 | sell |
| Birchview Capital, LP | 250,573 | 250,221 | -352 | 0.32 | 0.18 | -0.14 | sell |
| Legal & General Group Plc | 3,604 | 3,166 | -438 | 0.00 | 0.00 | -0.00 | sell |
| Fortitude Family Office, LLC | 592 | 0 | -592 | 0.00 | 0.00 | -0.00 | sell |
| Pinnacle Wealth Planning Services, Inc. | 695 | 0 | -695 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 8,888 | 8,085 | -803 | 0.00 | 0.00 | -0.00 | sell |
| AMALGAMATED BANK | 1,215 | 0 | -1,215 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 2,385 | 0 | -2,385 | 0.00 | 0.00 | -0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 12,805 | 10,105 | -2,700 | 0.00 | 0.00 | -0.00 | sell |
| PRIMECAP MANAGEMENT CO/CA/ | 4,727,791 | 4,724,991 | -2,800 | 0.01 | 0.00 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 65,800 | 61,000 | -4,800 | 0.00 | 0.00 | -0.00 | sell |
| ExodusPoint Capital Management, LP | 1,951,173 | 1,943,834 | -7,339 | 0.05 | 0.02 | -0.02 | sell |
| PERKINS CAPITAL MANAGEMENT INC | 49,000 | 41,000 | -8,000 | 0.09 | 0.05 | -0.04 | sell |
| Russell Investments Group, Ltd. | 12,574 | 3,892 | -8,682 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 56,241 | 46,380 | -9,861 | 0.00 | 0.00 | -0.00 | sell |
| Abel Hall, LLC | 10,654 | 0 | -10,654 | 0.01 | 0.00 | -0.01 | sell |
| SG Americas Securities, LLC | 10,747 | 0 | -10,747 | 0.00 | 0.00 | -0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 178,033 | 166,341 | -11,692 | 0.00 | 0.00 | -0.00 | sell |
| TUDOR INVESTMENT CORP ET AL | 22,912 | 11,028 | -11,884 | 0.00 | 0.00 | -0.00 | sell |
| STATE STREET CORP | 821,217 | 809,116 | -12,101 | 0.00 | 0.00 | -0.00 | sell |
| REGATTA CAPITAL GROUP, LLC | 13,749 | 0 | -13,749 | 0.00 | 0.00 | -0.00 | sell |
| ALGERT GLOBAL LLC | 99,712 | 85,362 | -14,350 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 93,179 | 71,319 | -21,860 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 22,043 | 0 | -22,043 | 0.00 | 0.00 | -0.00 | sell |
| Susquehanna Portfolio Strategies, LLC | 60,259 | 37,777 | -22,482 | 0.00 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 168,200 | 141,920 | -26,280 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 75,202 | 48,222 | -26,980 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 29,531 | 0 | -29,531 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 34,518 | 4,064 | -30,454 | 0.00 | 0.00 | -0.00 | sell |
| Jain Global LLC | 30,566 | 0 | -30,566 | 0.00 | 0.00 | -0.00 | sell |