| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Connective Capital Management, LLC | 0 | 150,340 | +150,340 | 0.00 | 0.08 | +0.08 | buy |
| XTX Topco Ltd | 0 | 78,661 | +78,661 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 77,883 | +77,883 | 0.00 | 0.00 | +0.00 | buy |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 0 | 72,000 | +72,000 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Ground Swell Capital, LLC | 0 | 34,398 | +34,398 | 0.00 | 0.06 | +0.06 | buy |
| RAYMOND JAMES FINANCIAL INC | 0 | 33,368 | +33,368 | 0.00 | 0.00 | +0.00 | buy |
| SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ | 0 | 33,255 | +33,255 | 0.00 | 0.02 | +0.02 | buy |
| BLAIR WILLIAM & CO/IL | 0 | 31,467 | +31,467 | 0.00 | 0.00 | +0.00 | buy |
| AlphaCore Capital LLC | 0 | 22,500 | +22,500 | 0.00 | 0.00 | +0.00 | buy |
| Huntleigh Advisors, Inc. | 0 | 13,000 | +13,000 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 60,381 | 70,408 | +10,027 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 25,114 | 35,114 | +10,000 | 0.00 | 0.00 | -0.00 | buy |
| PFG Investments, LLC | 20,500 | 22,900 | +2,400 | 0.00 | 0.00 | -0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 206,900 | 208,150 | +1,250 | 0.01 | 0.01 | -0.00 | buy |
| BANK OF MONTREAL /CAN/ | 38,211 | 38,336 | +125 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 526 | 526 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BRAVE ASSET MANAGEMENT INC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 66,939 | 66,939 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEADINVEST, LLC | 44,700 | 44,700 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Creative Planning | 13,330 | 13,330 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 8,452 | 8,452 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cerity Partners LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JNBA Financial Advisors | 210 | 210 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ausdal Financial Partners, Inc. | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SeaCrest Wealth Management, LLC | 32,000 | 32,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sound Income Strategies, LLC | 194 | 194 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 20,939 | 20,939 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kingsview Wealth Management, LLC | 11,210 | 11,210 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cedar Mountain Advisors, LLC | 5,651 | 5,651 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLFF WIESE MAGANA LLC | 31 | 31 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Activest Wealth Management | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Badgley Phelps Wealth Managers, LLC | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SEEDS INVESTOR LLC | 258,306 | 258,306 | 0 | 0.08 | 0.04 | -0.03 | hold |
| Federation des caisses Desjardins du Quebec | 31,899 | 31,899 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Aviso Financial Inc. | 52 | 52 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Vantage Point Financial LLC | 29,744 | 29,744 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Dogwood Wealth Management LLC | 146 | 146 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ball & Co Wealth Management Inc. | 38,253 | 38,253 | 0 | 0.04 | 0.02 | -0.01 | hold |
| FRANKLIN RESOURCES INC | 69,842 | 69,842 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VALLEY NATIONAL ADVISERS INC | 7,000 | 7,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 2,053 | 2,053 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PROFESSIONAL ADVISORY SERVICES INC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 24,542 | 24,542 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 2,884 | 0 | -2,884 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 19,783 | 11,993 | -7,790 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 15,055 | 0 | -15,055 | 0.00 | 0.00 | -0.00 | sell |
| Scientech Research LLC | 18,204 | 0 | -18,204 | 0.01 | 0.00 | -0.01 | sell |
| ROVIN CAPITAL /UT/ /ADV | 20,620 | 0 | -20,620 | 0.01 | 0.00 | -0.01 | sell |
| Cambridge Investment Research Advisors, Inc. | 24,771 | 0 | -24,771 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 323,982 | 262,170 | -61,812 | 0.00 | 0.00 | -0.00 | sell |
| Quadrature Capital Ltd | 106,076 | 0 | -106,076 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 208,698 | 0 | -208,698 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 382,051 | 0 | -382,051 | 0.00 | 0.00 | -0.00 | sell |