Stock Transactions — PULMONX CORP

Total Bought
3,876,856
53 transactions
Total Sold
4,074,378
61 transactions
Net
-197,522
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MILLENNIUM MANAGEMENT LLC208,4791,166,527+958,0480.000.00+0.00buy
GSA CAPITAL PARTNERS LLP0423,725+423,7250.000.08+0.08buy
BANK OF AMERICA CORP /DE/73,297481,268+407,9710.000.00+0.00buy
JACOBS LEVY EQUITY MANAGEMENT, INC0260,418+260,4180.000.00+0.00buy
ADAR1 Capital Management, LLC0204,497+204,4970.000.09+0.09buy
UBS Group AG83,062275,895+192,8330.000.00+0.00buy
BARCLAYS PLC104,205272,646+168,4410.000.00-0.00buy
Cubist Systematic Strategies, LLC0157,972+157,9720.000.00+0.00buy
Rock Springs Capital Management LP503,700651,100+147,4000.190.11-0.09buy
Stonepine Capital Management, LLC0145,900+145,9000.000.37+0.37buy
RENAISSANCE TECHNOLOGIES LLC165,300251,310+86,0100.000.00-0.00buy
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND076,253+76,2530.000.00+0.00buy
MORGAN STANLEY3,494,1293,557,048+62,9190.000.00-0.00buy
DIMENSIONAL FUND ADVISORS LP397,254455,344+58,0900.000.00-0.00buy
XTX Topco Ltd057,642+57,6420.000.01+0.01buy
Susquehanna Portfolio Strategies, LLC053,526+53,5260.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.165,610218,758+53,1480.000.00-0.00buy
TUDOR INVESTMENT CORP ET AL204,818241,051+36,2330.010.00-0.01buy
STATE STREET CORP760,746794,185+33,4390.000.00-0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC032,493+32,4930.000.00+0.00buy
Schonfeld Strategic Advisors LLC278,964309,651+30,6870.010.01-0.01buy
ACADIAN ASSET MANAGEMENT LLC025,516+25,5160.000.00+0.00buy
ALGERT GLOBAL LLC023,580+23,5800.000.00+0.00buy
Verition Fund Management LLC022,230+22,2300.000.00+0.00buy
BANK OF MONTREAL /CAN/020,301+20,3010.000.00+0.00buy
STIFEL FINANCIAL CORP019,237+19,2370.000.00+0.00buy
Graham Capital Management, L.P.16,62334,241+17,6180.000.00-0.00buy
R Squared Ltd016,011+16,0110.000.02+0.02buy
GOLDMAN SACHS GROUP INC196,499210,477+13,9780.000.00-0.00buy
Corton Capital Inc.012,220+12,2200.000.04+0.04buy
AQR CAPITAL MANAGEMENT LLC21,19633,360+12,1640.000.00-0.00buy
VANGUARD GROUP INC2,282,3072,293,988+11,6810.000.00-0.00buy
PERKINS CAPITAL MANAGEMENT INC010,000+10,0000.000.03+0.03buy
US BANCORP \DE\1565,100+4,9440.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.48,60052,200+3,6000.000.00-0.00buy
D. E. Shaw & Co., Inc.486,555489,880+3,3250.000.00-0.00buy
Atom Investors LP16,01618,191+2,1750.010.00-0.01buy
Tower Research Capital LLC (TRC)4,3806,269+1,8890.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC927,541929,397+1,8560.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/36,14237,730+1,5880.000.00-0.00buy
Brooklyn Investment Group01,198+1,1980.000.00+0.00buy
Squarepoint Ops LLC11,68012,742+1,0620.000.00-0.00buy
CWM, LLC1,1492,035+8860.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS3,6984,539+8410.000.00-0.00buy
VOYA INVESTMENT MANAGEMENT LLC10,70611,086+3800.000.00-0.00buy
EverSource Wealth Advisors, LLC35403+3680.000.00+0.00buy
Fortitude Family Office, LLC0271+2710.000.00+0.00buy
Caitong International Asset Management Co., Ltd92278+1860.000.00+0.00buy
Sterling Capital Management LLC115166+510.000.00-0.00buy
SBI Securities Co., Ltd.020+200.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV82,08182,095+140.000.00-0.00buy
MAI Capital Management011+110.000.00+0.00buy
Atlantic Union Bankshares Corp010+100.000.00+0.00buy
DEERFIELD MANAGEMENT COMPANY, L.P.1,890,0001,890,00000.250.09-0.16hold
Ameritas Investment Partners, Inc.3,6173,61700.000.00-0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC65,80065,80000.010.00-0.01hold
SILVERCREST ASSET MANAGEMENT GROUP LLC930,557930,55700.040.02-0.03hold
CIBC Private Wealth Group LLC5,0005,00000.000.00-0.00hold
NORGES BANK151,200151,20000.000.00-0.00hold
Vontobel Holding Ltd.12,11612,11600.000.00-0.00hold
NewEdge Advisors, LLC10010000.000.00-0.00hold
Parallel Advisors, LLC33633600.000.00-0.00hold
CFM WEALTH PARTNERS LLC264,039264,03900.310.11-0.20hold
HighMark Wealth Management LLC3,5003,50000.010.00-0.01hold
Berger Financial Group, Inc26,99126,99100.010.00-0.01hold
BRAIDWELL LP752,541752,54100.180.07-0.11hold
Police & Firemen's Retirement System of New Jersey7,8107,81000.000.00-0.00hold
Legal & General Group Plc4,0014,00100.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND6,9146,91400.000.00-0.00hold
Wilmington Savings Fund Society, FSB8800.000.00-0.00hold
COMERICA BANK424200.000.00-0.00hold
AMALGAMATED BANK1,3281,32800.000.00-0.00hold
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM10,56010,56000.000.00-0.00hold
Jefferies Financial Group Inc.285,110285,11000.030.01-0.02hold
IFP Advisors, Inc10-10.000.00+0.00sell
Farther Finance Advisors, LLC21-10.000.00-0.00sell
True Wealth Design, LLC139-40.000.00-0.00sell
QUADRANT CAPITAL GROUP LLC110-110.000.00-0.00sell
ROTHSCHILD INVESTMENT LLC300-300.000.00-0.00sell
Larson Financial Group LLC360-360.000.00-0.00sell
Smartleaf Asset Management LLC850-850.000.00-0.00sell
Arax Advisory Partners1060-1060.000.00-0.00sell
Golden State Wealth Management, LLC1280-1280.000.00-0.00sell
Invesco Ltd.10,69810,528-1700.000.00-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC1950-1950.000.00-0.00sell
GAMMA Investing LLC2690-2690.000.00-0.00sell
RHUMBLINE ADVISERS55,95855,661-2970.000.00-0.00sell
Versant Capital Management, Inc758148-6100.000.00-0.00sell
HSBC HOLDINGS PLC15,97615,222-7540.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.22,62921,615-1,0140.000.00-0.00sell
NISA INVESTMENT ADVISORS, LLC1,72866-1,6620.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,7450-2,7450.000.00-0.00sell
Creative Planning17,23813,336-3,9020.000.00-0.00sell
SG Americas Securities, LLC17,49212,697-4,7950.000.00-0.00sell
INTECH INVESTMENT MANAGEMENT LLC23,68418,789-4,8950.000.00-0.00sell
Parkman Healthcare Partners LLC611,875605,029-6,8460.490.18-0.31sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC320,946313,738-7,2080.000.00-0.00sell
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC57,23449,816-7,4180.010.00-0.00sell
NORTHERN TRUST CORP364,902355,598-9,3040.000.00-0.00sell
SIMPLEX TRADING, LLC14,1691,114-13,0550.000.00-0.00sell
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