Stock Transactions — PULMONX CORP

Total Bought
6,837,746
46 transactions
Total Sold
5,692,266
57 transactions
Net
+1,145,480
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Soleus Capital Management, L.P.02,038,323+2,038,3230.000.19+0.19buy
ExodusPoint Capital Management, LP01,951,173+1,951,1730.000.05+0.05buy
MORGAN STANLEY3,620,6764,160,469+539,7930.000.00+0.00buy
VANGUARD GROUP INC2,242,1872,540,535+298,3480.000.00+0.00buy
Birchview Capital, LP0250,573+250,5730.000.32+0.32buy
BANK OF AMERICA CORP /DE/479,023727,799+248,7760.000.00+0.00buy
Parkman Healthcare Partners LLC500,662727,781+227,1190.090.15+0.06buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP0189,440+189,4400.000.00+0.00buy
WESTFIELD CAPITAL MANAGEMENT CO LP0184,903+184,9030.000.00+0.00buy
ADAR1 Capital Management, LLC214,497355,410+140,9130.030.06+0.02buy
BARCLAYS PLC339,682472,251+132,5690.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP46,456132,770+86,3140.000.00+0.00buy
Susquehanna Portfolio Strategies, LLC060,259+60,2590.000.00+0.00buy
Engineers Gate Manager LP048,169+48,1690.000.00+0.00buy
WELLS FARGO & COMPANY/MN047,580+47,5800.000.00+0.00buy
Banco BTG Pactual S.A.046,316+46,3160.000.02+0.02buy
Squarepoint Ops LLC041,251+41,2510.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC24,09158,919+34,8280.000.00+0.00buy
Worth Venture Partners, LLC032,525+32,5250.000.52+0.52buy
BlackRock, Inc.2,674,8212,706,190+31,3690.000.00+0.00buy
STATE STREET CORP792,404821,217+28,8130.000.00+0.00buy
PERKINS CAPITAL MANAGEMENT INC21,00049,000+28,0000.030.09+0.06buy
ALGERT GLOBAL LLC77,72299,712+21,9900.000.00+0.00buy
Centiva Capital, LP018,545+18,5450.000.00+0.00buy
FNY Investment Advisers, LLC18,36634,500+16,1340.010.02+0.01buy
LAZARD ASSET MANAGEMENT LLC014,156+14,1560.000.00+0.00buy
REGATTA CAPITAL GROUP, LLC013,749+13,7490.000.00+0.00buy
Cerity Partners LLC012,364+12,3640.000.00+0.00buy
Jain Global LLC18,76630,566+11,8000.000.00+0.00buy
Abel Hall, LLC010,654+10,6540.000.01+0.01buy
NINE MASTS CAPITAL Ltd010,106+10,1060.000.00+0.00buy
Russell Investments Group, Ltd.7,00712,574+5,5670.000.00+0.00buy
CWM, LLC03,830+3,8300.000.00+0.00buy
Creative Planning15,85019,033+3,1830.000.00+0.00buy
Optiver Holding B.V.6223,622+3,0000.000.00+0.00buy
GAMMA Investing LLC02,105+2,1050.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS8,0948,888+7940.000.00+0.00buy
EverSource Wealth Advisors, LLC49832+7830.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.0695+6950.000.00+0.00buy
Fortitude Family Office, LLC0592+5920.000.00+0.00buy
Sterling Capital Management LLC93248+1550.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO070+700.000.00+0.00buy
IFP Advisors, Inc2072+520.000.00+0.00buy
Invesco Ltd.10,53110,573+420.000.00+0.00buy
Allworth Financial LP019+190.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,3782,385+70.000.00+0.00buy
MAI Capital Management111100.000.00+0.00hold
Ameritas Investment Partners, Inc.3,6173,61700.000.00+0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC65,80065,80000.000.00+0.00hold
ALLIANCEBERNSTEIN L.P.52,20052,20000.000.00+0.00hold
SILVERCREST ASSET MANAGEMENT GROUP LLC1,264,2331,264,23300.010.02+0.01hold
AdvisorNet Financial, Inc1,0001,00000.000.00+0.00hold
Parallel Advisors, LLC33633600.000.00+0.00hold
Steward Partners Investment Advisory, LLC10110100.000.00+0.00hold
CFM WEALTH PARTNERS LLC264,039264,03900.060.08+0.02hold
SBI Securities Co., Ltd.151500.000.00+0.00hold
Nuveen, LLC68,79068,79000.000.00+0.00hold
BRAIDWELL LP752,541752,54100.040.05+0.02hold
Police & Firemen's Retirement System of New Jersey7,8107,81000.000.00+0.00hold
PRICE T ROWE ASSOCIATES INC /MD/19,88419,88400.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND6,9146,91400.000.00+0.00hold
HSBC HOLDINGS PLC11,52211,52200.000.00+0.00hold
Atlantic Union Bankshares Corp101000.000.00+0.00hold
DEUTSCHE BANK AG\1,125,8611,125,86100.000.00+0.00hold
Jefferies Financial Group Inc.285,110285,11000.000.01+0.00hold
Clearstead Advisors, LLC10-10.000.00-0.00sell
COMERICA BANK4218-240.000.00-0.00sell
Advisory Services Network, LLC450-450.000.00-0.00sell
Farther Finance Advisors, LLC950-950.000.00-0.00sell
NewEdge Advisors, LLC1000-1000.000.00-0.00sell
AMALGAMATED BANK1,3281,215-1130.000.00+0.00sell
Verition Fund Management LLC22,23022,043-1870.000.00+0.00sell
Cornerstone Planning Group LLC576288-2880.010.00-0.01sell
Versant Capital Management, Inc3330-3330.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.18,32617,953-3730.000.00+0.00sell
Legal & General Group Plc4,0013,604-3970.000.00+0.00sell
NISA INVESTMENT ADVISORS, LLC639214-4250.000.00-0.00sell
Arax Advisory Partners1,4200-1,4200.000.00-0.00sell
Caitong International Asset Management Co., Ltd1,7931-1,7920.000.00-0.00sell
CITIGROUP INC3,318875-2,4430.000.00-0.00sell
Groupe la Francaise2,5000-2,5000.000.00-0.00sell
49 WEALTH MANAGEMENT, LLC14,45511,884-2,5710.000.00-0.00sell
RHUMBLINE ADVISERS59,14556,241-2,9040.000.00+0.00sell
Bank of New York Mellon Corp96,17892,787-3,3910.000.00+0.00sell
HighMark Wealth Management LLC3,5000-3,5000.000.00-0.00sell
SIMPLEX TRADING, LLC39,13934,518-4,6210.000.00+0.00sell
CIBC Private Wealth Group LLC5,0000-5,0000.000.00-0.00sell
INTECH INVESTMENT MANAGEMENT LLC19,75912,805-6,9540.000.00-0.00sell
Tower Research Capital LLC (TRC)15,3234,684-10,6390.000.00-0.00sell
Voleon Capital Management LP13,3750-13,3750.000.00-0.00sell
SG Americas Securities, LLC24,86310,747-14,1160.000.00-0.00sell
STIFEL FINANCIAL CORP14,5990-14,5990.000.00-0.00sell
R Squared Ltd14,6830-14,6830.010.00-0.01sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC107,97393,179-14,7940.000.00+0.00sell
HRT FINANCIAL LP15,4360-15,4360.000.00-0.00sell
BANK OF MONTREAL /CAN/19,0840-19,0840.000.00-0.00sell
JACOBS LEVY EQUITY MANAGEMENT, INC194,778174,774-20,0040.000.00+0.00sell
Connor, Clark & Lunn Investment Management Ltd.20,2370-20,2370.000.00-0.00sell
NORTHERN TRUST CORP362,371337,129-25,2420.000.00+0.00sell
Berger Financial Group, Inc26,9910-26,9910.000.00-0.00sell
Page 1 of 2