| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 199,777 | 201,452 | +1,675 | 0.03 | 0.02 | -0.01 | buy |
| CITADEL ADVISORS LLC | 113,885 | 162,765 | +48,880 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 83,598 | +83,598 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 55,580 | 62,764 | +7,184 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 61,033 | +61,033 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 60,887 | 58,150 | -2,737 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 0 | 51,889 | +51,889 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 41,942 | 41,942 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 127,842 | 40,887 | -86,955 | 0.00 | 0.00 | -0.00 | sell |
| Long Focus Capital Management, LLC | 40,000 | 40,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| BANK OF MONTREAL /CAN/ | 37,582 | 37,320 | -262 | 0.00 | 0.00 | -0.00 | sell |
| Ausdal Financial Partners, Inc. | 30,000 | 26,000 | -4,000 | 0.01 | 0.00 | -0.00 | sell |
| BRAVE ASSET MANAGEMENT INC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LPL Financial LLC | 19,579 | 18,009 | -1,570 | 0.00 | 0.00 | -0.00 | sell |
| HEADINVEST, LLC | 11,534 | 16,534 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Banque Cantonale Vaudoise | 11,900 | 11,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA SECURITIES, LLC | 23,378 | 11,816 | -11,562 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 3,739 | 11,697 | +7,958 | 0.00 | 0.00 | +0.00 | buy |
| Kingsview Wealth Management, LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PFG Investments, LLC | 0 | 10,500 | +10,500 | 0.00 | 0.00 | +0.00 | buy |
| Atom Investors LP | 0 | 10,257 | +10,257 | 0.00 | 0.00 | +0.00 | buy |
| PROFESSIONAL ADVISORY SERVICES INC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Cedar Mountain Advisors, LLC | 5,651 | 5,651 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 3,294 | 3,294 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 0 | 2,500 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 2,325 | 2,325 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JNBA Financial Advisors | 210 | 210 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Credential Qtrade Securities Inc. | 0 | 52 | +52 | 0.00 | 0.00 | +0.00 | buy |
| WOLFF WIESE MAGANA LLC | 31 | 31 | 0 | 0.00 | 0.00 | -0.00 | hold |
| 1832 Asset Management L.P. | 5 | 5 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SCOTIA CAPITAL INC. | 10,679 | 0 | -10,679 | 0.00 | 0.00 | -0.00 | sell |
| Anson Funds Management LP | 3,814,299 | 0 | -3,814,299 | 1.00 | 0.00 | -1.00 | sell |
| Newman Dignan & Sheerar, Inc. | 22,015 | 0 | -22,015 | 0.01 | 0.00 | -0.01 | sell |
| Advisory Services Network, LLC | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |
| Cypress Capital Management LLC (WY) | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |
| Advisor Resource Council | 100,000 | 0 | -100,000 | 0.02 | 0.00 | -0.02 | sell |
| TD Waterhouse Canada Inc. | 557 | 0 | -557 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 1,200 | 0 | -1,200 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 3,554 | 0 | -3,554 | 0.00 | 0.00 | -0.00 | sell |