Stock Transactions — PULMONX CORP

Total Bought
4,668,269
51 transactions
Total Sold
9,115,510
53 transactions
Net
-4,447,241
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Kent Lake PR LLC0926,157+926,1570.000.77+0.77buy
Vestal Point Capital, LP0830,000+830,0000.000.06+0.06buy
Stonepine Capital Management, LLC145,900670,000+524,1000.370.88+0.51buy
SILVERCREST ASSET MANAGEMENT GROUP LLC930,5571,264,233+333,6760.020.01-0.00buy
GSA CAPITAL PARTNERS LLP423,725755,467+331,7420.080.10+0.03buy
D. E. Shaw & Co., Inc.489,880789,249+299,3690.000.00-0.00buy
CITADEL ADVISORS LLC0217,176+217,1760.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC25,516211,260+185,7440.000.00+0.00buy
GOLDMAN SACHS GROUP INC210,477394,890+184,4130.000.00+0.00buy
JANE STREET GROUP, LLC88,631248,208+159,5770.000.00+0.00buy
XTX Topco Ltd57,642173,180+115,5380.010.01+0.01buy
RENAISSANCE TECHNOLOGIES LLC251,310332,810+81,5000.000.00-0.00buy
BARCLAYS PLC272,646339,682+67,0360.000.00-0.00buy
MORGAN STANLEY3,557,0483,620,676+63,6280.000.00-0.00buy
ALGERT GLOBAL LLC23,58077,722+54,1420.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC929,397978,762+49,3650.000.00-0.00buy
SIMPLEX TRADING, LLC1,11439,139+38,0250.000.00+0.00buy
Quadrature Capital Ltd032,876+32,8760.000.00+0.00buy
Jain Global LLC018,766+18,7660.000.00+0.00buy
FNY Investment Advisers, LLC018,366+18,3660.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP30,89946,456+15,5570.000.00-0.00buy
HRT FINANCIAL LP015,436+15,4360.000.00+0.00buy
49 WEALTH MANAGEMENT, LLC014,455+14,4550.000.00+0.00buy
Voleon Capital Management LP013,375+13,3750.000.00+0.00buy
SG Americas Securities, LLC12,69724,863+12,1660.000.00+0.00buy
PERKINS CAPITAL MANAGEMENT INC10,00021,000+11,0000.030.03+0.00buy
ADAR1 Capital Management, LLC204,497214,497+10,0000.090.03-0.05buy
Tower Research Capital LLC (TRC)6,26915,323+9,0540.000.00+0.00buy
Russell Investments Group, Ltd.07,007+7,0070.000.00+0.00buy
NORTHERN TRUST CORP355,598362,371+6,7730.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS4,5398,094+3,5550.000.00+0.00buy
RHUMBLINE ADVISERS55,66159,145+3,4840.000.00-0.00buy
Creative Planning13,33615,850+2,5140.000.00-0.00buy
Groupe la Francaise02,500+2,5000.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM02,378+2,3780.000.00+0.00buy
Caitong International Asset Management Co., Ltd2781,793+1,5150.000.00+0.00buy
Arax Advisory Partners01,420+1,4200.000.00+0.00buy
AdvisorNet Financial, Inc01,000+1,0000.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC18,78919,759+9700.000.00-0.00buy
Optiver Holding B.V.0622+6220.000.00+0.00buy
Cornerstone Planning Group LLC0576+5760.000.01+0.01buy
NISA INVESTMENT ADVISORS, LLC66639+5730.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV82,09582,457+3620.000.00-0.00buy
Bank of New York Mellon Corp95,84696,178+3320.000.00-0.00buy
Versant Capital Management, Inc148333+1850.000.00+0.00buy
Steward Partners Investment Advisory, LLC0101+1010.000.00+0.00buy
Farther Finance Advisors, LLC195+940.000.00+0.00buy
Advisory Services Network, LLC045+450.000.00+0.00buy
IFP Advisors, Inc020+200.000.00-0.00buy
Invesco Ltd.10,52810,531+30.000.00-0.00buy
Clearstead Advisors, LLC01+10.000.00+0.00buy
MAI Capital Management111100.000.00-0.00hold
Ameritas Investment Partners, Inc.3,6173,61700.000.00-0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC65,80065,80000.000.00-0.00hold
ALLIANCEBERNSTEIN L.P.52,20052,20000.000.00-0.00hold
CIBC Private Wealth Group LLC5,0005,00000.000.00-0.00hold
Verition Fund Management LLC22,23022,23000.000.00-0.00hold
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND76,25376,25300.000.00-0.00hold
NewEdge Advisors, LLC10010000.000.00-0.00hold
Parallel Advisors, LLC33633600.000.00-0.00hold
CFM WEALTH PARTNERS LLC264,039264,03900.110.06-0.05hold
HighMark Wealth Management LLC3,5003,50000.000.00-0.00hold
Berger Financial Group, Inc26,99126,99100.000.00-0.00hold
Nuveen, LLC68,79068,79000.000.00-0.00hold
BRAIDWELL LP752,541752,54100.070.04-0.03hold
Police & Firemen's Retirement System of New Jersey7,8107,81000.000.00-0.00hold
Legal & General Group Plc4,0014,00100.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND6,9146,91400.000.00-0.00hold
Atlantic Union Bankshares Corp101000.000.00-0.00hold
COMERICA BANK424200.000.00-0.00hold
AMALGAMATED BANK1,3281,32800.000.00-0.00hold
DEUTSCHE BANK AG\1,125,8611,125,86100.000.00-0.00hold
Jefferies Financial Group Inc.285,110285,11000.010.00-0.01hold
SBI Securities Co., Ltd.2015-50.000.00-0.00sell
Wilmington Savings Fund Society, FSB80-80.000.00-0.00sell
True Wealth Design, LLC90-90.000.00-0.00sell
Sterling Capital Management LLC16693-730.000.00-0.00sell
Fortitude Family Office, LLC2710-2710.000.00-0.00sell
EverSource Wealth Advisors, LLC40349-3540.000.00-0.00sell
Brooklyn Investment Group1,1980-1,1980.000.00-0.00sell
BANK OF MONTREAL /CAN/20,30119,084-1,2170.000.00-0.00sell
R Squared Ltd16,01114,683-1,3280.020.01-0.01sell
STATE STREET CORP794,185792,404-1,7810.000.00-0.00sell
CWM, LLC2,0350-2,0350.000.00-0.00sell
LAZARD ASSET MANAGEMENT LLC2,1440-2,1440.000.00-0.00sell
BANK OF AMERICA CORP /DE/481,268479,023-2,2450.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.21,61518,326-3,2890.000.00-0.00sell
HSBC HOLDINGS PLC15,22211,522-3,7000.000.00-0.00sell
STIFEL FINANCIAL CORP19,23714,599-4,6380.000.00-0.00sell
US BANCORP \DE\5,1000-5,1000.000.00-0.00sell
AQR CAPITAL MANAGEMENT LLC33,36024,091-9,2690.000.00-0.00sell
CITIGROUP INC13,5653,318-10,2470.000.00-0.00sell
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM10,5600-10,5600.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC11,0860-11,0860.000.00-0.00sell
Vontobel Holding Ltd.12,1160-12,1160.000.00-0.00sell
Corton Capital Inc.12,2200-12,2200.040.00-0.04sell
Squarepoint Ops LLC12,7420-12,7420.000.00-0.00sell
BlackRock, Inc.2,690,7982,674,821-15,9770.000.00-0.00sell
PRICE T ROWE ASSOCIATES INC /MD/37,73019,884-17,8460.000.00-0.00sell
Atom Investors LP18,1910-18,1910.000.00-0.00sell
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